| | Monthly update:
Todays totals: Non-income producing shares: $444,645 / 51.18% of portfolio. Cash +$24,768 = $469,413 / 54.03% non income producing.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
Aug. Total. $929,374.48..... $944,482.24..... ($15,107.76)...... (1.6)%....$26,513.64... 2.9%
Sept.Total. $868,740.85..... $929,374.48..... ($60,633.63)...... (6.5)%... $28,581.60... 3.3%
YOC: 16.01% = $28,581 / $178,518
Since Jan. 1, 2021:
S+P 500 3756 to 4308 =…...…...+14.69%
My IRA $645,138 to $929,374 = +34.65%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.....+395.73%
My IRA $178,518 to $868,740 .....+386.64%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
2021 total: $17,915
Trades:
09/01/2021 10:46:09 Sold 20 ENPH @ 181.36
3,627.18 0.00 0.02
09/01/2021 10:59:12 Bought 200 WTER @ 1.82
-364.00 0.00 0.00
09/01/2021 14:32:16 Bought 25 ABBV @ 111.36
-2,784.00 0.00 0.00
09/01/2021 15:33:19 Bought 50 ABBV @ 111.1
-5,555.00 0.00 0.00
09/02/2021 09:07:05 Bought 2 CLRO @ 2.57
-5.14 0.00 0.00
09/02/2021 09:45:03 Sold 100 GSM @ 10.74
1,073.98 0.00 0.02
09/02/2021 09:59:45 Bought 200 AWX @ 4.2093
-841.86 0.00 0.00
09/02/2021 11:55:30 Bought 25 ABBV @ 112.51
-2,812.75 0.00 0.00
09/02/2021 12:06:26 Bought 200 AWX @ 4.08
-816.00 0.00 0.00
09/02/2021 13:57:22 Bought 1000 CTXR @ 2.0988
-2,098.80 0.00 0.00
09/02/2021 14:16:24 Bought 200 VOLT @ 4.11
-822.00 0.00 0.00
09/03/2021 12:30:43 Bought 15 SAVA @ 51.6
-774.00 0.00 0.00
09/03/2021 13:42:28 Bought 20 ENPH @ 173.5
-3,470.00 0.00 0.00
09/07/2021 08:51:24 Bought 20 ENPH @ 172.01
-3,440.20 0.00 0.00
09/07/2021 09:06:23 Bought 20 ENPH @ 171.01
-3,420.20 0.00 0.00
09/07/2021 09:46:08 Bought 25 ABBV @ 109.3
-2,732.50 0.00 0.00
09/07/2021 10:04:02 Bought 20 ENPH @ 170.01
-3,400.20 0.00 0.00
09/07/2021 10:35:12 Bought 25 ENPH @ 169.01
-4,225.25 0.00 0.00
09/07/2021 11:09:43 Bought 25 ENPH @ 168.01
-4,200.25 0.00 0.00
09/07/2021 12:10:14 Bought 25 ENPH @ 167.01
-4,175.25 0.00 0.00
09/08/2021 10:11:31 Bought 25 ABBV @ 107.9
-2,697.50 0.00 0.00
09/08/2021 10:41:04 Bought 25 ENPH @ 166.01
-4,150.25 0.00 0.00
09/08/2021 10:51:13 Bought 150 PANL @ 5.35
-802.50 0.00 0.00
09/08/2021 10:54:04 Bought 25 ENPH @ 165.01
-4,125.25 0.00 0.00
09/08/2021 12:00:26 Bought 25 ENPH @ 164.01
-4,100.25 0.00 0.00
09/09/2021 09:30:05 Bought 25 ENPH @ 163.01
-4,075.25 0.00 0.00
09/09/2021 09:34:13 Bought 25 ENPH @ 162.01
-4,050.25 0.00 0.00
09/09/2021 09:38:35 Bought 25 ENPH @ 161.01
-4,025.25 0.00 0.00
09/09/2021 12:10:23 Bought 25 ABBV @ 107.73
-2,693.25 0.00 0.00
