This is interesting: The institutions that owned ASND circa 9/30/97 (and a few on later dates). I find it significant that TIAA/CREF is a large holder. These people have done wonders for Prof. Korn's (my wife's) college retirement account. They are conservative, yet make some well reasoned plays:
1/29/98 Select Fed. Filings Newswires 00:22:00 Federal Filings Newswires Copyright (c) 1998, Dow Jones & Company, Inc. Thursday, January 29, 1998 ASCEND COMMUNICATIONS 3Q Inst. Equity Holders-EQ ISSUER: ASCEND COMMUNICATIONS INC. SYMBOL: ASND Issue Type of Security: EQ (Common Equity) Number Change Latest Institution Shs Held Shs Held Report Date OAK ASSOCIATES, LTD. 6,088,601 3,351,251 09/30/1997 ALLIANCE CAPITAL MANAGEMENT L. 5,568,207 (3,993,274) 09/30/1997 TIAA-CREF INVESTMENT MANAGEMEN 5,212,940 1,296,340 09/30/1997 PIONEERING MANAGEMENT CORPORAT 4,559,000 (108,000) 09/30/1997 CAPITAL RESEARCH & MANAGEMENT 3,680,500 3,680,500 09/30/1997 TCW GROUP 2,802,854 (534,116) 09/30/1997 FIDELITY MANAGEMENT & RESEARCH 2,789,700 (51,410) 09/30/1997 BARCLAYS GLOBAL INVESTORS, N.A 2,613,334 (1,442) 09/30/1997
USAA INVESTMENT MANAGEMENT COM 1,779,240 (216,960) 09/30/1997 MASSACHUSETTS FINANCIAL SERVIC 1,772,505 (297,540) 09/30/1997 OPPENHEIMERFUNDS INC. 1,677,850 194,350 09/30/1997 SCUDDER KEMPER INVESTMENTS, IN 1,616,660 (1,640,030) 09/30/1997 AMERINDO INVESTMENT ADVISORS 1,526,377 (7,728,733) 09/30/1997 COLUMBUS CIRCLE INVESTORS 1,352,000 (695,800) 09/30/1997 NEW JERSEY DIVISION OF INVESTM 1,287,450 28,000 09/30/1997 BANKERS TRUST COMPANY (INVT. M 1,226,423 (470,655) 09/30/1997 CAMPBELL, COWPERTHWAIT 887,215 179,191 09/30/1997 HARBOR CAPITAL MANAGEMENT COMP 865,400 837,400 09/30/1997 CALIFORNIA PUBLIC EMPLOYEES RT 848,470 (110,430) 09/30/1997 DAWSON-SAMBERG CAPITAL MGMT. I 821,660 (167,740) 09/30/1997 STATE STREET BANK AND TR. CO. 747,346 14,558 09/30/1997 SMITH BARNEY INVESTMENT ADVISO 735,217 (154,357) 09/30/1997 N.Y. STATE TEACHERS' RETIREMEN 674,010 (29,390) 09/30/1997 AIM CAPITAL MANAGEMENT INC. 655,700 (1,476,700) 09/30/1997 PHOENIX INVESTMENT COUNSEL, IN 585,687 (1,395,276) 09/30/1997 MELLON BANK, N.A. 575,442 (278,408) 09/30/1997 MORGAN STANLEY & CO., INC. 539,817 (601,599) 09/30/1997 CALIFORNIA STATE TEACHERS RETI 528,905 (61,853) 09/30/1997 TRAINER WORTHAM & COMPANY, INC 509,435 178,065 09/30/1997
