Monthly update:
Todays totals: Non-income producing shares: $456,975 / 47.23% of portfolio. Cash +255 = $457,230 / 47.26% non income producing.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
Nov. Total $1,064,954.57... $1,050,280.17...... $14,674.40........ 1.4%... $33,289.91... 3.1%
Dec. Total. $967,388.55.... $1,064,954.57..... ($97,566.02)...... (9.2)%.. $33,681.71... 3.5%
YOC: 18.87% = $33,681 / $178,518
Since Jan. 1, 2021:
S+P 500 3756 to 4567 =…........+28.70%
My IRA $645,138 to $967,388 = +49.94%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =......+423.91%
My IRA $178,518 to $967,388 = ..+441.89%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
2021 total: $26,035
Trades:
12/01/2021 10:38:18 Sold 100 ENPH @ 253.26
25,325.86 0.00 0.14
12/01/2021 13:13:33 Bought 10 ENPH @ 244.01
-2,440.10 0.00 0.00
12/01/2021 13:13:43 Bought 10 ENPH @ 243.51
-2,435.10 0.00 0.00
12/01/2021 13:17:24 Bought 10 ENPH @ 243.01
-2,430.10 0.00 0.00
12/01/2021 13:19:41 Bought 10 ENPH @ 242.51
-2,425.10 0.00 0.00
12/01/2021 14:07:09 Bought 10 ENPH @ 242.01
-2,420.10 0.00 0.00
12/01/2021 14:12:01 Bought 10 ENPH @ 241.51
-2,415.10 0.00 0.00
12/01/2021 14:12:09 Bought 10 ENPH @ 241.01
-2,410.10 0.00 0.00
12/01/2021 14:13:05 Bought 10 ENPH @ 240.51
-2,405.10 0.00 0.00
12/01/2021 14:17:05 Bought 10 ENPH @ 240.01
-2,400.10 0.00 0.00
12/01/2021 15:08:00 Bought 10 ENPH @ 239.01
-2,390.10 0.00 0.00
12/01/2021 15:08:00 Bought 10 ENPH @ 239.51
-2,395.10 0.00 0.00
12/01/2021 15:10:03 Bought 10 ENPH @ 238.51
-2,385.10 0.00 0.00
12/01/2021 15:11:13 Bought 10 ENPH @ 238.01
-2,380.10 0.00 0.00
12/01/2021 15:17:48 Bought 10 ENPH @ 237.51
-2,375.10 0.00 0.00
12/01/2021 15:17:53 Bought 10 ENPH @ 237.01
-2,370.10 0.00 0.00
12/01/2021 15:19:36 Bought 10 ENPH @ 236.51
-2,365.10 0.00 0.00
12/01/2021 15:22:01 Bought 10 ENPH @ 236.01
-2,360.10 0.00 0.00
12/01/2021 15:25:08 Bought 10 ENPH @ 235.51
-2,355.10 0.00 0.00
12/01/2021 15:25:16 Bought 10 ENPH @ 235.01
-2,350.10 0.00 0.00
12/02/2021 10:36:29 Bought 10 ENPH @ 234.51
-2,345.10 0.00 0.00
12/02/2021 10:38:41 Bought 10 ENPH @ 234.01
-2,340.10 0.00 0.00
12/02/2021 10:42:16 Bought 10 ENPH @ 233.51
-2,335.10 0.00 0.00
12/02/2021 10:42:28 Bought 10 ENPH @ 233.01
-2,330.10 0.00 0.00
12/02/2021 10:42:37 Bought 10 ENPH @ 232.51
-2,325.10 0.00 0.00
12/02/2021 10:43:57 Bought 10 ENPH @ 232.01
-2,320.10 0.00 0.00
12/02/2021 10:44:56 Bought 10 ENPH @ 230.9699
-2,309.70 0.00 0.00
12/02/2021 12:28:27 Bought 100 ECC PRD @ 24.61
-2,461.00 0.00 0.00
12/03/2021 09:49:17 Bought 10 ENPH @ 230.51
-2,305.10 0.00 0.00
12/03/2021 09:49:30 Bought 10 ENPH @ 229.51
-2,295.10 0.00 0.00
12/03/2021 09:49:30 Bought 10 ENPH @ 230.01
-2,300.10 0.00 0.00
