Monthly update: Obviously unsustainable.
Todays totals: Non-income producing shares: $353,045 / 36.86% of portfolio. Cash +$192,587 = $464,400 / 56.97% non income producing.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
May Total $840,380.88..... $812,206.32..... $28,174.56...... 3.5%.... $23,978.20... 2.9%
June Total $957,742.81..... $840,380.88..... $117,361.93...... 14.0%.... $25,060.32... 2.6%
YOC: 14.03% = $25,060 / $178,518
Since Jan. 1, 2021:
S+P 500 3756 to 4298 =…...…...+14.43%
My IRA $645,138 to $957,742 = +48.45%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.....+384.04%
My IRA $178,518 to $957,742 .....+436.49%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
2021 total: $11,345
Trades:
06/01/2021 10:55:59 Bought 200 TRT @ 5.16
-1,032.00 0.00 0.00
06/01/2021 11:09:25 Bought 200 SESN @ 3.3766
-675.32 0.00 0.00
06/02/2021 09:49:43 Sold 50 AMC @ 39.54
1,976.98 0.00 0.02
06/03/2021 13:56:34 Bought 200 CLWT @ 3.33
-666.00 0.00 0.00
06/04/2021 15:09:02 Sold 50 AMC @ 48
2,399.98 0.00 0.02
06/08/2021 09:42:13 Sold 1000 CTXR @ 2.63
2,629.87 0.00 0.13
06/08/2021 11:02:20 Bought 100 XXII @ 4.9479
-494.79 0.00 0.00
06/08/2021 11:26:17 Bought 300 ASXC @ 3.2083
-962.49 0.00 0.00
06/08/2021 11:31:36 Bought 200 SSY @ 3.43
-686.00 0.00 0.00
06/08/2021 11:34:24 Bought 200 AMS @ 3.23
-646.00 0.00 0.00
06/10/2021 12:24:34 Bought 100 SPCB @ 1.38
-138.00 0.00 0.00
06/10/2021 12:31:11 Bought 100 SSY @ 3.15
-315.00 0.00 0.00
06/10/2021 13:40:28 Bought 100 TRT @ 5.65
-565.00 0.00 0.00
06/11/2021 10:52:46 Bought 100 TRIB @ 3.2899
-328.99 0.00 0.00
06/11/2021 11:59:32 Sold 50 PEP @ 147.1522
7,357.56 0.00 0.05
06/11/2021 12:04:57 Bought 65 SAFT @ 80.4
-5,226.00 0.00 0.00
06/15/2021 13:45:35 Sold 1000 CTXR @ 3.2701
3,269.96 0.00 0.14
06/15/2021 15:49:26 Bought 150 AMS @ 3.08
-462.00 0.00 0.00
06/16/2021 10:17:11 Bought 100 JGH @ 15.9
-1,590.00 0.00 0.00
06/16/2021 10:29:49 Sold 25 ENPH @ 151
3,774.98 0.00 0.02
06/16/2021 11:18:45 Bought 300 ICMB @ 6.03
-1,809.00 0.00 0.00
06/16/2021 12:15:32 Bought 150 ATLCP @ 24.6499
-3,697.49 0.00 0.00
06/17/2021 09:51:17 Sold 1000 CTXR @ 3.58
3,579.86 0.00 0.14
06/17/2021 09:54:24 Bought 150 ICMB @ 5.75
-862.50 0.00 0.00
06/17/2021 10:49:00 Sold 25 ENPH @ 161
4,024.98 0.00 0.02
06/17/2021 10:53:48 Bought 100 JGH @ 15.9
-1,590.00 0.00 0.00
06/18/2021 09:54:14 Bought 100 GLQ @ 13.8499
-1,384.99 0.00 0.00
06/18/2021 09:54:14 Bought 100 GLQ @ 13.8492
-1,384.92 0.00 0.00
06/18/2021 10:46:03 Sold 100 DISCK @ 27.4901
2,748.99 0.00 0.02
06/18/2021 10:46:56 Sold 100 VIAC @ 39.721