09/09/2021 13:02:47 Bought 200 ADIL @ 4.15
-830.00 0.00 0.00
09/09/2021 14:23:56 Bought 1000 ECTM @ 0.565
-571.95 6.95 0.00
09/10/2021 10:00:35 Bought 25 ABBV @ 106.9
-2,672.50 0.00 0.00
09/10/2021 10:31:31 Bought 25 ENPH @ 160.01
-4,000.25 0.00 0.00
09/10/2021 12:25:44 Sold 2 CLRO @ 2.63
5.26 0.00 0.00
09/10/2021 15:24:00 Bought 25 ENPH @ 159.01
-3,975.25 0.00 0.00
09/10/2021 15:48:32 Bought 25 ENPH @ 158.01
-3,950.25 0.00 0.00
09/10/2021 17:08:15 Sold 15 ENPH @ 159.12
2,386.79 0.00 0.01
09/10/2021 17:08:15 Sold 10 ENPH @ 159.01
1,590.09 0.00 0.01
09/13/2021 09:38:51 Bought 25 ENPH @ 157.01
-3,925.25 0.00 0.00
09/13/2021 12:14:51 Sold 25 ENPH @ 160.2
4,004.98 0.00 0.02
09/13/2021 15:00:30 Bought 100 PRPH @ 4.91
-491.00 0.00 0.00
09/14/2021 11:15:29 Bought 200 PANL @ 5.48
-1,096.00 0.00 0.00
09/14/2021 11:49:05 Bought 100 EXPR @ 5.63
-563.00 0.00 0.00
09/14/2021 11:54:23 Bought 150 EXPR @ 5.61
-841.50 0.00 0.00
09/15/2021 09:33:30 Bought 25 ENPH @ 156.01
-3,900.25 0.00 0.00
09/15/2021 09:54:43 Bought 30 ENPH @ 153.01
-4,590.30 0.00 0.00
09/15/2021 15:00:19 Sold 30 ENPH @ 155.25
4,657.48 0.00 0.02
09/16/2021 15:56:04 Bought 100 PAE @ 5.86
-586.00 0.00 0.00
09/17/2021 09:52:52 Bought 200 NRZDP @ 24.87
-4,980.95 6.95 0.00
09/17/2021 14:15:55 Bought 100 EXPR @ 5.39
-539.00 0.00 0.00
09/17/2021 14:16:53 Bought 100 GSM @ 7.81
-781.00 0.00 0.00
09/17/2021 14:27:28 Bought 100 EXPR @ 5.38
-538.00 0.00 0.00
09/17/2021 16:02:17 Bought 100 PANL @ 5.48
-548.00 0.00 0.00
09/20/2021 10:17:08 Bought 100 PANL @ 5.0699
-506.99 0.00 0.00
09/20/2021 10:25:13 Bought 30 ENPH @ 152.01
-4,560.30 0.00 0.00
09/20/2021 10:33:00 Bought 100 PANL @ 4.99
-499.00 0.00 0.00
09/20/2021 10:51:07 Bought 100 PANL @ 4.9
-490.00 0.00 0.00
09/20/2021 14:30:01 Bought 500 CTXR @ 1.9767
-988.35 0.00 0.00
09/20/2021 14:38:45 Bought 500 CTXR @ 1.9599
-979.95 0.00 0.00
09/20/2021 15:12:08 Bought 30 ENPH @ 150.01
-4,500.30 0.00 0.00
09/21/2021 12:01:07 Sold 30 ENPH @ 155.01
4,650.28 0.00 0.02
09/21/2021 12:52:14 Bought 100 PAE @ 5.94
-594.00 0.00 0.00
09/21/2021 14:40:01 Bought 200 PANL @ 4.66
-932.00 0.00 0.00
09/23/2021 14:36:12 Bought 200 CFMS @ 1.47
-294.00 0.00 0.00
09/24/2021 10:04:09 Bought 100 PAE @ 5.68
-568.00 0.00 0.00
09/24/2021 10:25:48 Bought 100 ARC @ 3.0899
-308.99 0.00 0.00
09/24/2021 15:08:07 Bought 100 ADIL @ 4.6
-460.00 0.00 0.00
09/27/2021 09:54:14 Bought 200 ANIX @ 4.8
-960.00 0.00 0.00
09/27/2021 10:36:16 Bought 200 MCHX @ 3.01
-602.00 0.00 0.00
09/28/2021 09:51:27 Bought 30 ENPH @ 151
-4,530.00 0.00 0.00
09/28/2021 10:05:05 Bought 30 ENPH @ 150.21