12/03/2021 09:50:33 Bought 10 ENPH @ 229.01
-2,290.10 0.00 0.00
12/03/2021 09:52:21 Bought 10 ENPH @ 227.51
-2,275.10 0.00 0.00
12/03/2021 09:52:39 Bought 10 ENPH @ 227.01
-2,270.10 0.00 0.00
12/03/2021 09:53:49 Bought 10 ENPH @ 226.01
-2,260.10 0.00 0.00
12/03/2021 09:58:01 Bought 10 ENPH @ 225.01
-2,250.10 0.00 0.00
12/03/2021 10:01:10 Bought 10 ENPH @ 224.01
-2,240.10 0.00 0.00
12/03/2021 10:01:50 Bought 10 ENPH @ 223.01
-2,230.10 0.00 0.00
12/03/2021 10:09:54 Bought 10 ENPH @ 222.01
-2,220.10 0.00 0.00
12/03/2021 11:08:52 Bought 10 ENPH @ 221.01
-2,210.10 0.00 0.00
12/03/2021 11:17:51 Bought 10 ENPH @ 220.01
-2,200.10 0.00 0.00
12/03/2021 11:51:25 Bought 10 ENPH @ 219.01
-2,190.10 0.00 0.00
12/03/2021 11:58:51 Bought 10 ENPH @ 218.01
-2,180.10 0.00 0.00
12/03/2021 14:01:33 Bought 10 ENPH @ 217.01
-2,170.10 0.00 0.00
12/03/2021 14:20:40 Bought 10 ENPH @ 216.01
-2,160.10 0.00 0.00
12/06/2021 09:31:51 Bought 10 ENPH @ 213.01
-2,130.10 0.00 0.00
12/06/2021 09:34:54 Bought 10 ENPH @ 212.01
-2,120.10 0.00 0.00
12/06/2021 09:36:44 Bought 10 ENPH @ 209.01
-2,090.10 0.00 0.00
12/08/2021 15:06:18 Sold 10 ENPH @ 224
2,239.99 0.00 0.01
12/08/2021 15:22:12 Sold 10 ENPH @ 225
2,249.99 0.00 0.01
12/08/2021 15:25:23 Sold 10 ENPH @ 226
2,259.99 0.00 0.01
12/09/2021 10:42:27 Bought 50 TGLS @ 19.91
-995.50 0.00 0.00
12/09/2021 11:19:16 Bought 25 TGLS @ 18.85
-471.25 0.00 0.00
12/09/2021 11:58:14 Bought 25 TGLS @ 18.43
-460.75 0.00 0.00
12/09/2021 13:05:26 Sold 250 AIV @ 7.9201
1,979.99 0.00 0.04
12/09/2021 13:06:41 Bought 88 AIRTP @ 23.9999
-2,111.99 0.00 0.00
12/10/2021 11:57:19 Bought 200 HDSN @ 3.99
-798.00 0.00 0.00
12/14/2021 09:31:54 Bought 10 ENPH @ 202.51
-2,025.10 0.00 0.00
12/14/2021 09:33:13 Bought 10 ENPH @ 201.01
-2,010.10 0.00 0.00
12/14/2021 09:54:52 Bought 10 ENPH @ 198.01
-1,980.10 0.00 0.00
12/14/2021 10:42:44 Bought 10 ENPH @ 197.01
-1,970.10 0.00 0.00
12/14/2021 10:58:45 Bought 10 ENPH @ 196.01
-1,960.10 0.00 0.00
12/15/2021 11:45:14 Bought 10 ENPH @ 194.01
-1,940.10 0.00 0.00
12/15/2021 11:46:26 Sold 50 BMY @ 60.65
3,032.47 0.00 0.03
12/16/2021 14:45:03 Bought 10 ENPH @ 192.01
-1,920.10 0.00 0.00
12/16/2021 15:38:00 Bought 10 ENPH @ 190.01
-1,900.10 0.00 0.00
12/16/2021 16:00:00 Bought 200 CFMS @ 0.6674
-133.48 0.00 0.00
12/17/2021 09:10:15 Sold 30 PYPL @ 185.6
5,567.97 0.00 0.03
12/17/2021 09:12:31 Bought 10 ENPH @ 187.01
-1,870.10 0.00 0.00
12/17/2021 09:35:37 Bought 10 ENPH @ 184.01
-1,840.10 0.00 0.00
12/17/2021 09:40:10 Bought 10 ENPH @ 181.01
-1,810.10 0.00 0.00
12/17/2021 09:45:12 Sold 100 AIRTP @ 23.9301
2,392.99 0.00 0.02
12/17/2021 09:46:23 Sold 100 TGLS @ 23.51
2,350.98 0.00 0.02
12/20/2021 08:43:58 Sold 100 NYMTP @ 25
2,500.00 0.00 0.00
12/20/2021 09:31:13 Bought 10 ENPH @ 179.01
