Monthly update:
Todays totals: Non-income producing shares: $217,784 / 38.05% of portfolio. Cash +$1,409 = $219,193 / 38.30% non income producing.
End of month holdings non income: Listed at end.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
Oct. Total. $473,759.71.....$473,360.69....... $399.02....... 0.1%.... $23,338.10.... 4.9%
Nov. Total $572,239.51..... $473,759.71.... $98,479.80.... 20.8%... $23,133.53... 4.0%
YOC: 12.96% = $23,133 / $178,518
Since Jan. 1, 2020:
S+P 500 3231 to 3595 =…...…...+11.27%
My IRA $434,148 to $572,239 = +31.80%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.....+297%
My IRA $178,517 to $572,239.....+220%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $21,194
Trades:
| 11/03/2020 09:51:28 | | Sold 10 TQQQ @ 121.3
| | 1,212.97 | | 0.00 | | 0.03 | |
|
| | | 11/05/2020 14:20:07 | | Bought 100 SAVA @ 10.53
| | -1,053.00 | | 0.00 | | 0.00 | |
|
| | | 11/09/2020 10:28:12 | | Bought 100 SAVA @ 9.51
| | -951.00 | | 0.00 | | 0.00 | |
|
| | | 11/09/2020 14:43:01 | | Bought 100 OIIM @ 6.34
| | -634.00 | | 0.00 | | 0.00 | |
|
| | | 11/09/2020 14:45:56 | | Sold 1000 CHCI @ 2.74
| | 2,739.82 | | 0.00 | | 0.18 | |
|
| | | 11/09/2020 14:52:13 | | Sold 1000 CHCI @ 2.95
| | 2,949.81 | | 0.00 | | 0.19 | |
|
| | | 11/11/2020 10:02:06 | | Bought 500 AAU @ 1.05
| | -525.00 | | 0.00 | | 0.00 | |
|
| | | 11/11/2020 11:10:22 | | Bought 200 FTFT @ 2.02
| | -404.00 | | 0.00 | | 0.00 | |
|
| | | 11/11/2020 14:09:29 | | Sold 100 OIIM @ 6.88
| | 687.97 | | 0.00 | | 0.03 | |
|
| | | 11/11/2020 15:09:27 | | Sold 100 KIRK @ 10.28
| | 1,027.97 | | 0.00 | | 0.03 | |
|
| | | 11/11/2020 15:34:57 | | Sold 100 SAVA @ 10.77
| | 1,076.97 | | 0.00 | | 0.03 | |
|
| | | 11/12/2020 10:18:48 | | Bought 300 UUU @ 2.64
| | -792.00 | | 0.00 | | 0.00 | |
|
| | | 11/13/2020 08:52:19 | | Bought 200 SAVA @ 8.21
| | -1,642.00 | | 0.00 | | 0.00 | |
|
| | | 11/13/2020 11:35:00 | | Bought 100 SAVA @ 8.205
| | -820.50 | | 0.00 | | 0.00 | |
|
| | | 11/13/2020 12:39:32 | | Bought 100 SAVA @ 8.31
| | -831.00 | | 0.00 | | 0.00 | |
|
| | | 11/13/2020 14:32:56 | | Sold 500 KIRK @ 9.785
| | 4,892.33 | | 0.00 | | 0.17 | |
|
| | | 11/13/2020 14:41:07 | | Bought 300 SAVA @ 8.235
| | -2,470.50 | | 0.00 | | 0.00 | |
|
| | | 11/13/2020 15:56:15 | | Bought 100 SURF @ 8.61
| | -861.00 | | 0.00 | | 0.00 | |
|
| | | 11/16/2020 09:57:47 | | Bought 200 SAVA @ 8.0848
| | -1,616.96 | | 0.00 | | 0.00 | |
|
| | | 11/17/2020 11:44:54 | | Bought 300 AAU @ 1.09
| | -327.00 | | 0.00 | | 0.00 | |
|
| | | 11/17/2020 12:11:43 | | Bought 300 CHCI @ 2.59
| | -777.00 | | 0.00 | | 0.00 | |
|
| | | 11/17/2020 15:12:19 | | Bought 100 SAVA @ 8.005
| | -800.50 | | 0.00 | | 0.00 | |
|
| | | 11/18/2020 09:40:28 | | Bought 100 SAVA @ 7.84
| | -784.00 | | 0.00 | | 0.00 | |
|
| | | 11/18/2020 09:54:02 | | Bought 100 SAVA @ 7.66