-4,506.30 0.00 0.00
09/28/2021 10:18:02 Bought 25 BST @ 52.3
-1,307.50 0.00 0.00
09/28/2021 11:12:38 Bought 100 SSY @ 2.53
-253.00 0.00 0.00
09/28/2021 11:29:10 Bought 25 BST @ 52.01
-1,300.25 0.00 0.00
09/28/2021 12:51:08 Bought 200 AWP @ 6.0671
-1,213.42 0.00 0.00
09/28/2021 13:03:57 Bought 100 ADIL @ 4.2
-420.00 0.00 0.00
09/28/2021 13:49:37 Bought 200 DHX @ 4.36
-872.00 0.00 0.00
09/29/2021 11:27:39 Sold 400 HBIO @ 7.2501
2,899.98 0.00 0.06
09/29/2021 11:29:36 Sold 500 OXBR @ 2.8301
1,414.98 0.00 0.07
09/29/2021 11:45:52 Bought 150 ARC @ 2.94
-441.00 0.00 0.00
09/29/2021 11:55:11 Bought 30 ENPH @ 149.01
-4,470.30 0.00 0.00
09/29/2021 12:14:26 Bought 30 ENPH @ 148.01
-4,440.30 0.00 0.00
09/29/2021 12:44:16 Bought 30 ENPH @ 147.01
-4,410.30 0.00 0.00
09/29/2021 13:30:27 Bought 150 DYNT @ 1.4799
-221.99 0.00 0.00
09/29/2021 13:49:43 Bought 200 ANIX @ 4.85
-970.00 0.00 0.00
09/29/2021 13:50:05 Bought 150 MCHX @ 2.99
-448.50 0.00 0.00
09/29/2021 13:55:45 Bought 200 ANIX @ 4.84
-968.00 0.00 0.00
09/29/2021 15:23:31 Bought 100 DHX @ 4.3399
-433.99 0.00 0.00
09/29/2021 15:26:52 Bought 100 CFMS @ 1.2899
-128.99 0.00 0.00
09/30/2021 10:16:07 Sold 30 ENPH @ 151.01
4,530.28 0.00 0.02
Dividends:
09/01/2021 02:25:39 ORDINARY DIVIDEND (JGH)
22.60 0.00 0.00
09/01/2021 02:28:55 ORDINARY DIVIDEND (ERH)
39.86 0.00 0.00
09/07/2021 00:00:01 INTEREST INCOME - SECURITIES (PBI PRB)
52.34 0.00 0.00
09/07/2021 13:38:54 ORDINARY DIVIDEND (ASG)
85.00 0.00 0.00
09/14/2021 11:50:23 QUALIFIED DIVIDEND (TRTN PRB)
100.00 0.00 0.00
09/14/2021 11:50:23 QUALIFIED DIVIDEND (TRTN PRA)
79.69 0.00 0.00
09/15/2021 00:00:01 QUALIFIED DIVIDEND (UMH PRC)
84.38 0.00 0.00
09/15/2021 00:00:01 QUALIFIED DIVIDEND (ATLCP)
74.66 0.00 0.00
09/15/2021 00:00:01 QUALIFIED DIVIDEND (BRMK)
28.00 0.00 0.00
09/15/2021 00:00:01 PARTNERSHIP DISTRIBUTION (DCP PRB)
98.44 0.00 0.00
09/15/2021 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
09/15/2021 00:00:01 QUALIFIED DIVIDEND (PMT PRB)
50.00 0.00 0.00
09/15/2021 13:01:54 QUALIFIED DIVIDEND (GLOP PRC)
106.25 0.00 0.00
09/15/2021 15:47:19 QUALIFIED DIVIDEND (PANL)
15.75 0.00 0.00
09/17/2021 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
09/20/2021 00:00:01 QUALIFIED DIVIDEND (FATBP)
34.38 0.00 0.00
09/23/2021 00:00:01 ORDINARY DIVIDEND (GAB)
75.00 0.00 0.00
09/23/2021 00:00:01 ORDINARY DIVIDEND (GGT)
198.00 0.00 0.00
09/23/2021 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
09/28/2021 00:00:01 QUALIFIED DIVIDEND (ORC)
78.00 0.00 0.00
09/30/2021 00:00:01 ORDINARY DIVIDEND (UTG)
155.61 0.00 0.00