-1,790.10 0.00 0.00
12/20/2021 11:20:54 Bought 10 ENPH @ 178.01
-1,780.10 0.00 0.00
12/20/2021 11:40:38 Bought 10 ENPH @ 177.01
-1,770.10 0.00 0.00
12/20/2021 12:46:04 Bought 10 ENPH @ 176.01
-1,760.10 0.00 0.00
12/20/2021 12:52:16 Sold 70 INTC @ 49.17
3,441.87 0.00 0.03
12/21/2021 09:51:43 Sold 10 ENPH @ 186.01
1,860.09 0.00 0.01
12/21/2021 13:37:01 Sold 10 ENPH @ 187.25
1,872.49 0.00 0.01
12/30/2021 14:29:59 Bought 300 DXYN @ 5.54
-1,662.00 0.00 0.00
12/30/2021 14:35:08 Bought 200 BTCY @ 4.37
-874.00 0.00 0.00
12/31/2021 11:02:58 Bought 400 DNN @ 1.389
-555.60 0.00 0.00
12/31/2021 12:55:19 Bought 10 ENPH @ 184.51
-1,845.10 0.00 0.00
12/31/2021 13:15:29 Bought 10 ENPH @ 184.01
-1,840.10 0.00 0.00
12/31/2021 15:51:44 Bought 10 ENPH @ 183.01
-1,830.10 0.00 0.00
Dividends:
12/01/2021 02:34:33 QUALIFIED DIVIDEND (INTC)
24.33 0.00 0.00
12/01/2021 02:38:28 QUALIFIED DIVIDEND (PNW)
42.50 0.00 0.00
12/01/2021 02:38:33 QUALIFIED DIVIDEND (FAT)
6.50 0.00 0.00
12/01/2021 02:40:51 ORDINARY DIVIDEND (FGB)
136.13 0.00 0.00
12/01/2021 02:41:05 ORDINARY DIVIDEND (JGH)
22.60 0.00 0.00
12/01/2021 02:41:22 ORDINARY DIVIDEND (ERH)
40.83 0.00 0.00
12/07/2021 00:00:01 INTEREST INCOME - SECURITIES (PBI PRB)
52.34 0.00 0.00
12/08/2021 00:00:01 QUALIFIED DIVIDEND (AMGN)
176.00 0.00 0.00
12/10/2021 00:00:01 QUALIFIED DIVIDEND (IBM)
123.00 0.00 0.00
12/14/2021 11:46:40 QUALIFIED DIVIDEND (FLNG)
93.75 0.00 0.00
12/15/2021 00:00:01 QUALIFIED DIVIDEND (UMH PRC)
84.38 0.00 0.00
12/15/2021 00:00:01 QUALIFIED DIVIDEND (ATLCP)
238.28 0.00 0.00
12/15/2021 00:00:01 QUALIFIED DIVIDEND (BRMK)
28.00 0.00 0.00
12/15/2021 00:00:01 PARTNERSHIP DISTRIBUTION (DCP PRB)
98.44 0.00 0.00
12/15/2021 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
12/15/2021 00:00:01 QUALIFIED DIVIDEND (PMT PRB)
50.00 0.00 0.00
12/15/2021 11:20:30 QUALIFIED DIVIDEND (GLOP PRC)
106.25 0.00 0.00
12/15/2021 16:08:30 QUALIFIED DIVIDEND (TRTN PRA)
79.69 0.00 0.00
12/15/2021 16:08:31 QUALIFIED DIVIDEND (TGH PRB)
97.22 0.00 0.00
12/15/2021 16:08:32 QUALIFIED DIVIDEND (TRTN PRB)
100.00 0.00 0.00
12/15/2021 16:09:59 QUALIFIED DIVIDEND (PANL)
49.00 0.00 0.00
12/17/2021 00:00:01 ORDINARY DIVIDEND (GAB)
90.00 0.00 0.00
12/17/2021 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
12/17/2021 00:00:01 ORDINARY DIVIDEND (GGT)
198.00 0.00 0.00
12/17/2021 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
12/20/2021 00:00:01 QUALIFIED DIVIDEND (FATBP)
39.19 0.00 0.00
12/20/2021 08:43:55 ORDINARY DIVIDEND (NYMTP)
33.91 0.00 0.00
12/29/2021 00:00:01 QUALIFIED DIVIDEND (SJI)
62.00 0.00 0.00
12/29/2021 00:00:01 QUALIFIED DIVIDEND (ORC)
78.00 0.00 0.00
12/29/2021 14:45:07 QUALIFIED DIVIDEND (SFL)
54.00 0.00 0.00