3,972.07 0.00 0.03
06/18/2021 11:15:15 Bought 200 ASXC @ 3.3099
-661.98 0.00 0.00
06/18/2021 11:42:51 Sold 75 ENPH @ 166
12,449.93 0.00 0.07
06/21/2021 10:55:46 Bought 200 FORD @ 2.85
-570.00 0.00 0.00
06/21/2021 11:48:22 Bought 200 NURO @ 3.46
-692.00 0.00 0.00
06/21/2021 15:48:50 Bought 200 GLO @ 11.65
-2,330.00 0.00 0.00
06/22/2021 09:35:56 Sold 1000 CTXR @ 4.49
4,489.86 0.00 0.14
06/22/2021 10:37:29 Bought 1000 CTXR @ 4.04
-4,040.00 0.00 0.00
06/22/2021 11:02:45 Sold 100 ENPH @ 167
16,699.90 0.00 0.10
06/22/2021 11:05:44 Bought 1000 CTXR @ 3.68
-3,680.00 0.00 0.00
06/23/2021 10:34:14 Sold 100 ENPH @ 170.99
17,098.90 0.00 0.10
06/24/2021 09:26:21 Bought 200 HNRG @ 2.71
-542.00 0.00 0.00
06/24/2021 09:29:59 Bought 200 HBIO @ 7.32
-1,464.00 0.00 0.00
06/24/2021 09:30:00 Bought 200 BRN @ 3.12
-624.00 0.00 0.00
06/24/2021 09:30:51 Bought 100 XXII @ 4.54
-454.00 0.00 0.00
06/24/2021 09:36:26 Bought 200 VNTR @ 4.79
-958.00 0.00 0.00
06/24/2021 10:43:42 Bought 200 ARLO @ 7.123
-1,424.60 0.00 0.00
06/25/2021 07:03:24 Sold 100 ENPH @ 172.45
17,244.90 0.00 0.10
06/25/2021 09:33:05 Sold 100 ENPH @ 175.49
17,548.90 0.00 0.10
06/25/2021 09:33:20 Bought 200 AMPY @ 4.25
-850.00 0.00 0.00
06/25/2021 09:39:15 Sold 100 ENPH @ 179
17,899.90 0.00 0.10
06/25/2021 10:05:30 Bought 200 VTGN @ 2.63
-526.00 0.00 0.00
06/25/2021 11:25:39 Bought 200 VTGN @ 2.6098
-521.96 0.00 0.00
06/25/2021 12:37:41 Bought 200 AMPY @ 4.2
-840.00 0.00 0.00
06/25/2021 14:01:28 Bought 200 NXE @ 4.3099
-861.98 0.00 0.00
06/25/2021 14:11:00 Bought 150 MOSY @ 6.89
-1,033.50 0.00 0.00
06/25/2021 14:16:54 Bought 150 UUUU @ 6.3
-945.00 0.00 0.00
06/25/2021 15:49:18 Bought 100 URG @ 1.4396
-143.96 0.00 0.00
06/25/2021 15:50:12 Bought 100 UUUU @ 6.15
-615.00 0.00 0.00
06/28/2021 09:32:09 Sold 100 ENPH @ 182
18,199.90 0.00 0.10
06/28/2021 09:36:54 Bought 100 XXII @ 4.68
-468.00 0.00 0.00
06/28/2021 09:40:23 Bought 100 CDEV @ 7.0299
-702.99 0.00 0.00
06/28/2021 10:26:44 Bought 100 CDEV @ 6.71
-671.00 0.00 0.00
06/28/2021 10:28:25 Bought 100 HNRG @ 2.7699
-276.99 0.00 0.00
06/28/2021 10:30:36 Bought 200 NURO @ 3.6
-720.00 0.00 0.00
06/28/2021 11:12:01 Sold 100 ENPH @ 184.99
18,498.90 0.00 0.10
06/28/2021 15:21:08 Sold 100 ENPH @ 187.99
18,798.89 0.00 0.11
06/28/2021 15:27:21 Bought 100 MOSY @ 6.65
-665.00 0.00 0.00
06/28/2021 15:32:12 Bought 200 FORD @ 2.9493
-589.86 0.00 0.00
06/29/2021 09:41:07 Sold 100 ENPH @ 190.99
19,098.89 0.00 0.11
06/29/2021 10:29:32 Bought 100 PRPH @ 6.25
-625.00 0.00 0.00
06/29/2021 11:12:05 Bought 200 NXE @ 4.0995