INVISTA CAPITAL MANAGEMENT, IN 505,200 202,700 09/30/1997 STATE STREET RESEARCH & MANAGE 426,700 345,300 09/30/1997 WELLINGTON MANAGEMENT COMPANY, 419,400 114,500 09/30/1997 CAPITAL GUARDIAN TRUST COMPANY 410,200 (2,526,900) 09/30/1997 STATE OF WISCONSIN INVESTMENT 400,000 (100,000) 09/30/1997 U.S. BANK N.A. 395,471 (99,760) 09/30/1997 ROGER ENGEMANN & ASSOCIATES IN 377,400 112,400 09/30/1997 THE STANDARD LIFE ASSURANCE CO 369,430 348,045 09/30/1997 PUTNAM INVESTMENT MANAGEMENT 358,400 (2,904,000) 09/30/1997 THE VANGUARD GROUP 352,950 (29,150) 09/30/1997 INTERACTIVE RESEARCH ADVISERS 349,000 119,000 09/30/1997 WARBURG PINCUS ASSET MANAGEMEN 338,605 (285,152) 09/30/1997 NOMURA ASSET MANAGEMENT CO., L 318,750 288,750 10/30/1997 SHOTT CAPITAL MANAGEMENT, LLC 306,594 (14,290) 09/30/1997 UNITED STATES TRUST CO. OF NEW 257,386 134,656 09/30/1997 THE PORTOLA GROUP, INC. 254,355 (163,705) 09/30/1997 FRANKLIN RESOURCES, INC. 243,500 22,500 09/30/1997 STATE TEACHERS RETIRMNT SYST. 241,000 0 09/30/1997 INTEGRAL CAPITAL PARTNERS 236,828 (510,168) 09/30/1997 SOCIETY ASSET MANAGEMENT, INC. 229,322 (18,230) 09/30/1997 THE NORTHERN TRUST COMPANY 219,750 (1,855) 09/30/1997
THE FLORIDA STATE BOARD OF ADM 218,750 6,650 09/30/1997 CHANCELLOR LGT ASSET MANAGEMEN 203,300 (4,823,762) 09/30/1997 WELLS FARGO BANK, N.A. 200,905 (549,330) 09/30/1997 FORTIS ADVISERS, INC. 200,000 (465,600) 09/30/1997 SOCIETE GENERALE ASSET MGMT (F 196,800 177,800 09/30/1997 LOOMIS, SAYLES & COMPANY, L.P. 195,760 2,160 09/30/1997 TUDOR INVESTMENT CORPORATION 190,700 190,700 09/30/1997 WORLD ASSET MANAGEMENT 184,010 (27,390) 09/30/1997 DRESDNER RCM GLOBAL INVESTORS 179,890 144,390 09/30/1997 NORTHERN TRUST QUANTITATIVE AD 166,668 (17,110) 09/30/1997 DRESDNER BANK AG 162,340 (57,560) 09/30/1997 WADDELL & REED INC. 154,000 (1,192,600) 09/30/1997 CAPITAL INTERNATIONAL S.A. 148,700 (229,100) 09/30/1997 WEISS, PECK & GREER, L.L.C. 127,870 15,120 12/31/1997 THE FORD FOUNDATION 126,509 (54,220) 09/30/1997 S.A.C. CAPITAL MANAGEMENT, L.P 125,000 125,000 09/30/1997 CAPITAL INTERNATIONAL LTD. 122,000 (128,900) 09/30/1997 MITCHELL HUTCHINS ASSET MGMT., 121,918 22,210 09/30/1997 SBC WARBURG INC. 118,970 68,970 09/30/1997 ROANOKE ASSET MANAGEMENT 116,358 2,300 09/30/1997 U S WEST INVESTMENT MANAGEMENT 115,800 (14,020) 09/30/1997
