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To: steve goldman who wrote (2568)	2/11/1998 10:54:00 AM
From: pamela baker	Respond to of 4969

Steve,I just found this, could you explain the ways this happens? Enter a symbol:ÿ ÿ Symbol Lookup NASD says Morgan Stanley to pay fine, settles case Tuesday, February 10, 1998 07:23 PM > WASHINGTON, Feb 10 (Reuters) - The National Association of Securities Dealers said Tuesday its regulatory unit has fined Morgan Stanley & Co. Inc. $35,000 to settle charges the firm failed to get the best price for three customers who sold shares in Netscape Communications Corp. (Nasdaq:NSCP) The firm was also ordered to pay more than $80,000 in restitution to the customers, NASD Regulation Inc. said Tuesday. In reaching its settlement, Morgan Stanley did not admit or deny any wrongdoing but has agreed to promptly repay the three investors the restitution and interest, the NASD said. Officials at the firm's parent company, Morgan Stanley Dean Witter, declined to comment on the NASD settlement. Quote for referenced ticker symbols: NSCP