-819.90 0.00 0.00
06/29/2021 11:31:37 Bought 100 VTGN @ 2.75
-275.00 0.00 0.00
06/29/2021 14:53:34 Bought 100 HNRG @ 2.73
-273.00 0.00 0.00
06/30/2021 10:51:22 Bought 300 OXBR @ 2.57
-771.00 0.00 0.00
06/30/2021 11:45:33 Sold 700 FOA+ @ 1.2801
895.99 0.00 0.08
06/30/2021 11:46:47 Sold 100 CCIV+ @ 14.0601
1,405.99 0.00 0.02
06/30/2021 11:48:23 Sold 200 SKINW @ 6.2101
1,241.99 0.00 0.03
06/30/2021 11:49:17 Sold 400 TSLVF @ 1.1036
434.45 6.95 0.05
06/30/2021 11:54:31 Bought 100 ADIL @ 2.57
-257.00 0.00 0.00
Dividends:
06/01/2021 00:00:01 ORDINARY DIVIDEND (ABR)
257.52 0.00 0.00
06/01/2021 00:00:01 ORDINARY DIVIDEND (ERH)
38.76 0.00 0.00
06/04/2021 00:00:01 QUALIFIED DIVIDEND (PFE)
39.00 0.00 0.00
06/07/2021 00:00:01 INTEREST INCOME - SECURITIES (PBI PRB)
52.34 0.00 0.00
06/15/2021 00:00:01 QUALIFIED DIVIDEND (UMH PRC)
84.38 0.00 0.00
06/15/2021 00:00:01 QUALIFIED DIVIDEND (BRMK)
28.00 0.00 0.00
06/15/2021 00:00:01 PARTNERSHIP DISTRIBUTION (DCP PRB)
98.44 0.00 0.00
06/15/2021 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
06/15/2021 00:00:01 QUALIFIED DIVIDEND (PMT PRB)
50.00 0.00 0.00
06/15/2021 14:13:38 QUALIFIED DIVIDEND (TRTN PRA)
79.69 0.00 0.00
06/15/2021 14:13:43 QUALIFIED DIVIDEND (TRTN PRB)
100.00 0.00 0.00
06/15/2021 14:13:46 PARTNERSHIP DISTRIBUTION (GLOP PRC)
106.25 0.00 0.00
06/17/2021 01:35:28 QUALIFIED DIVIDEND (PRU)
304.75 0.00 0.00
06/18/2021 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
06/23/2021 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
06/28/2021 00:00:01 QUALIFIED DIVIDEND (ORC)
78.00 0.00 0.00
06/29/2021 14:37:18 QUALIFIED DIVIDEND (SFL)
45.00 0.00 0.00
06/30/2021 00:00:01 QUALIFIED DIVIDEND (NEWT)
280.00 0.00 0.00
06/30/2021 00:00:01 QUALIFIED DIVIDEND (PEP)
53.75 0.00 0.00
06/30/2021 00:00:01 ORDINARY DIVIDEND (UTG)
147.42 0.00 0.00
06/30/2021 00:00:01 QUALIFIED DIVIDEND (AWP)
24.00 0.00 0.00
06/30/2021 00:00:01 ORDINARY DIVIDEND (AGD)
99.13 0.00 0.00
06/30/2021 01:03:01 QUALIFIED DIVIDEND (OCSL)
39.00 0.00 0.00
06/30/2021 01:04:27 ORDINARY DIVIDEND (THW)
70.02 0.00 0.00
06/30/2021 01:05:49 INTEREST INCOME - SECURITIES (SCCC)
48.44
Holdings:
$FZC: TEKLA WORLD $ $ $ $ $ $
HEALTHCARE FUND
BEN INT SHS
THW 600 16.44 9,864.00 03/30/21 9,000.00 15.00 864.00 840.02 8.5%
22ND CENTURY GROUP
INC
COM
XXII 600 4.63 2,778.00 05/12/21 2,728.79 4.55 49.21 - -
ABBVIE INC
COM
ABBV 100 112.64 11,264.00 03/17/21 10,430.00 104.30 834.00 519.95 4.6%
ABERDEEN GLOBAL
DYNAMIC DIVIDE
COM