WESTCAP INVESTORS, LLC 115,680 64,680 09/30/1997 IBM RETIREMENT FUNDS 108,413 (66,414) 09/30/1997 DWS DEUTSCHE GSL. WERTPAPIERSP 107,860 79,860 09/30/1997 OPPENHEIMER CAPITAL L.P. 106,599 26,836 09/30/1997 ESSEX INVESTMENT MANAGEMENT CO 104,850 (565,299) 09/30/1997 EDGEMONT ASSET MANAGEMENT CORP 100,000 (200,000) 09/30/1997 GIBRALTAR ADVISORS 99,955 43,895 09/30/1997 AMERICAN FUND ADVISORS, INC. 99,140 (21,060) 09/30/1997 MORGAN STANLEY ASSET MANAGEMEN 97,523 59,223 09/30/1997 CREDIT LYONNAIS S.A. (ASSET MG 91,500 91,500 09/30/1997 HARVEST MANAGEMENT, L.L.C. 89,884 (197,316) 09/30/1997 ROBERT BENDER & ASSOCIATES 88,923 3,795 09/30/1997 VOYAGEUR ASSET MANAGEMENT LLC 87,700 56,700 09/30/1997 FIRST UNION NATL. BANK/CAPITAL 84,081 (492,615) 09/30/1997 HAGLER, MASTROVITA & HEWITT, I 82,500 82,500 09/30/1997 CHARLES SCHWAB INVESTMENT MANA 80,010 9,810 09/30/1997 BANC ONE INVESTMENT ADVISORS ( 76,819 (315,440) 09/30/1997 BEEKMAN CAPITAL MANAGEMENT LTD 76,600 (23,400) 09/30/1997 JOHN HANCOCK ADVISERS, INC. 75,000 (864,000) 12/31/1997 T. ROWE PRICE ASSOCIATES, INC. 73,790 (5,571,059) 09/30/1997 FLEET INVESTMENT ADVISORS (MAS 72,755 (65,514) 09/30/1997
WASHINGTON CAPITAL MANAGEMENT, 72,745 72,745 09/30/1997 DRESDNER RCM GLOBAL INVESTORS 72,544 (2,246,069) 09/30/1997 BECKER VANETTEN, INC. 71,150 32,075 09/30/1997 COMERICA BANK - DETROIT 70,235 (41,455) 09/30/1997 GENERAL AMERICAN INVESTORS CO. 70,000 (30,000) 09/30/1997 EATON, VANCE MANAGEMENT, INC. 70,000 0 12/31/1997 BEAR, STEARNS ASSET MANAGEMENT 69,574 (77,029) 09/30/1997 DONALDSON LUFKIN & JENRETTE, I 64,145 (3,055) 09/30/1997 BANKBOSTON 63,028 (27,730) 09/30/1997 GEORGE D. BJURMAN & ASSOCIATES 59,400 (203,599) 09/30/1997 NEUBERGER & BERMAN, LLC 59,300 (2,250) 09/30/1997 AMERICAN EXPRESS FINANCIAL ADV 57,000 (1,181,350) 09/30/1997 FIRST SECURITY INVESTMENT MGMT 55,750 (49,330) 12/31/1997 DESSAUER & MCINTYRE ASSET MGT, 55,700 55,700 09/30/1997 LEGAL & GENERAL INVESTMENT MGM 55,480 21,080 09/30/1997 WELCH CAPITAL PARTNERS, L.L.C. 55,000 55,000 09/30/1997 FIRST INVESTORS MANAGEMENT CO. 54,352 24,352 09/30/1997 CAMPBELL ADVISORS, INC. 54,085 18,485 09/30/1997 BOSTON SECURITY COUNSELLORS, I 52,675 175 09/30/1997 JOHN A. LEVIN & COMPANY, INC. 52,500 (82,500) 09/30/1997 HINTZ HOLMAN & HECKSHER, INC. 51,700 (14,300) 09/30/1997 REGAL ASSET MANAGEMENT CORPORA 50,000 10,000 09/30/1997 SAMBA CAPITAL MANAGEMENT INTL. 50,000 (75,000) 09/30/1997 CHASE GLOBAL ASSET MANAGEMENT 48,917 (234,183) 09/30/1997 CAXTON ASSOCIATES, L.L.C. 48,500 (102,600) 09/30/1997 FIRST TENNESSEE BANK, N.A. 48,300 21,400 09/30/1997