12/30/2021 00:00:01 ORDINARY DIVIDEND (UTG)
155.61 0.00 0.00
12/30/2021 00:00:01 ORDINARY DIVIDEND (GLO)
21.74 0.00 0.00
12/30/2021 00:00:01 ORDINARY DIVIDEND (GLQ)
26.82 0.00 0.00
12/30/2021 00:00:01 INTEREST INCOME - SECURITIES (SCCC)
48.44 0.00 0.00
12/31/2021 00:00:01 QUALIFIED DIVIDEND (TDS PRV)
75.00 0.00 0.00
12/31/2021 00:00:01 QUALIFIED DIVIDEND (OCSL)
46.50 0.00 0.00
12/31/2021 00:00:01 ORDINARY DIVIDEND (JGH)
22.60 0.00 0.00
12/31/2021 00:00:01 QUALIFIED DIVIDEND (PRIF PRK)
81.67 0.00 0.00
12/31/2021 00:00:01 ORDINARY DIVIDEND (THW)
70.02 0.00 0.00
12/31/2021 15:18:41 ORDINARY DIVIDEND (BST)
12.50 0.00 0.00
12/31/2021 15:18:53 LONG TERM GAIN DISTRIBUTION (BST)
77.92
Holdings:
FZC: TEKLA WORLD $ $ $ $ $ $
HEALTHCARE FUND
BEN INT SHS
THW 600 16.29 9,774.00 03/30/21 9,000.00 15.00 774.00 839.98 8.6%
ABBVIE INC
COM
ABBV 300 135.40 40,620.00 03/17/21 32,377.50 107.93 8,242.50 1,691.82 4.2%
ABERDEEN GLOBAL
DYNAMIC DIVIDE
COM
AGD 1,525 12.09 18,437.25 09/16/16 13,822.43 9.06 4,614.82 1,189.57 6.5%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SH BEN INT
AWP 800 6.84 5,472.00 08/10/17 4,960.76 6.20 511.24 384.03 7.0%
ADIAL
PHARMACEUTICALS INC
COM
ADIL 1,000 2.70 2,700.00 06/30/21 3,261.97 3.26 (561.97) - -
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
*CLBL
AGNCO 200 25.67 5,134.00 09/27/19 4,986.95 24.93 147.05 324.98 6.3%
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 12.13 4,852.00 10/05/16 4,985.54 12.46 (133.54) 314.41 6.5%
ALLSPRING
UTILITIES & HIGH INC FD
ERH 550 14.75 8,112.50 03/12/20 6,103.57 11.10 2,008.93 477.42 5.9%
AMER SHARED HOSPITAL
SERVICES
COM
AMS 550 2.37 1,303.50 05/10/21 1,717.98 3.12 (414.48) - -
AMGEN INC
COM
AMGN 120 224.97 26,996.40 11/04/21 25,384.70 211.54 1,611.70 931.11 3.4%
ANIXA BIOSCIENCES INC
COM
ANIX 1,000 2.97 2,970.00 09/27/21 4,914.00 4.91 (1,944.00) - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 18.32 13,875.84 07/27/18 8,411.85 11.11 5,463.99 1,045.27 7.5%
ARBOR REALTY TRUST
INC
SER E CUM RED PFD SHS
*CLBL
ABR PRE 200 25.54 5,108.00 08/09/21 5,018.95 25.09 89.05 274.40 5.4%
ARC DOCUMENT
SOLUTIONS INC
COM
ARC 650 3.50 2,275.00 05/12/21 1,621.99 2.50 653.01 129.99 5.7%
ATLANTICUS HLDGS
CORP
7.625% PERP PFD SER B
*CLBL
ATLCP 500 25.25 12,625.00 06/16/21 12,448.80 24.90 176.20 953.06 7.5%
AVALON HOLDINGS
CORP
COM CL A
AWX 1,000 3.61 3,610.00 05/12/21 4,005.86 4.01 (395.86) - -
BLACKROCK SCIENCE &
TECH TR
SHS
BST 50 49.97 2,498.50 09/28/21 2,607.75 52.16 (109.25) 150.01 6.0%
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D *CLBL
BHR PRD 250 25.8614 6,465.35 11/28/18 5,540.23 22.16 925.12 515.48 8.0%
BROADMARK REALTY
CAPITAL INC
COM
BRMK 400 9.43 3,772.00 05/11/21 3,968.00 9.92 (196.00) 336.01 8.9%
