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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?


To: (Bob) Zumbrunnen who wrote (37573)1/21/1998 9:41:00 AM
From: Pugs  Read Replies (1) | Respond to of 55532
 
Mr. Kuglers posts were faxed to the NASD. THe NASD suggested we send complaints to Principals compliance dept, and the CEO. We followed that suggestion. We rec'd NO RESPONSE from Principal. The NASD informed us that Principal must respond by Feb. 6th. A representative from the compliance dept called me. She was totally unaware that Mr. Kugler was posting 8-10hrs. a day or the extent of his campaign. The NASD suggested 2 options for brokers in violation of USC Chapter2a sub.i.77q...Arbitration or a lawyer, I got a lawyer.
Principal, which was purchased by EVEREN, must've felt that the documentation warranted their action. Mr. Kugler is a broker. <EOM>
SOLIDARITY
THE TRUTH WILL SET YOU FREE!!



To: (Bob) Zumbrunnen who wrote (37573)1/21/1998 9:55:00 AM
From: BusterB12  Read Replies (1) | Respond to of 55532
 
<<totally bogus complaints,>>

Evidently , someone thought those complaints weren't bogus . Still , MK had a choice .And it was his choice , and his actions that brought this about .