AGD 1,525 12.00 18,300.00 09/16/16 13,822.43 9.06 4,477.57 1,189.50 6.5%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SH BEN INT
AWP 600 6.36 3,816.00 08/10/17 3,747.34 6.25 68.66 287.99 7.5%
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
*CLBL
AGNCO 200 25.83 5,166.00 09/27/19 4,986.95 24.93 179.05 324.99 6.3%
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 12.51 5,004.00 10/05/16 4,985.54 12.46 18.46 314.40 6.3%
AMER SHARED HOSPITAL
SERVICES
COM
AMPLIFY ENERGY CORP
COM
AMPY 400 4.05 1,620.00 06/25/21 1,690.00 4.23 (70.00) - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 17.82 13,497.14 07/27/18 8,411.85 11.11 5,085.29 1,030.10 7.6%
ARC DOCUMENT
SOLUTIONS INC
COM
ARC 300 2.15 645.00 05/12/21 591.00 1.97 54.00 24.00 3.7%
ARLO TECHNOLOGIES
INC
COM
ARLO 200 6.77 1,354.00 06/24/21 1,424.60 7.12 (70.60) - -
ASENSUS SURGICAL INC
COM
ASXC 500 3.17 1,585.00 06/08/21 1,624.47 3.25 (39.47) - -
ATLANTICUS HLDGS
CORP
7.625% PERP PFD SER B
*CLBL
ATLCP 150 24.41 3,661.50 06/16/21 3,697.49 24.65 (35.99) - -
AVALON HOLDINGS
CORP
COM CL A
AWX 500 4.69 2,345.00 05/12/21 1,890.00 3.78 455.00 - -
BARNWELL INDUSTRIES
INC
COM
BRN 500 3.309 1,654.50 10/28/20 894.00 1.79 760.50 - -
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D *CLBL
BHR PRD 250 26.50 6,625.00 11/28/18 5,540.23 22.16 1,084.77 515.49 7.8%
BROADMARK REALTY
CAPITAL INC
COM
BRMK 400 10.59 4,236.00 05/11/21 3,968.00 9.92 268.00 336.00 7.9%
CAI INTERNATIONAL INC
8.5% SER A FXD FLOAG
RAT *CLBL 150 25.57 3,835.50 07/31/18 3,798.16 25.32 37.34 318.77 8.3%
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 25.16 5,032.00 06/11/19 4,509.07 22.55 522.93 325.02 6.5%
CENTENNIAL RESOURCE
DEVELOPMEN
COM CL A
CDEV 600 6.78 4,068.00 05/12/21 3,189.99 5.32 878.01 - -
CITIUS
PHARMACEUTICALS INC
COM
CTXR 17,250 3.48 60,030.00 02/10/21 37,175.65 2.16 22,854.35 - -
CITY OFFICE REIT INC
COM USD0.01
CIO 400 12.43 4,972.00 04/07/16 4,963.32 12.41 8.68 240.00 4.8%
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 200 26.06 5,212.00 05/08/20 4,064.16 20.32 1,147.84 331.22 6.4%
CLOUGH GLOBAL EQUITY
FUND
COM
GLQ 200 14.76 2,952.00 06/18/21 2,769.91 13.85 182.09 321.80 10.9%
CLOUGH GLOBAL
OPPORTUNITIES FU
SH BEN INT
GLO 200 12.10 2,420.00 06/21/21 2,330.00 11.65 90.00 260.80 10.8%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM S *CLBL
CODI PRB 200 26.25 5,250.00 11/30/18 3,910.95 19.55 1,339.05 393.80 7.5%
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER *CLBL
CORR PRA 100 25.00 2,500.00 11/01/18 2,426.47 24.26 73.53 184.40 7.4%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RA *CLBL