09/30/2021 00:00:01 QUALIFIED DIVIDEND (TDS PRV)
36.67 0.00 0.00
09/30/2021 00:00:01 ORDINARY DIVIDEND (AGD)
99.13 0.00 0.00
09/30/2021 00:00:01 QUALIFIED DIVIDEND (AWP)
24.00 0.00 0.00
09/30/2021 00:00:01 ORDINARY DIVIDEND (GLO)
21.74 0.00 0.00
09/30/2021 00:00:01 ORDINARY DIVIDEND (GLQ)
26.82 0.00 0.00
09/30/2021 00:00:01 QUALIFIED DIVIDEND (OCSL)
43.50 0.00 0.00
09/30/2021 00:00:01 INTEREST INCOME - SECURITIES (SCCC)
48.44 0.00 0.00
09/30/2021 00:00:01 ORDINARY DIVIDEND (THW)
70.02 0.00 0.00
09/30/2021 15:27:38 QUALIFIED DIVIDEND (SFL)
45.00 0.00 0.00
Holdings:
$FZC: TEKLA WORLD $ $ $ $ $ $
HEALTHCARE FUND
BEN INT SHS
THW 600 16.45 9,870.00 03/30/21 9,000.00 15.00 870.00 840.04 8.5%
ABBVIE INC
COM
ABBV 300 107.87 32,361.00 03/17/21 32,377.50 107.93 (16.50) 1,560.12 4.8%
ABERDEEN GLOBAL
DYNAMIC DIVIDE
COM
AGD 1,525 11.62 17,720.50 09/16/16 13,822.43 9.06 3,898.07 1,189.58 6.7%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SH BEN INT
AWP 800 6.06 4,848.00 08/10/17 4,960.76 6.20 (112.76) 384.01 7.9%
ADIAL
PHARMACEUTICALS INC
COM
ADIL 1,000 4.29 4,290.00 06/30/21 3,261.97 3.26 1,028.03 - -
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
*CLBL
AGNCO 200 25.65 5,130.00 09/27/19 4,986.95 24.93 143.05 324.99 6.3%
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 12.27 4,908.00 10/05/16 4,985.54 12.46 (77.54) 314.41 6.4%
AMER SHARED HOSPITAL
SERVICES
COM
AMS 550 2.76 1,518.00 05/10/21 1,717.98 3.12 (199.98) -
AMPLIFY ENERGY CORP
COM
AMPY 400 5.32 2,128.00 06/25/21 1,690.00 4.23 438.00 - -
ANIXA BIOSCIENCES INC
COM
ANIX 200 4.77 954.00 09/27/21 960.00 4.80 (6.00) - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 18.53 14,034.90 07/27/18 8,411.85 11.11 5,623.05 1,015.00 7.2%
ARBOR REALTY TRUST
INC
SER E CUM RED PFD SHS
*CLBL
ABR PRE 200 25.50 5,100.00 08/09/21 5,018.95 25.09 81.05 - -
ARC DOCUMENT
SOLUTIONS INC
COM
ARC 400 2.95 1,180.00 05/12/21 899.99 2.25 280.01 32.00 2.7%
ATLANTICUS HLDGS
CORP
7.625% PERP PFD SER B
*CLBL
ATLCP 150 24.63 3,694.50 06/16/21 3,697.49 24.65 (2.99) 285.92 7.7%
AVALON HOLDINGS
CORP
COM CL A
AWX 1,000 3.89 3,890.00 05/12/21 4,005.86 4.01 (115.86) - -
BLACKROCK SCIENCE &
TECH TR
SHS
BST 50 52.16 2,608.00 09/28/21 2,607.75 52.16 0.25 135.59 5.2%
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D *CLBL
BHR PRD 250 25.15 6,287.50 11/28/18 5,540.23 22.16 747.27 515.51 8.2%
BROADMARK REALTY
CAPITAL INC
COM
BRMK 400 9.86 3,944.00 05/11/21 3,968.00 9.92 (24.00) 335.99 8.5%
CAI INTERNATIONAL INC
8.5% SER A FXD FLOAG
RAT *CLBL
CAI PRA 150 25.2397 3,785.96 07/31/18 3,798.16 25.32 (12.20) 318.74 8.4%