CASSAVA SCIENCES INC
COM
SAVA 65 43.70 2,840.50 07/29/21 5,394.20 82.99 (2,553.70) - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 25.27 5,054.00 06/11/19 4,509.07 22.55 544.93 325.02 6.4%
CITIUS
PHARMACEUTICALS INC
COM
CTXR 22,250 1.54 34,265.00 02/10/21 49,446.95 2.22 (15,181.95) - -
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 250 25.85 6,462.50 05/08/20 5,315.66 21.26 1,146.84 413.99 6.4%
CLOUGH GLOBAL EQUITY
FUND
COM
GLQ 200 13.14 2,628.00 06/18/21 2,769.91 13.85 (141.91) 321.80 12.2%
CLOUGH GLOBAL
OPPORTUNITIES FU
SH BEN INT
GLO 200 10.64 2,128.00 06/21/21 2,330.00 11.65 (202.00) 260.81 12.3%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM S *CLBL
CODI PRB 200 27.90 5,580.00 11/30/18 3,910.95 19.55 1,669.05 393.78 7.1%
CONFORMIS INC
COM
CFMS 700 0.7614 532.98 09/23/21 804.47 1.15 (271.49) - -
COPPERNICO METALS
INC
COM
217661107 400 NA NA - - - - - -
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER *CLBL
CORR PRA 200 20.50 4,100.00 11/01/18 4,795.30 23.98 (695.30) 368.80 9.0%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RA *CLBL
DCP PRB 200 24.90 4,980.00 07/27/18 5,062.95 25.31 (82.95) 393.82 7.9%
DHI GROUP INC
COM
DHX 800 6.24 4,992.00 09/28/21 3,675.49 4.59 1,316.51 - -
DYNATRONICS CORP
COM
DYNT 1,100 1.00 1,100.00 08/26/21 1,505.49 1.37 (405.49) - -
EAGLE POINT CREDIT
COMPANY INC
6.75% SERIES D PRF STK
ECC PRD 100 24.75 2,475.00 12/02/21 2,461.00 24.61 14.00 - -
ECA MARCELLUS TRUST I
COM
ECTM 1,000 0.63 630.00 09/09/21 571.95 0.57 58.05 144.00 22.9%
ENERGY TRANSFER LP
7.6% FIX TO FLTG CUM
RED *CLBL
ET PRE 200 25.35 5,070.00 06/11/19 4,912.95 24.56 157.05 380.00 7.5%
ENPHASE ENERGY INC
COM
ENPH 2,040 182.94 373,197.60 11/14/17 286,989.31 140.68 86,208.29 - -
ENZO BIOCHEM INC
COM
ENZ 300 3.21 963.00 10/12/21 1,071.56 3.57 (108.56) - -
EURO TECH HLDGS
COM
CLWT 700 3.191 2,233.70 05/27/21 2,391.00 3.42 (157.30) - -
FAT BRANDS INC
COM
FAT 50 10.59 529.50 10/07/21 438.00 8.76 91.50 26.00 4.9%
FAT BRANDS INC
8.25% CUM PRF STK SER
B *CLBL
FATBP 228 18.49 4,215.72 07/01/21 4,940.79 21.67 (725.07) 470.35 11.2%
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 13.28 11,952.00 05/13/19 11,965.31 13.29 (13.31) 648.04 5.4%
FIRST TRUST SPECIALTY
FINANCE
COM BEN INTR
FGB 1,650 4.09 6,748.50 03/01/17 11,045.68 6.69 (4,297.18) 544.47 8.1%
FLEX LNG LTD (BM)
COM
FLNG 125 23.49 2,936.25 11/05/21 2,663.40 21.31 272.85 374.99 12.8%
FS KKR CAPITAL CORP
COM
FSK 200 20.94 4,188.00 10/26/21 4,430.97 22.15 (242.97) 495.98 11.8%
GABELLI EQUITY TRUST
INC
COM
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 3.75 7,312.50 10/14/19 8,313.68 4.26 (1,001.18) 702.00 9.6%
GABELLI MULTIMEDIA
TRUST INC
COM