HEMENWAY AND BARNES 47,919 (7,946) 09/30/1997 PNC BANK, N.A. (INVT. MGMT.) 45,853 (279,197) 09/30/1997 DEAN WITTER INTERCAPITAL INC. 45,244 44,794 09/30/1997 GARTMORE INVESTMENT MANAGEMENT 45,125 (853,875) 09/30/1997 LASALLE NATIONAL BANK 44,450 (6,065) 09/30/1997 SHAKER INVESTMENTS INC. 44,319 (165,855) 09/30/1997 LONG-TERM CAPITAL PORTFOLIO, L 44,241 (763,189) 09/30/1997 GRAY, SEIFERT & COMPANY, INC. 41,819 15,289 09/30/1997 GTE INVESTMENT MANAGEMENT CORP 40,000 40,000 09/30/1997 THE YMCA RETIREMENT FUND 40,000 (15,000) 09/30/1997 BESSEMER TRUST COMPANY, N.A. ( 39,635 24,540 09/30/1997 JMG CAPITAL PARTNERS, L.P. 39,000 7,000 09/30/1997 WOOD, STRUTHERS & WINTHROP MGM 36,350 150 09/30/1997 QUEST INVESTMENT MANAGEMENT, I 31,485 31,485 09/30/1997 PANAGORA ASSET MANAGEMENT INC. 28,200 4,300 09/30/1997 S SQUARED TECHNOLOGY CORP. 27,457 (84,465) 09/30/1997 HOTCHKISS ASSOCIATES, INC. 27,400 27,400 09/30/1997 FIDUCIARY TRUST CO. INTERNATIO 26,850 800 12/31/1997 COMMERZBANK INVESTMENT MANAGEM 26,000 26,000 08/31/1997 FAYEZ SAROFIM & COMPANY 24,500 14,475 09/30/1997 ROBERTSON, STEPHENS INVT. MGMT 24,400 (36,000) 09/30/1997
CITIBANK GLOBAL ASSET MANAGEME 23,200 (2,200) 09/30/1997 STERLING ADVISORS 22,345 14,561 09/30/1997 CABOT MONEY MANAGEMENT, INC. 22,140 (1,770) 09/30/1997 GLOBALT INC. 22,130 4,700 09/30/1997 THE PENNSYLVANIA TRUST COMPANY 21,336 21,336 09/30/1997 PRUDENTIAL MUTUAL FUND INVT. M 21,020 (985,380) 09/30/1997 NORTHERN TRUST COMPANY OF CONN 19,490 9,500 09/30/1997 BRUNDAGE, STORY AND ROSE, LLC 19,037 (25,445) 09/30/1997 GAMBLE, JONES, HOLBROOK & BENT 18,160 4,735 09/30/1997 MORGAN STANLEY ASSET MANAGEMEN 18,000 0 09/30/1997 FRAMLINGTON INVESTMENT MANAGEM 17,550 (5,250) 08/31/1997 SANTA BARBARA BANK & TRUST 16,700 16,700 09/30/1997 LAWRENCE W. KELLY & ASSOCIATES 16,600 8,200 09/30/1997 DRESDNERBANK INVESTMENT MGMT. 16,400 16,400 09/30/1997 HEWLETT-PACKARD, CORPORATE INV 16,071 (46,887) 09/30/1997 SUMMIT BANK 15,800 3,800 09/30/1997 NORWEST BANK MINNESOTA, N.A. 15,718 (5,460) 09/30/1997 RENAISSANCE TECHNOLOGIES CORP. 15,000 7,400 09/30/1997 MORSE WILLIAMS & COMPANY, INC. 13,167 (44,494) 09/30/1997 A. G. EDWARDS & SONS, INC. 13,150 6,300 09/30/1997 WYSER-PRATTE MANAGEMENT CO., I 12,670 (77,330) 09/30/1997
CREDIT SUISSE FIRST BOSTON COR 12,401 93 09/30/1997 BRADLEY, FOSTER AND SARGENT, I 12,300 12,300 09/30/1997 BERGER ASSOCIATES, INC. 12,025 (527,405) 09/30/1997 STI CAPITAL MANAGEMENT 11,497 6,412 09/30/1997 POTOMAC ASSET MANAGEMENT, INC. 11,370 11,370 09/30/1997 THE BANK OF NEW YORK (INVT. MG 10,900 9,500 12/31/1997 GRADISON-MCDONALD INVESTMENT A 10,800 137 09/30/1997 CNA INSURANCE COMPANIES 10,700 10,700 09/30/1997 HELLMAN, JORDAN MANAGEMENT CO. 10,500 (30,790) 09/30/1997 REYNOLDS CAPITAL