CASSAVA SCIENCES INC
COM
SAVA 65 62.08 4,035.20 07/29/21 5,394.20 82.99 (1,359.00) - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 25.86 5,172.00 06/11/19 4,509.07 22.55 662.93 325.01 6.3%
CITIUS
PHARMACEUTICALS INC
COM
CTXR 22,250 2.03 45,167.50 02/10/21 49,446.95 2.22 (4,279.45) - -
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 200 25.38 5,076.00 05/08/20 4,064.16 20.32 1,011.84 331.21 6.5%
CLOUGH GLOBAL EQUITY
FUND
COM
GLQ 200 14.64 2,928.00 06/18/21 2,769.91 13.85 158.09 321.79 11.0%
CLOUGH GLOBAL
OPPORTUNITIES FU
SH BEN INT
GLO 200 12.18 2,436.00 06/21/21 2,330.00 11.65 106.00 260.80 10.7%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM S *CLBL
CODI PRB 200 27.45 5,490.00 11/30/18 3,910.95 19.55 1,579.05 393.80 7.2%
CONFORMIS INC
COM
CFMS 200 1.33 266.00 09/23/21 294.00 1.47 (28.00) - -
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER *CLBL
CORR PRA 100 24.29 2,429.00 11/01/18 2,426.47 24.26 2.53 184.41 7.6%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RA *CLBL
DCP PRB 200 24.85 4,970.00 07/27/18 5,062.95 25.31 (92.95) 393.82 7.9%
DHI GROUP INC
COM
DHX 200 4.76 952.00 09/28/21 872.00 4.36 80.00 - -
DYNATRONICS CORP
COM
DYNT 600 1.46 876.00 08/26/21 750.00 1.25 126.00 - -
ECA MARCELLUS TRUST I
COM UNITS BEN
INTEREST
ECTM 1,000 0.70 700.00 09/09/21 571.95 0.57 128.05 68.00 9.7%
ENERGY TRANSFER LP
7.6% FIX TO FLTG CUM
RED *CLBL
ET PRE 200 25.36 5,072.00 06/11/19 4,912.95 24.56 159.05 379.99 7.5%
ENPHASE ENERGY INC
COM
ENPH 2,200 149.97 329,934.00 11/14/17 266,432.21 121.11 63,501.79 - -
EURO TECH HLDGS
COM
CLWT 700 3.18 2,226.00 05/27/21 2,391.00 3.42 (165.00) - -
EXPRESS INC
COM
EXPR 450 4.72 2,124.00 09/14/21 2,481.50 5.51 (357.50) - -
FAT BRANDS INC
8.25% CUM PRF STK SER
B *CLBL
FATBP 200 23.45 4,690.00 07/01/21 4,335.99 21.68 354.01 412.58 8.8%
FERROGLOBE PLC
COM
GSM 600 8.70 5,220.00 07/07/21 3,770.69 6.28 1,449.31 - -
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 12.89 11,601.00 05/13/19 11,965.31 13.29 (364.31) 648.03 5.6%
FIRST TRUST SPECIALTY
FINANCE
COM BEN INTR
FGB 1,650 3.9738 6,556.77 03/01/17 11,045.68 6.69 (4,488.91) 544.47 8.3%
GABELLI EQUITY TRUST
INC
COM
GAB 500 6.65 3,325.00 07/27/21 3,303.60 6.61 21.40 300.01 9.0%
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 3.73 7,273.50 10/14/19 8,313.68 4.26 (1,040.18) 701.97 9.7%
GABELLI MULTIMEDIA
TRUST INC
COM
GGT 900 9.13 8,217.00 07/12/21 8,775.73 9.75 (558.73) 792.04 9.6%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLT *CLBL