GGT 900 8.68 7,812.00 07/12/21 8,775.73 9.75 (963.73) 791.98 10.1%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLT *CLBL
GLOP PRC 200 25.8442 5,168.84 11/14/18 4,926.95 24.63 241.89 424.98 8.2%
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO *CLBL
GLP PRA 200 26.4242 5,284.84 03/08/19 4,991.96 24.96 292.88 487.58 9.2%
GRAYSTONE CO INC
COM CL A
GYST 10,000 0.03 300.00 05/10/21 168.90 0.02 131.10 - -
HOEGH LNG PARTNERS
LP
8.75% CUM RED PFD
UNITS *CLBL
HMLP PRA 100 21.25 2,125.00 07/28/21 2,116.00 21.16 9.00 218.79 10.3%
HOME PT CAPITAL
INCORPORATED
COM
HMPT 500 4.50 2,250.00 08/11/21 2,228.00 4.46 22.00 80.01 3.6%
HUDSON TECHNOLOGIES
INC
COM
HDSN 1,200 4.44 5,328.00 07/29/21 4,513.99 3.76 814.01 - -
INTERNATIONAL BUS
MACH CORP
COM
IBM 95 133.66 12,697.70 10/21/21 11,589.51 121.99 1,108.19 623.20 4.9%
INVESTCORP CR MGMT
BDC INC
COM
ICMB 450 4.95 2,227.50 06/16/21 2,671.50 5.94 (444.00) 270.00 12.1%
IRON MOUNTAIN INC
COM
IRM 621 52.33 32,496.93 01/12/18 19,669.62 31.67 12,827.31 1,536.45 4.7%
KYNDRYL HLDGS INC
COM
KD 15 18.10 271.50 10/21/21 402.08 26.81 (130.58) - -
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 11.99 8,687.79 08/02/18 9,508.93 13.12 (821.14) 579.65 6.7%
LIBERTY ALL STAR
EQUITY FUND
SH BEN INT
USA 350 8.38 2,933.00 11/19/21 2,905.85 8.30 27.15 283.50 9.7%
LIBERTY ALL STAR
GROWTH FUND
COM
ASG 800 9.00 7,200.00 07/15/21 6,804.00 8.51 396.00 544.03 7.6%
LUMENT FINANCE TRUST
INC
COM USD0.01
LFT 300 3.84 1,152.00 03/30/21 1,062.00 3.54 90.00 108.00 9.4%
MANHATTAN BRIDGE
COM USD0.001
LOAN 300 5.50 1,650.00 07/14/21 1,881.00 6.27 (231.00) 150.00 9.1%
MARCHEX INC
COM CL B
MCHX 500 2.48 1,240.00 09/27/21 1,524.50 3.05 (284.50) - -
MEDIACO HOLDING INC
COM CL A
MDIA 400 5.35 2,140.00 10/07/21 3,261.80 8.15 (1,121.80) - -
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 23.63 35,445.00 01/17/06 14,909.50 9.94 20,535.50 1,680.09 4.7%
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NEW RESIDENTIAL INVT
CORP
COM NPV
NRZ 400 10.71 4,284.00 07/30/21 3,931.12 9.83 352.88 400.00 9.3%
NEW RESIDENTIAL INVT
CORP
FIX TO FLT PFD SR D
NRZ PRD 200 25.64 5,128.00 09/17/21 4,980.95 24.90 147.05 349.99 6.8%
NEW YORK MORTGAGE
TRUST INC
SER G CUM PFD STK
USD25 *CLBL
NYMTZ 100 24.80 2,480.00 11/19/21 2,456.95 24.57 23.05 - -
NUVEEN GLOBAL HIGH
INCOME FUND
SHS JGH 200 15.88 3,176.00 06/16/21 3,180.00 15.90 (4.00) 271.20 8.5%
OAKTREE SPECIALTY
LENDING CORP
COM
OCSL 300 7.46 2,238.00 03/17/21 1,877.30 6.26 360.70 165.01 7.4%
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,200 4.50 5,400.00 11/19/20 6,446.92 5.37 (1,046.92) 935.98 17.3%
PANGAEA LOGISTICS
SOLUTIONS LT
COM
PANL 1,400 3.78 5,292.00 07/12/21 6,991.46 4.99 (1,699.46) 196.02 3.7%
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD *CLBL