MANAGEMENT 10,440 (500) 09/30/1997 THE HUNTINGTON NATIONAL BANK ( 10,402 (2,798) 09/30/1997 DANIEL H. RENBERG & ASSOCIATES 10,400 7,400 09/30/1997 TEACHERS INSURANCE & ANNUITY A 10,080 580 09/30/1997 HSBC ASSET MANAGEMENT AMERICAS 9,950 7,900 09/30/1997 WILLIAMS JONES & ASSOCIATES IN 9,800 9,800 09/30/1997 TRADESTREET INVESTMENT ASSOCIA 9,615 (170,010) 09/30/1997 NATIONAL CITY BANK OF CLEVELAN 9,250 3,850 09/30/1997 SCHRODER CAPITAL MANAGEMENT IN 9,200 (44,900) 09/30/1997 NORTHEAST INVESTORS TRUST 9,109 (3,610) 09/30/1997 ATALANTA/SOSNOFF CAPITAL CORPO 9,000 (354,843) 09/30/1997 1ST SOURCE BANK 8,800 (4,500) 09/30/1997
PARADIGM ASSET MANAGEMENT CO., 8,800 (23,900) 09/30/1997 CCF CAPITAL MANAGEMENT 8,200 2,100 07/09/1997 AMERICAN NATIONAL BK & TR CO ( 8,000 (1,000) 09/30/1997 SCOTTISH EQUITABLE P.L.C. 8,000 4,000 08/31/1997 UBS ASSET MANAGEMENT (NEW YORK 7,762 2,389 09/30/1997 BARROW, HANLEY, MEWHINNEY & ST 7,300 200 09/30/1997 INVESTORS MANAGEMENT GROUP, LT 6,550 6,550 10/31/1997 GW CAPITAL MANAGEMENT, INC. 6,520 6,520 09/30/1997 DEMACHY GESTION 5,600 5,600 07/04/1997 GROESBECK INVESTMENT MGMT. COR 5,550 950 09/30/1997 PACIFIC CENTURY TRUST 5,090 2,890 09/30/1997 CAISSE CENTRALE BANQUES POPULA 5,000 1,500 09/30/1997 THE BANK OF TOKYO-MITSUBISHI T 4,000 (16,950) 09/30/1997 MORGAN DEMPSEY CAPITAL MANAGEM 4,000 4,000 09/30/1997 ABERDEEN ASSET MANAGERS (LONDO 4,000 4,000 07/31/1997 DAI-ICHI KANGYO ASAHI ASSET MG 3,500 3,500 09/16/1997 UNION INVESTMENT GESELLSCHAFT 3,500 3,500 09/30/1997 BOSTON SAFE DEPOSIT AND TRUST 2,941 (38,199) 09/30/1997 LEGG MASON WOOD WALKER, INC. 2,405 2,405 09/30/1997 UNITED STATES TRUST CO. OF BOS 2,300 2,300 09/30/1997 FRANKLIN STREET ADVISORS, INC. 2,250 (42,100) 09/30/1997
AMERICAN NATIONAL BK & TR (CHI 2,200 1,000 09/30/1997 LORING, WOLCOTT & COOLIDGE FID 2,090 (60) 09/30/1997 NORWEST BANK TEXAS, SOUTH, N.A 1,427 1,427 09/30/1997 COMMERCE BK. OF KANSAS CITY (I 1,400 1,000 09/30/1997 WESTFIELD CAPITAL MANAGEMENT C 1,400 (177,175) 09/30/1997 MERRILL LYNCH CAPITAL MARKETS 838 (183,653) 09/30/1997 ROLL AND ROSS ASSET MANAGEMENT 800 0 09/30/1997 PARAMETRIC PORTFOLIO ASSOCIATE 800 (100) 09/30/1997 FLEET INVESTMENT ADVISORS (NJ) 750 750 09/30/1997 WESTPORT RESOURCES MANAGEMENT, 700 (50) 09/30/1997 DELAWARE INVESTMENT ADVISERS ( 500 (309,640) 09/30/1997 FLEET INVESTMENT ADVISORS (NY) 500 (200) 09/30/1997 ALLIED INVESTMENT ADVISORS, IN 355 105 09/30/1997 THE FROST NATIONAL BANK 300 100 09/30/1997 NORWEST INVESTMENTS & TRUST DE 