| | -766.00 | | 0.00 | | 0.00 | |
|
| | | 11/18/2020 15:02:35 | | Sold 500 KTRA @ 1.76
| | 879.92 | | 0.00 | | 0.08 | |
|
| | | 11/19/2020 09:39:46 | | Bought 200 TANH @ 3.13
| | -626.00 | | 0.00 | | 0.00 | |
|
| | | 11/19/2020 10:00:37 | | Sold 1000 EMAN @ 1.105
| | 1,104.86 | | 0.00 | | 0.14 | |
|
| | | 11/19/2020 10:02:42 | | Sold 1000 LODE @ 0.9811
| | 980.96 | | 0.00 | | 0.14 | |
|
| | | 11/19/2020 10:05:35 | | Sold 500 EDAP @ 4.09
| | 2,044.89 | | 0.00 | | 0.11 | |
|
| | | 11/19/2020 10:11:46 | | Sold 1100 TENX @ 0.9701
| | 1,066.96 | | 0.00 | | 0.15 | |
|
| | | 11/19/2020 10:39:19 | | Sold 200 TDACW @ 1.11
| | 221.98 | | 0.00 | | 0.02 | |
|
| | | 11/19/2020 11:10:37 | | Sold 100 MGEN @ 17.81
| | 1,780.95 | | 0.00 | | 0.05 | |
|
| | | 11/19/2020 12:14:43 | | Sold 100 AQST @ 7.15
| | 714.97 | | 0.00 | | 0.03 | |
|
| | | 11/19/2020 13:30:32 | | Sold 200 SOL @ 5.29
| | 1,057.96 | | 0.00 | | 0.04 | |
|
| | | 11/19/2020 13:53:50 | | Bought 300 TRIB @ 2.68
| | -804.00 | | 0.00 | | 0.00 | |
|
| | | 11/19/2020 14:12:49 | | Bought 300 TANH @ 2.8799
| | -863.97 | | 0.00 | | 0.00 | |
|
| | | 11/19/2020 14:15:13 | | Bought 500 SYPR @ 1.43
| | -715.00 | | 0.00 | | 0.00 | |
|
| | | 11/19/2020 14:34:34 | | Bought 100 ORC @ 5.4766
| | -547.66 | | 0.00 | | 0.00 | |
|
| | | 11/20/2020 09:21:11 | | Bought 500 TANH @ 1.39
| | -695.00 | | 0.00 | | 0.00 | |
|
| | | 11/20/2020 11:51:40 | | Bought 500 KTRA @ 1.418
| | -709.00 | | 0.00 | | 0.00 | |
|
| | | 11/20/2020 12:27:26 | | Bought 100 SAVA @ 7.13
| | -713.00 | | 0.00 | | 0.00 | |
|
| | | 11/23/2020 10:49:23 | | Bought 300 KTRA @ 1.3562
| | -406.86 | | 0.00 | | 0.00 | |
|
| | | 11/23/2020 10:55:08 | | Bought 100 SURF @ 7.76
| | -776.00 | | 0.00 | | 0.00 | |
|
| | | 11/24/2020 11:25:03 | | Bought 300 AAU @ 0.942
| | -282.60 | | 0.00 | | 0.00 | |
|
| | | 11/24/2020 11:48:43 | | Sold 1000 ALACW @ 0.5
| | 499.87 | | 0.00 | | 0.13 | |
|
| | | 11/25/2020 10:46:24 | | Bought 50 BHR PRD @ 19.5
| | -975.00 | | 0.00 | | 0.00 | |
|
| | | 11/27/2020 11:19:59 | | Bought 300 SYPR @ 1.56
| | -468.00 | | 0.00 | | 0.00 | |
|
| | | 11/27/2020 11:21:40 | | Bought 200 FTFT @ 2.5101
| | -502.02 | | 0.00 | | 0.00 | |
|
| | | 11/27/2020 12:15:11 | | Bought 200 ORC @ 5.47
| | -1,094.00 | | 0.00 | | 0.00 | |
|
| | | 11/27/2020 12:20:42 | | Bought 200 FTFT @ 2.305
| | -461.00 | | 0.00 | | 0.00 | |
|
| | | 11/27/2020 12:32:15 | | Sold 1000 AMCIW @ 1.39
| | 1,389.85 | | 0.00 | | 0.15 | |
|
| | | 11/27/2020 15:25:15 | | Sold 1000 AMCIW @ 1.59
| | 1,589.84 | | 0.00 | | 0.16 | |
|
| | | 11/30/2020 10:58:48 | | Bought 300 SYPR @ 1.42
| | -426.00 | | 0.00 | | 0.00 | |
|
| |
Dividends:
|
| 11/02/2020 00:00:01 | | ORDINARY DIVIDEND (ERH)
| | 39.60 | | 0.00 | | 0.00 | |
|
| | | 11/02/2020 13:19:35 | | QUALIFIED DIVIDEND (T)
| | 260.00 | | 0.00 | | 0.00 | |