DCP PRB 200 25.13 5,026.00 07/27/18 5,062.95 25.31 (36.95) 393.79 7.8%
ENERGY FUELS INC
COM
UUUU 250 6.05 1,512.50 06/25/21 1,560.00 6.24 (47.50) - -
ENERGY TRANSFER LP
7.6% FIX TO FLTG CUM
RED *CLBL
ET PRE 200 25.00 5,000.00 06/11/19 4,912.95 24.56 87.05 380.00 7.6%
ENPHASE ENERGY INC
COM
ENPH 1,360 183.63 249,736.80 11/14/17 125,052.36 91.95 124,684.44 - -
EURO TECH HLDGS
COM
CLWT 500 3.45 1,725.00 05/27/21 1,624.00 3.25 101.00 - -
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 13.41 12,069.00 05/13/19 11,965.31 13.29 103.69 647.98 5.4%
FIRST TRUST SPECIALTY
FINANCE
COM BEN INTR
FGB 1,650 4.04 6,666.00 03/01/17 11,045.68 6.69 (4,379.68) 544.48 8.2%
FORWARD-INDUSTRIES
INC
COM
FORD 400 2.96 1,184.00 06/21/21 1,159.86 2.90 24.14 - -
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 4.00 7,800.00 10/14/19 8,313.68 4.26 (513.68) 702.00 9.0%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLT *CLBL
GLOP PRC 200 24.75 4,950.00 11/14/18 4,926.95 24.63 23.05 425.01 8.6%
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO *CLBL
GLP PRA 200 27.53 5,506.00 03/08/19 4,991.96 24.96 514.04 487.61 8.9%
GOLDEN MINERALS CO
COM
AUMN 1,500 0.6143 921.45 10/12/20 731.97 0.49 189.48 - -
GRAYSTONE CO INC
COM CL A
GYST 10,000 0.027 270.00 05/10/21 168.90 0.02 101.10 - -
HALLADOR ENERGY CO
COM
HNRG 800 2.695 2,156.00 05/13/21 1,911.99 2.39 244.01 - -
HARVARD BIOSCIENCE
INC
COM
HBIO 200 8.33 1,666.00 06/24/21 1,464.00 7.32 202.00 - -
INVESTCORP CR MGMT
BDC INC
COM
ICMB 450 5.40 2,430.00 06/16/21 2,671.50 5.94 (241.50) 270.00 11.1%
IRON MOUNTAIN INC
COM USD0.01
IRM 621 42.32 26,280.72 01/12/18 19,669.62 31.67 6,611.10 1,536.37 5.8%
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 11.54 8,361.72 08/02/18 9,508.93 13.12 (1,147.21) 579.63 6.9%
LITHIUM CORPORATION
COM
LTUM 1,000 0.389 389.00 02/03/21 416.95 0.42 (27.95) - -
LUMENT FINANCE TRUST
INC
COM USD0.01
LFT 300 4.21 1,263.00 03/30/21 1,062.00 3.54 201.00 108.00 8.6%
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 20.10 30,150.00 01/17/06 14,909.50 9.94 15,240.50 1,679.96 5.6%
MERCK & CO INC
COM
MRK 200 77.77 15,554.00 04/26/21 14,327.74 71.64 1,226.26 519.97 3.3%
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
MOSYS INC
COM
MOSY 250 6.27 1,567.50 06/25/21 1,698.50 6.79 (131.00) - -
NEUROMETRIX INC
COM
NURO 400 3.41 1,364.00 06/21/21 1,412.00 3.53 (48.00) - -
NEW YORK MORTGAGE
TRUST INC
7.75% PERP PRF SERB
NYMTP 100 25.02 2,502.00 03/17/21 2,468.50 24.69 33.50 193.80 7.7%
NEWTEK BUSINESS
SERVICES CORP
COM NEW