GLOP PRC 200 25.20 5,040.00 11/14/18 4,926.95 24.63 113.05 425.02 8.4%
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO *CLBL
GLP PRA 200 25.80 5,160.00 03/08/19 4,991.96 24.96 168.04 487.62 9.5%
GRAYSTONE CO INC
COM CL A
GYST 10,000 0.0237 237.00 05/10/21 168.90 0.02 68.10 - -
HARVARD BIOSCIENCE
INC
COM
HBIO 400 6.98 2,792.00 06/24/21 3,062.00 7.66 (270.00) - -
HOEGH LNG PARTNERS
LP
8.75% CUM RED PFD
UNITS *CLBL
HMLP PRA 100 21.77 2,177.00 07/28/21 2,116.00 21.16 61.00 218.81 10.1%
HOME PT CAPITAL
INCORPORATED
COM
HMPT 500 4.12 2,060.00 08/11/21 2,228.00 4.46 (168.00) 300.00 14.6%
HUDSON TECHNOLOGIES
INC
COM
HDSN 600 3.53 2,118.00 07/29/21 2,069.00 3.45 49.00 - -
INVESTCORP CR MGMT
BDC INC
COM
ICMB 450 5.45 2,452.50 06/16/21 2,671.50 5.94 (219.00) 270.00 11.0%
IRON MOUNTAIN INC
COM USD0.01
IRM 621 43.45 26,982.45 01/12/18 19,669.62 31.67 7,312.83 1,536.38 5.7%
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 11.05 8,006.68 08/02/18 9,508.93 13.12 (1,502.25) 579.68 7.2%
LIBERTY ALL STAR
GROWTH FUND
COM
ASG 800 8.63 6,904.00 07/15/21 6,804.00 8.51 100.00 512.00 7.4%
LUMENT FINANCE TRUST
INC
COM USD0.01
LFT 300 3.96 1,188.00 03/30/21 1,062.00 3.54 126.00 108.00 9.1%
MANHATTAN BRIDGE
COM USD0.001
LOAN 300 6.80 2,040.00 07/14/21 1,881.00 6.27 159.00 150.00 7.4%
MARCHEX INC
COM CL B
MCHX 200 2.985 597.00 09/27/21 602.00 3.01 (5.00) - -
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 20.07 30,105.00 01/17/06 14,909.50 9.94 15,195.50 1,679.86 5.6%
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NEW RESIDENTIAL INVT
CORP
COM NPV
NRZ 400 11.00 4,400.00 07/30/21 3,931.12 9.83 468.88 400.00 9.1%
NEW RESIDENTIAL INVT
CORP
FIX TO FLT PFD SR D
NRZ PRD 200 25.13 5,026.00 09/17/21 4,980.95 24.90 45.05 - -
NEW YORK MORTGAGE
TRUST INC
7.75% PERP PRF SERB
NYMTP 100 25.18 2,518.00 03/17/21 2,468.50 24.69 49.50 193.81 7.7%
NUVEEN GLOBAL HIGH
INCOME FUND
SHS
JGH 200 16.06 3,212.00 06/16/21 3,180.00 15.90 32.00 271.19 8.4%
OAKTREE SPECIALTY
LENDING CORP
COM
OCSL 300 7.06 2,118.00 03/17/21 1,877.30 6.26 240.70 173.99 8.2%
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,200 4.89 5,868.00 11/19/20 6,446.92 5.37 (578.92) 936.00 16.0%
OXBRIDGE RE HOLDINGS
COM
OXBR 500 2.95 1,475.00 06/30/21 1,634.00 3.27 (159.00) - -
PAE INC
COM CL A
PAE 500 5.98 2,990.00 08/25/21 3,033.98 6.07 (43.98) - -
PANGAEA LOGISTICS
SOLUTIONS LT
COM
PANL 1,400 5.05 7,070.00 07/12/21 6,991.46 4.99 78.54 195.98 2.8%
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD *CLBL
PMT PRB 100 26.86 2,686.00 06/30/17 2,491.95 24.92 194.05 200.00 7.4%
PITNEY BOWES INC