|
| | | 11/12/2020 09:15:46 | | ADR FEE (APOP)
| | -8.00 | | 0.00 | | 0.00 | |
|
| | | 11/16/2020 00:00:01 | | PARTNERSHIP DISTRIBUTION (ETP PRE)
| | 95.00 | | 0.00 | | 0.00 | |
|
| | | 11/16/2020 00:00:01 | | ORDINARY DIVIDEND (FDEU)
| | 54.00 | | 0.00 | | 0.00 | |
|
| | | 11/16/2020 00:00:01 | | PARTNERSHIP DISTRIBUTION (GLP PRA)
| | 121.88 | | 0.00 | | 0.00 | |
|
| | | 11/16/2020 00:00:01 | | QUALIFIED DIVIDEND (KMI)
| | 26.25 | | 0.00 | | 0.00 | |
|
| | | 11/20/2020 00:00:01 | | QUALIFIED DIVIDEND (CDR PRC)
| | 81.25 | | 0.00 | | 0.00 | |
|
| | | 11/20/2020 00:00:01 | | ORDINARY DIVIDEND (AWF)
| | 26.20 | | 0.00 | | 0.00 | |
|
| | | 11/20/2020 00:00:01 | | ORDINARY DIVIDEND (GGN)
| | 58.50 | | 0.00 | | 0.00 | |
|
| | | 11/30/2020 00:00:01 | | ORDINARY DIVIDEND (UTG)
| | 129.42 | | 0.00 | | 0.00 | |
|
| | | 11/30/2020 00:00:01 | | QUALIFIED DIVIDEND (AWP)
| | 24.00 | | 0.00 | | 0.00 | |
|
| | | 11/30/2020 00:00:01 | | ORDINARY DIVIDEND (AGD)
| | 99.13 | | 0.00 | | 0.00 | |
|
| | | 11/30/2020 00:00:01 | | ORDINARY DIVIDEND (ABR)
| | 242.37 | | 0.00 | | 0.00 | |
|
| | | 11/30/2020 00:00:01 | | QUALIFIED DIVIDEND (CORR PRA)
| | 46.09 | | 0.00 | | 0.00 |
Holdings:
ABERDEEN GLOBAL $ $ $ $ $ $
DYNAMIC DIVIDE
COM
AGD 1,525 9.99 15,234.75 09/16/16 13,822.43 9.06 1,412.32 1,189.53 7.8%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SH BEN INT
AWP 600 5.17 3,102.00 08/10/17 3,747.34 6.25 (645.34) 287.99 9.3%
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
CUM
AGNCO 200 23.11 4,622.00 09/27/19 4,986.95 24.93 (364.95) 325.02 7.0%
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 11.31 4,524.00 10/05/16 4,985.54 12.46 (461.54) 314.42 7.0%
ALMADEN MINERALS LTD
COM CL B
AAU 1,100 1.02 1,122.00 11/11/20 1,134.60 1.03 (12.60) - -
AQUESTIVE
THERAPEUTICS INC
COM
AQST 200 7.06 1,412.00 10/23/20 1,042.00 5.21 370.00 - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 13.32 10,088.77 07/27/18 8,411.85 11.11 1,676.92 931.60 9.2%
AT&T INC
COM
BARNWELL INDUSTRIES
INC
COM
BRN 300 1.09 327.00 10/28/20 270.00 0.90 57.00 - -
BLONDER TONGUE LAB
COM
BDR 802 1.14 914.28 10/28/20 1,159.98 1.45 (245.70) - -
BLUEROCK RESIDENTIAL
GROWTH RE
REDEEMABLE PFD SER A
%
BRG PRA 113 25.57 2,889.41 04/20/16 2,820.33 24.96 69.08 233.06 8.1%
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D USD
BHR PRD 250 20.10 5,025.00 11/28/18 5,540.23 22.16 (515.23) 515.62 10.3%
CAI INTERNATIONAL INC
8.5% SER A FXD FLOAG
RATE
CAI PRA 150 25.405 3,810.75 07/31/18 3,798.16 25.32 12.59 318.73 8.4%
CASSAVA SCIENCES INC
COM
SAVA 2,400 7.72 18,528.00 07/15/20 19,727.98 8.22 (1,199.98) - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 19.50 3,900.00 06/11/19 4,509.07 22.55 (609.07) 324.99 8.3%
CELLECT
BIOTECHNOLOGY LTD
ADR SPONSORED
APOP 400 2.03 812.00 07/24/20 1,234.00 3.09 (422.00) - -