NEWT 400 34.92 13,968.00 07/31/18 8,399.46 21.00 5,568.54 1,124.84 8.1%
NEXGEN ENERGY LTD
COM
NXE 200 4.10 820.00 06/25/21 861.98 4.31 (41.98) - -
NGL ENERGY PARTNERS
LP
9% CUM RED PFD REP
LTD P *CLBL
NGL PRB 200 14.75 2,950.00 06/27/19 4,999.47 25.00 (2,049.47) - -
NUVEEN GLOBAL HIGH
INCOME FUND
SHS
JGH 200 16.21 3,242.00 06/16/21 3,180.00 15.90 62.00 271.19 8.4%
OAKTREE SPECIALTY
LENDING CORP
COM
OCSL 300 6.69 2,007.00 03/17/21 1,877.30 6.26 129.70 156.00 7.8%
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,200 5.19 6,228.00 11/19/20 6,446.92 5.37 (218.92) 936.01 15.0%
ORGANON & CO
COM
OGN 20 30.26 605.20 04/26/21 717.26 35.86 (112.06) - -
PENNSYLVANIA REAL
ESTATE INVES
SBI USD1
PEI 200 2.49 498.00 04/19/18 1,874.38 9.37 (1,376.38) - -
PENNSYLVANIA REAL
ESTATE INVES
7.2% CUM RED PFD SER
C
PEI PRC 100 11.53 1,153.00 11/01/18 2,222.13 22.22 (1,069.13) - -
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD *CLBL
PMT PRB 100 27.27 2,727.00 06/30/17 2,491.95 24.92 235.05 200.00 7.3%
PFIZER INC
COM
PFE 100 39.16 3,916.00 02/26/21 3,350.00 33.50 566.00 156.01 4.0%
PITNEY BOWES INC
6.7% PRF USD25
(07/03/43)
PBI PRB 125 25.10 3,137.50 03/17/21 2,991.25 23.93 146.25 209.37 6.7%
PRUDENTIAL FINANCIAL
INC
COM
PRU 265 102.47 27,154.55 08/21/20 18,726.80 70.67 8,427.75 1,218.97 4.5%
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 15.87 1,587.00 12/18/20 1,258.77 12.59 328.23 168.00 10.6%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 819 34.31 28,099.89 01/03/14 22,392.92 27.34 5,706.97 1,867.24 6.6%
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
SACHEM CAPITAL CORP
COM USD0.001
SACH 300 5.35 1,605.00 04/12/21 1,593.00 5.31 12.00 144.00 9.0%
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/20 *CLBL
SCCC 100 25.925 2,592.50 10/21/20 2,480.00 24.80 112.50 193.79 7.5%
SAFETY INSURANCE
GROUP INC
COM
SAFT 65 78.28 5,088.20 06/11/21 5,226.00 80.40 (137.80) 234.01 4.6%
SESEN BIO INC
COM
SESN 1,400 4.62 6,468.00 09/16/20 2,222.60 1.59 4,245.40 - -
SFL CORPORATION LTD
COM
SFL 300 7.65 2,295.00 07/05/16 4,238.73 14.13 (1,943.73) 180.00 7.8%
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SOUTH JERSEY
INDUSTRIES INC
COM
SJI 200 25.93 5,186.00 03/18/21 4,340.00 21.70 846.00 241.98 4.7%
SUNLINK HEALTH
SYSTEMS INC
COM
SSY 500 3.42 1,710.00 05/10/21 1,611.00 3.22 99.00 - -
SUPERCOM LTD NEW
COM
SPCB 900 1.35 1,215.00 01/13/21 1,184.20 1.32 30.80 - -
TIER ONE SILVER INC
COM
TSLVF 400 1.1276 451.04 - - - - - -
TRINITY BIOTECH PLC
ADR SPONSORED
TRIB 400 2.94 1,176.00 11/19/20 1,132.99 2.83 43.01 - -