6.7% PRF USD25
(07/03/43)
PBI PRB 125 25.08 3,135.00 03/17/21 2,991.25 23.93 143.75 209.39 6.7%
PROPHASE LABS INC
COM
PRPH 600 5.20 3,120.00 06/29/21 3,703.00 6.17 (583.00) - -
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 14.43 1,443.00 12/18/20 1,258.77 12.59 184.23 167.99 11.6%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 819 32.77 26,838.63 01/03/14 22,392.92 27.34 4,445.71 1,867.43 7.0%
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
SACHEM CAPITAL CORP
COM USD0.001
SACH 300 5.46 1,638.00 04/12/21 1,593.00 5.31 45.00 144.00 8.8%
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/20 *CLBL
SCCC 100 25.775 2,577.50 10/21/20 2,480.00 24.80 97.50 193.80 7.5%
SFL CORPORATION LTD
COM
SFL 300 8.38 2,514.00 07/05/16 4,238.73 14.13 (1,724.73) 180.00 7.2%
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SOUTH JERSEY
INDUSTRIES INC
COM
SJI 200 21.26 4,252.00 03/18/21 4,340.00 21.70 (88.00) 241.98 5.7%
SUNLINK HEALTH
SYSTEMS INC
COM
SSY 600 2.60 1,560.00 05/10/21 1,864.00 3.11 (304.00) - -
TECTONIC FINANCIAL INC
9% FXD/FLTG NON CUM
PERP *CLBL
TECTP 2,000 10.54 21,080.00 07/06/21 20,040.43 10.02 1,039.57 1,800.02 8.5%
TELEPHONE & DATA
SYSTEMS INC
DEP SHS REPSTG
1/1000TH PER
TDS PRV 200 25.25 5,050.00 08/10/21 4,995.70 24.98 54.30 300.02 5.9
TEXTAINER GROUP
HLDGS LTD
DEP SHS REP 1/1000TH
CUM *CLBL
TGH PRB 200 25.49 5,098.00 08/20/21 4,950.95 24.75 147.05 - -
THE ALKALINE WATER
CO INC
COM
WTER 500 1.59 795.00 08/30/21 927.97 1.86 (132.97) - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR *CLBL
TRTN PRA 150 28.05 4,207.50 03/14/19 3,753.95 25.03 453.55 318.76 7.6%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS *CLBL
TRTN PRB 200 27.76 5,552.00 06/18/19 4,992.95 24.96 559.05 400.02 7.2%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 25.98 5,196.00 05/14/19 4,924.95 24.62 271.05 337.58 6.5%
VISTAGEN
THERAPEUTICS INC
COM
VTGN 700 2.74 1,918.00 06/25/21 1,940.94 2.77 (22.94) - -
VOLT INFORMATION
SCIENCES INC
COM
VOLT 400 3.55 1,420.00 08/25/21 1,638.00 4.10 (218.00) - -
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 13.48 7,414.00 03/12/20 6,103.57 11.10 1,310.43 472.42 6.4%
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 14,657 0.38 5,569.66 09/09/20 14,886.68 1.02 (9,317.02) - -
Non income producing. Actual today, not from statement:
1000 ADIL
14657 ALACW
400 AMPY
550 AMS
600 ANIX
600 AWX
300 CFMS
700 CLWT
22250 CTXR
300 DHX
750 DYNT
1000 ECTM
2230 ENPH
450 EXPR
600 GSM
10000 GYST
600 HDSN
350 MCHX
500 PAE
600 PRPH
65 SAVA
500 SSY
400 VOLT
700 VTGN
500 WTER |
|