CHECKPOINT
THERAPEUTICS INC
COM
CKPT 500 2.40 1,200.00 10/09/20 1,419.00 2.84 (219.00) - -
CITY OFFICE REIT INC
COM USD0.01
CIO 400 8.77 3,508.00 04/07/16 4,963.32 12.41 (1,455.32) 240.02 6.8%
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 200 25.46 5,092.00 05/08/20 4,064.16 20.32 1,027.84 331.23 6.5%
T 600 28.75 17,250.00 06/26/20 17,389.80 28.98 (139.80) 1,248.04 7.2%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM SR B
CODI PRB 200 24.90 4,980.00 11/30/18 3,910.95 19.55 1,069.05 393.77 7.9%
COMSTOCK HOLDING
COMPANIES INC
COM CL A
CHCI 1,900 3.05 5,795.00 07/20/20 5,364.00 2.82 431.00 - -
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER A
CORR PRA 100 17.91 1,791.00 11/01/18 2,426.47 24.26 (635.47) 184.38 10.3%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RATE
DCP PRB 200 21.26 4,252.00 07/27/18 5,062.95 25.31 (810.95) 393.78 9.3%
ENERGY TRANSFER
OPERATING L P
FIX TO FLTG CUM RED
PERP PR
ETP PRE 200 22.42 4,484.00 06/11/19 4,912.95 24.56 (428.95) 380.02 8.5%
ENPHASE ENERGY INC
COM
ENPH 700 136.57 95,599.00 11/14/17 2,056.49 2.94 93,542.51 - -
ENVELA CORPORATION
COM
ELA 1,000 4.62 4,620.00 05/11/20 3,851.50 3.85 768.50 - -
EVOGENE LTD
COM
EVGN 300 3.47 1,041.00 10/07/20 1,225.16 4.08 (184.16) - -
EVOLVING SYSTEMS
COM
EVOL 400 1.65 660.00 07/30/20 513.00 1.28 147.00 - -
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 11.27 10,143.00 05/13/19 11,965.31 13.29 (1,822.31) 648.04 6.4%
FIRST TRUST SPECIALTY
FINANCE
COM USD0.01
FGB 1,650 3.28 5,412.00 03/01/17 11,045.68 6.69 (5,633.68) 544.50 10.1%
FREIGHTCAR AMERICA
INC
COM
RAIL 700 2.65 1,855.00 09/23/20 1,627.00 2.32 228.00 - -
FURY GOLD MINES LTD
COM
FURY 270 1.35 364.50 07/30/20 855.89 3.17 (491.39) - -
FUTURE FINTECH GROUP
INC
COM
FTFT 500 2.87 1,435.00 10/28/20 1,022.00 2.04 413.00 - -
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 3.40 6,630.00 10/14/19 8,313.68 4.26 (1,683.68) 701.98 10.6%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLTG
GLOP PRC 200 16.80 3,360.00 11/14/18 4,926.95 24.63 (1,566.95) 425.01 12.6%
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO FLT
GLP PRA 200 25.45 5,090.00 03/08/19 4,991.96 24.96 98.04 487.52 9.6%
GOLDEN MINERALS CO
COM
AUMN 1,200 0.5516 661.92 10/12/20 511.44 0.43 150.48 - -
IMMUTEP LTD
ADR SPONSORED
IMMP 600 1.97 1,182.00 10/01/20 1,004.00 1.67 178.00 - -
INNODATA INC
COM
INOD 600 5.20 3,120.00 10/02/20 1,852.00 3.09 1,268.00 - -
INUVO INC
COM
INUV 2,000 0.3659 731.78 08/03/20 1,114.85 0.56 (383.07) - -
IRON MOUNTAIN INC
COM USD0.01
IRM 621 27.50 17,077.50 01/12/18 19,669.62 31.67 (2,592.12) 1,536.29 9.0%
KINDER MORGAN INC
COM
KMI 100 14.38 1,438.00 03/10/20 1,520.00 15.20 (82.00) 105.00 7.3%
KINGSWAY FIN SERVICES
(US)
COM
KFS 500 3.09 1,545.00 09/21/20 1,465.00 2.93 80.00 - -
KINTARA THERAPEUTICS
INC
COM