275 275 09/30/1997 MERCANTILE BANK, N.A. 200 (950) 09/30/1997 NORWEST INVESTMENT MGMT. & TRU 173 173 09/30/1997 AMSOUTH BANK OF ALABAMA (INVT 100 100 09/30/1997 LEGG MASON CAPITAL MANAGEMENT 97 0 09/30/1997 NICHOLAS-APPLEGATE CAPITAL MGM 96 0 09/30/1997 THE UNIVERSITY OF CHICAGO (INV 0 (109,000) 09/30/1997 KELLNER DILEO & CO., LP 0 (255,900) 09/30/1997 FOUNDERS ASSET MANAGEMENT, INC 0 (417,200) 09/30/1997 LEHMAN BROTHERS 0 (955) 09/30/1997
THE ST. PAUL COMPANIES, INC. 0 (65,000) 09/30/1997 WALL STREET ASSOCIATES 0 (65,710) 09/30/1997 CAMDEN ASSET MANAGEMENT, L.P. 0 (263,900) 09/30/1997 GENERAL MOTORS INVT. MGMT. COR 0 (90,000) 09/30/1997 GEEWAX, TERKER & COMPANY 0 (113,700) 09/30/1997 TEACHERS' RETIREMENT SYSTEM OF 0 (350,000) 09/30/1997 THE NORTHWESTERN MUTUAL LIFE I 0 (23,620) 09/30/1997 DAI-ICHI MUTUAL LIFE INSURANCE 0 (160,400) 09/30/1997 FIRST OF AMERICA INVESTMENT CO 0 (65,590) 09/30/1997 HALCYON/ALAN B. SLIFKA MGMT. C 0 (258,500) 09/30/1997 J. P. MORGAN INVESTMENT MGMT. 0 (176,290) 09/30/1997 ABBEY LIFE INVESTMENT SERVICES 0 (47,500) 09/30/1997 WOOD ISLAND ASSOCIATES, INC. 0 (14,342) 09/30/1997 DEUTSCHE ASSET MANAGEMENT (NA) 0 (10,400) 09/30/1997 ROCKEFELLER & COMPANY, INC. 0 (21,673) 09/30/1997 BERKELEY CAPITAL MANAGEMENT 0 (21,971) 09/30/1997 BRANDYWINE ASSET MANAGEMENT, I 0 (60) 09/30/1997 NLI INTERNATIONAL INC. 0 (14,500) 09/30/1997 AMERICAN CENTURY INVESTMENT MG 0 (1,914,100) 09/30/1997 JENNISON ASSOCIATES CAPITAL CO 0 (3,031,420) 09/30/1997 AIB GOVETT ASSET MANAGEMENT LT 0 (277,100) 09/30/1997
THE DREYFUS CORPORATION 0 (99,797) 09/30/1997 OBERWEIS ASSET MANAGEMENT, INC 0 (5,300) 09/30/1997 VALUE LINE ASSET MANAGEMENT 0 (400,000) 12/31/1997 JUNDT ASSOCIATES INC. 0 (446,200) 09/30/1997 ANGELO, GORDON & CO., L.P. 0 (543,400) 09/30/1997 COLUMBIA MANAGEMENT COMPANY 0 (73,000) 09/30/1997 DAVID W. TICE & ASSOCIATES 0 (3,000) 09/30/1997 INVESTMENT ADVISERS, INC. (MN) 0 (235,756) 09/30/1997 BAKER NYE GREENBLATT 0 (609,285) 09/30/1997 STEIN ROE & FARNHAM, INC. 0 (970,300) 09/30/1997 JANUS CAPITAL CORPORATION 0 (941,675) 09/30/1997 TRW INVESTMENT MANAGEMENT COMP 0 (27,600) 09/30/1997 TOMPKINS COUNTY TRUST COMPANY 0 (900) 09/30/1997 JUPITER ASSET MANAGEMENT LTD. 0 (525) 09/30/1997 SMC CAPITAL, INC. 0 (97,300) 09/30/1997 VAN KAMPEN AMERICAN CAPITAL, I 0 (132,870) 09/30/1997 FRANK RUSSELL COMPANY 0 (291,300) 09/30/1997 LYNCH & MAYER, INC. 0 (226,400) 09/30/1997 INSIGHT CAPITAL RESEARCH & MGM 0 (160,336) 09/30/1997 ELLIOTT ASSOCIATES, L.P. 0 (112,400) 09/30/1997 ELLIOTT & PAGE LTD. 0 (37,400) 09/30/1997