PMT PRB 100 26.40 2,640.00 06/30/17 2,491.95 24.92 148.05 200.01 7.6%
PINNACLE WEST CAPITAL
CORP
COM
PNW 50 70.59 3,529.50 10/08/21 3,316.00 66.32 213.50 170.02 4.8%
PITNEY BOWES INC
6.7% PRF USD25
(07/03/43)
PBI PRB 125 25.17 3,146.25 03/17/21 2,991.25 23.93 155.00 209.38 6.7%
PRIORITY INCOME FUND
INC
7% CUM PFD STK SER K
*CLBL
PRIF PRK 200 24.89 4,978.00 10/18/21 4,950.00 24.75 28.00 326.61 6.6%
PROPHASE LABS INC
COM
PRPH 600 7.17 4,302.00 06/29/21 3,703.00 6.17 599.00 - -
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 15.63 1,563.00 12/18/20 1,258.77 12.59 304.23 168.01 10.7%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 819 35.12 28,763.28 01/03/14 22,392.92 27.34 6,370.36 1,867.31 6.5%
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
RIVIAN AUTOMOTIVE INC
COM CL A
RIVN 13 103.69 1,347.97 11/10/21 1,436.80 110.52 (88.83) - -
SACHEM CAPITAL CORP
COM USD0.001
SACH 300 5.84 1,752.00 04/12/21 1,593.00 5.31 159.00 144.00 8.2%
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/20 *CLBL
SCCC 100 25.75 2,575.00 10/21/20 2,480.00 24.80 95.00 193.79 7.5%
SFL CORPORATION LTD
COM
SFL 300 8.15 2,445.00 07/05/16 4,238.73 14.13 (1,793.73) 215.99 8.8%
SOUTH JERSEY
INDUSTRIES INC
COM
SJI 200 26.12 5,224.00 03/18/21 4,340.00 21.70 884.00 247.98 4.7%
SUNLINK HEALTH
SYSTEMS INC
COM
SSY 600 1.54 924.00 05/10/21 1,864.00 3.11 (940.00) - -
TECTONIC FINANCIAL INC
9% FXD/FLTG NON CUM
PERP *CLBL
TECTP 2,000 10.5813 21,162.60 07/06/21 20,040.43 10.02 1,122.17 1,800.09 8.5%
TELEPHONE & DATA
SYSTEMS INC
DEP SHS REPSTG
1/1000TH PER
TDS PRV 200 26.60 5,320.00 08/10/21 4,995.70 24.98 324.30 299.99 5.6%
TEXTAINER GROUP
HLDGS LTD
DEP SHS REP 1/1000TH
CUM *CLBL
TGH PRB 200 26.04 5,208.00 08/20/21 4,950.95 24.75 257.05 312.38 6.0%
THE ALKALINE WATER
CO INC
COM
WTER 500 1.18 590.00 08/30/21 927.97 1.86 (337.97) - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR *CLBL
TRTN PRA 150 27.426 4,113.90 03/14/19 3,753.95 25.03 359.95 318.75 7.7%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS *CLBL TRTN PRB 200 27.40 5,480.00 06/18/19 4,992.95 24.96 487.05 399.99 7.3%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 26.04 5,208.00 05/14/19 4,924.95 24.62 283.05 337.58 6.5%
VERIZON
COMMUNICATIONS
COM
VZ 75 51.96 3,897.00 10/12/21 3,841.50 51.22 55.50 192.01 4.9%
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 14,657 0.18 2,638.26 09/09/20 14,886.68 1.02 (12,248.42) - -
Non income producing. Actual today, not from statement:
1000 ADIL
14657 ALACW
550 AMS
1000 ANIX
1000 AWX
200 BTCY
700 CFMS
700 CLWT
22250 CTXR
800 DHX
1100 DYNT
1000 ECTM
2070 ENPH
500 ENZ
10000 GYST
1200 HDSN
15 KD
500 MCHX
400 MDIA
600 PRPH
13 RIVN
65 SAVA
600 SSY
500 WTER |