KTRA 1,800 1.35 2,430.00 09/23/20 2,442.90 1.36 (12.90) - -
KIRKLAND'S INC
COM
KIRK 600 14.29 8,574.00 10/05/20 5,826.66 9.71 2,747.34 - -
L3 HARRIS
TECHNOLOGIES INC
COM
LHX 199 191.99 38,206.01 07/27/20 33,831.91 170.01 4,374.10 676.63 1.8%
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 9.12 6,608.22 08/02/18 9,508.93 13.12 (2,900.71) 579.67 8.8%
MAMAMANCINI S HLDGS
INC
COM
MMMB 1,700 1.90 3,230.00 07/10/20 3,075.70 1.81 154.30 - -
MARATHON PETROLEUM
CORP
COM
MPC 500 38.88 19,440.00 02/04/19 25,347.17 50.69 (5,907.17) 1,159.98 6.0%
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 19.40 29,100.00 01/17/06 14,909.50 9.94 14,190.50 1,620.00 5.6%
MICROVISION INC
WASHINGTON
COM
MVIS 1,700 2.31 3,927.00 06/30/20 2,747.90 1.62 1,179.10 - -
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NEWTEK BUSINESS
SERVICES CORP
COM NEW
NEWT 400 18.03 7,212.00 07/31/18 8,399.46 21.00 (1,187.46) 820.80 11.4%
NGL ENERGY PARTNERS
LP
9% CUM RED PFD REP
LTD PTNR
NGL PRB 200 9.97 1,994.00 06/27/19 4,999.47 25.00 (3,005.47) 450.01 22.6%
NORTHERN DYNASTY
MINERALS LTD
COM
NAK 800 0.3694 295.52 08/05/20 1,209.50 1.51 (913.98) - -
O2 MICRO
INTERNATIONAL
ADR SPONSORED
OIIM 700 6.35 4,445.00 09/30/20 2,882.00 4.12 1,563.00 - -
ONCOCYTE CORP
COM
OCX 300 1.93 579.00 10/23/20 495.00 1.65 84.00 - -
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 100 5.35 535.00 11/19/20 547.66 5.48 (12.66) 78.00 14.6%
PENNSYLVANIA REAL
ESTATE INVES
SBI USD1
PEI 200 1.10 220.00 04/19/18 1,874.38 9.37 (1,654.38) 16.00 7.3%
PENNSYLVANIA REAL
ESTATE INVES
7.2% CUM RED PFD SER
C
PEI PRC 100 7.89 789.00 11/01/18 2,222.13 22.22 (1,433.13) 180.00 22.8%
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD B
PMT PRB 100 24.91 2,491.00 06/30/17 2,491.95 24.92 (0.95) 200.00 8.0%
PROPHASE LABS INC
COM
PRPH 500 10.48 5,240.00 09/29/20 2,285.00 4.57 2,955.00 - -
PRUDENTIAL FINANCIAL
INC
COM
PRU 365 75.62 27,601.30 08/21/20 23,737.70 65.03 3,863.60 1,606.12 5.8%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 719 33.30 23,942.70 01/03/14 19,256.92 26.78 4,685.78 1,552.92 6.5%
RENESOLA LTD
ADR
SOL 700 7.93 5,551.00 09/22/20 1,557.03 2.22 3,993.97 - -
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/2025
SCCC 100 25.25 2,525.00 10/21/20 2,480.00 24.80 45.00 - -
SESEN BIO INC
COM
SESN 1,000 1.24 1,240.00 09/16/20 1,286.32 1.29 (46.32) - -
SFL CORPORATION LTD
COM
SFL 300 6.77 2,031.00 07/05/16 4,238.73 14.13 (2,207.73) 180.01 8.9%
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SPECTRUM
PHARMACEUTICALS INC
COM
SPPI 1,300 4.71 6,123.00 09/21/20 5,531.89 4.26 591.11 - -
SURFACE ONCOLOGY
INC
COM
SURF 700 9.04 6,328.00 10/08/20 5,436.00 7.77 892.00 - -
SYNTHETIC BIOLOGICS
INC
COM
SYN 2,000 0.3732 746.40 08/03/20 1,175.80 0.59 (429.40) - -
SYPRIS SOLUTIONS INC
COM
SYPR 500 1.46 730.00 11/19/20 715.00 1.43 15.00 - -