PERRY PARTNERS L.P. 0 (700) 09/30/1997 PAUL J. SCHUPF ASSOCIATES 0 (136,000) 09/30/1997 MILLER, ANDERSON & SHERRERD, L 0 (100) 09/30/1997 ZESIGER CAPITAL GROUP LLC 0 (65,000) 09/30/1997 MACKENZIE FINANCIAL CORPORATIO 0 (1,500) 09/30/1997 RENAISSANCE INVESTMENT MGMT. I 0 (34,945) 09/30/1997 COGEFI S.A. 0 (15,000) 09/30/1997 VARIABLE ANNUITY LIFE INSUR. ( 0 (756,100) 09/30/1997 PACIFIC ALLIANCE CAPITAL MANAG 0 (26,200) 09/30/1997 FEDERATED INVESTMENT COUNSELIN 0 (38,200) 09/30/1997 HUSIC CAPITAL MANAGEMENT 0 (118,932) 09/30/1997 DENVER INVESTMENT ADVISORS LLC 0 (400) 09/30/1997 ONE VALLEY BANK, N.A. 0 (6,000) 09/30/1997 STRONG CAPITAL MANAGEMENT, INC 0 (100,850) 09/30/1997 M & I INVESTMENT MANAGEMENT CO 0 (50,000) 09/30/1997 DRIEHAUS CAPITAL MANAGEMENT, I 0 (25,478) 09/30/1997 MOODY, LYNN & CO. 0 (12,300) 09/30/1997 SENA WELLER ROHS WILLIAMS, INC 0 (13,225) 09/30/1997 COMMERCE BANK OF ST. LOUIS 0 (200) 09/30/1997 VANTAGE GLOBAL ADVISORS, INC. 0 (719,290) 09/30/1997 FURMAN SELZ LLC 0 (271,800) 09/30/1997
MUNDER CAPITAL MANAGEMENT 0 (386,665) 09/30/1997 NEW YORK STATE COMMON RETIREME 0 (175,000) 09/30/1997 FLEMING CAPITAL MANAGEMENT INC 0 (4,000) 09/30/1997 THE FIRST NATIONAL BANK OF CHI 0 (28) 09/30/1997 FRANKLIN PORTFOLIO ASSOCIATES 0 (100,100) 09/30/1997 INVESCO TRUST COMPANY 0 (53,000) 09/30/1997 CHILTON INVESTMENT CO., INC. 0 (138,600) 09/30/1997 TIGER MANAGEMENT L.L.C. (NEW Y 0 (34,100) 09/30/1997 RH CAPITAL ASSOCIATES 0 (25,000) 09/30/1997 ARNHOLD AND S. BLEICHROEDER (I 0 (21,000) 09/30/1997 P. SCHOENFELD ASSET MANAGEMENT 0 (207,500) 09/30/1997 LUTHERAN BROTHERHOOD 0 (93,000) 09/30/1997 SECURITY MANAGEMENT COMPANY, L 0 (63,100) 09/30/1997 DARCY & CO., INC. 0 (840) 09/30/1997 NEUBERGER & BERMAN PENSION MGM 0 (629,000) 09/30/1997 NIPPON LIFE INSURANCE CO. (INV 0 (14,500) 09/30/1997 MONTGOMERY ASSET MANAGEMENT, L 0 (322,970) 09/30/1997 AUSTIN INVESTMENT MANAGEMENT, 0 (6,300) 09/30/1997 BERGSTROM CAPITAL CORPORATION 0 (6,200) 09/30/1997 LIBERTY MUTUAL INSURANCE GROUP 0 (11,438) 09/30/1997 VIRGINIA RETIREMENT SYSTEM 0 (10,200) 09/30/1997
GENERAL ELECTRIC INVESTMENT CO 0 (12,300) 09/30/1997 PERKINS CAPITAL MANAGEMENT, IN 0 (26,548) 09/30/1997 NATIONSBANC MONTGOMERY SECURIT 0 (64,457) 09/30/1997 SENECA CAPITAL MANAGEMENT, LLC 0 (16,925) 09/30/1997 CARGILL INC. (INVT. MGMT.) 0 (292,800) 10/31/1997 Source: Technimetrics Inc. /www.fedfil.com/support // (END) FEDERAL FILINGS-DOW JONES NEWS 01-29-98 |