TRIO-TECH
INTERNATIONAL
COM
TRT 300 5.03 1,509.00 06/01/21 1,597.00 5.32 (88.00) - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR *CLBL
TRTN PRA 150 28.48 4,272.00 03/14/19 3,753.95 25.03 518.05 318.73 7.5%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS *CLBL
TRTN PRB 200 28.20 5,640.00 06/18/19 4,992.95 24.96 647.05 399.99 7.1%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 26.20 5,240.00 05/14/19 4,924.95 24.62 315.05 337.61 6.4%
UR ENERGY INC
COM
URG 1,300 1.40 1,820.00 01/19/21 1,328.86 1.02 491.14 - -
VENATOR MATERIALS
PLC
COM
VNTR 200 4.74 948.00 06/24/21 958.00 4.79 (10.00) - -
VISTAGEN
THERAPEUTICS INC
COM
VTGN 400 3.15 1,260.00 06/25/21 1,047.96 2.62 212.04 - -
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 14.38 7,909.00 03/12/20 6,103.57 11.10 1,805.43 475.73 6.0%
WESTERN COPPER &
GOLD CORP
COM
WRN 800 2.00 1,600.00 10/01/20 1,104.27 1.38 495.73 - -
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 14,657 0.4102 6,012.30 09/09/20 14,886.68 1.02 (8,874.38) - -
ANDINA ACQUISITION
CORP III
WARRANT EXP 10/01/2025
ANDAW 700 1.25 875.00 09/16/20 206.90 0.30 668.10 - -
BROADSTONE
ACQUISITION CORP
WARRANT EXP 09/15/2028
BSN WS 700 1.20 840.00 12/28/20 863.00 1.23 (23.00) - -
CHURCHILL CAPITAL
CORP IV
WARRANT EXP 08/04/2025
CCIV WS 300 15.90 4,770.00 12/09/20 381.00 1.27 4,389.00 - -
D8 HLDGS CORP
WARRANT EXP 08/05/2027
DEH WS 500 1.66 830.00 12/22/20 584.00 1.17 246.00 - -
FINANCE OF AMERICA
COMPANIES I
WARRANT EXP 04/08/2026
FOA WS 700 1.3399 937.93 04/05/21 646.70 0.92 291.23 - -
HORIZON ACQUISITION
CORP
WARRANT EXP 08/19/2025
HZAC WS 300 1.78 534.00 12/22/20 444.00 1.48 90.00 - -
JANUS INTERNATIONAL
GROUP INC
WARRANT EXP 06/07/2026
JBI WS 300 4.17 1,251.00 12/28/20 553.74 1.85 697.26 - -
REDBALL ACQUISITION
CORP
WARRANT EXP 08/17/2022
RBAC WS 1,100 1.08 1,188.00 12/28/20 2,514.00 2.29 (1,326.00) - -
THE BEAUTY HEALTH CO
WARRANT EXP 05/04/2026
SKINW 500 6.40 3,200.00 12/28/20 1,319.50 2.64 1,880.50 - -
VPC IMPACT
ACQUISITION HLDGS
WARRANT EXP 10/22/2027
VIHAW 750 1.72 1,290.00 01/11/21 2,967.42 3.96 (1,677.42)
Non income producing. Actual today, not from statement:
100 ADIL
14,657 ALACW
400 AMPY
550 AMS
700 ANDAW
200 ARLO
500 ACSX
1500 AUMN
500 AWX
500 BRN
700 BSN+
200 CCIV+
600 CDEV
22,250 CTXR
500 DEH+
100 DISCK
1260 ENPH
400 Ford
10000 GYST
900 HNRG
300 HZAC+
300 JBI+
1000 LTUM
250 MOSY
400 NURO
$00 NXE
300 OXBR
200 PEI
100 PEI-C
200 PRPH
1100 RBAC+
1400 SESN
300 SKINW
900 SPCB
500 SSY
400 TRIB
300 TRT
1300 URG
750 VIHAW
200 VNTR
500 VTGN
800 WRN
600 XXII |