TANTECH HOLDINGS LTD
COM
TANH 2,300 2.02 4,646.00 10/01/20 5,519.97 2.40 (873.97) - -
TIER ONE METALS INC
COM
88650M109 400 NA NA - - - - - -
TREVENA INC
COM
TRVN 850 2.51 2,133.50 09/17/20 2,258.94 2.66 (125.44) - -
TRINITY BIOTECH PLC
ADR SPONSORED
TRIB 300 4.77 1,431.00 11/19/20 804.00 2.68 627.00 - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR A
TRTN PRA 150 27.36 4,104.00 03/14/19 3,753.95 25.03 350.05 318.76 7.8%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS SER
TRTN PRB 200 26.99 5,398.00 06/18/19 4,992.95 24.96 405.05 399.99 7.4%
TWO HARBORS
INVESMENT CORP
7.75% CUM RED PFD STK
SER D
TWO PRD 200 23.96 4,792.00 05/14/19 5,006.83 25.03 (214.83) 387.48 8.1%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 25.25 5,050.00 05/14/19 4,924.95 24.62 125.05 337.49 6.7%
UNIVERSAL SEC INST
COM
UUU 300 3.16 948.00 11/12/20 792.00 2.64 156.00 - -
VIEWRAY INC
COM
VRAY 1,000 3.84 3,840.00 10/01/20 3,289.19 3.29 550.81 - -
VUZIX CORP
COM
VUZI 1,300 4.35 5,655.00 06/25/20 4,962.49 3.82 692.51 - -
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 12.54 6,897.00 03/12/20 6,103.57 11.10 793.43 509.14 7.4%
WESTERN COPPER &
GOLD CORP
COM
WRN 500 1.30 650.00 10/01/20 594.30 1.19 55.70 - -
WIDEPOINT CORP
COM
WYY 470 10.76 5,057.20 07/06/20 3,012.61 6.41 2,044.59 - -
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 1,300 0.76 988.00 09/09/20 286.50 0.22 701.50 - -
AMCI ACQUISITION CORP
WARRANT EXP 05/20/2025
AMCIW 6,000 1.89 11,340.00 09/24/20 4,902.89 0.82 6,437.11 - -
ANDINA ACQUISITION
CORP III
WARRANT EXP 10/01/2025
ANDAW 700 0.39 273.00 09/16/20 206.90 0.30 66.10 - -
BIG ROCK PARTNERS
ACQUISITION
WARRANT EXP 12/01/2022
BRPAW 500 0.3461 173.04 10/06/20 115.00 0.23 58.04 - -
FLYING EAGLE
ACQUISITION CORP
WARRANT EXP 02/26/2027
FEAC WS 800 4.02 3,216.00 06/12/20 1,637.20 2.05 1,578.80 - -
PAE INC
WARRANT EXP 09/11/2023
PAEWW 300 2.48 744.00 06/17/20 855.00 2.85 (111.00) - -
SCHULTZE SPL PURP
ACQUISITION
WARRANT EXP 12/31/2023
SAMAW 1,000 1.74 1,740.00 09/17/20 645.05 0.65 1,094.95 - -
TRIDENT ACQUISITIONS
CORP
WARRANT EXP 05/09/2023
TDACW 300 1.74 522.00 10/06/20 129.00 0.43 393.00 - -
WHOLE EARTH BRANDS
INC
WARRANT EXP 06/25/2025
FREEW 700 0.85 595.00 06/19/20 994.50 1.42 (399.50) - -
Non income producing. Actual today, not from statement:
1100 AAU
1300 ALACW
4000 AMICW
300 ANCN
700 ANDAW
400 APOP
200 AQST
1200 AUMN
802 BDR
300 BRN
500 BRPAW
1900 CHCI
500 CKPT
1000 ELA
700 ENPH
300 EVGN
400 EVOL
1200 FEAC+
700 FREEW
900 FTFT
270 FURY
600 IMMP
600 INOD
2000 INUV
500 KFS
600 KIRK
1800 KTRA
1700 MMMB
1700 MVIS
800 NAK
300 OCX
700 OIIM
300 PAEWW
500 PRPH
700 RAIL
1000 SAMAW
2400 SAVA
1000 SESN
700 SOL
1300 SPPI
700 SURF
2000 SYN
1100 SYPR
2300 TANH
500 TDACW
300 TRIB
850 TRVN
300 UUU
1000 VRAY
1300 VUZI
500 WRN
470 WYY reverse split |
