To: Doug R who wrote (12677 ) 2/24/1998 10:48:00 PM From: Instock Read Replies (1) | Respond to of 79298
< ASTN > The Numbers for crunching. The Insider Trading, and more..... INSIDER BUYING ASHTON TECHNOLOGY GROUP INC. ------------------------------------------------------------------------ NAME DIRECT TITLE DATE SHARES SHARE TOTAL OR TRANSACTION TYPE BOUGHT BOUGHT PRICE HOLDINGS INDIRECT RITTEREISER THOMAS TRUSTEE TRUSTEE 09/13/96 325,000 N/A 325,000 I INITIAL STATEMENT COM ***************** NSIDER SELLING ASHTON TECHNOLOGY GROUP INC. ------------------------------------------------------------------------ NAME DIRECT TITLE DATE SHARES SHARE TOTAL OR TRANSACTION TYPE SOLD SOLD PRICE HOLDINGS INDIRECT TATE HELEN J OWNER MORE THAN 10% 07/01/97 1,300 2.50 1,196,700 I OPEN MARKET SALE COM TATE RAYMOND T OWNER MORE THAN 10% 07/01/97 1,300 2.50 99,000 D OPEN MARKET SALE COM TATE HELEN J OWNER MORE THAN 10% 06/27/97 3,000 2.50 -- I OPEN MARKET SALE COM TATE RAYMOND T OWNER MORE THAN 10% 06/27/97 3,000 2.50 -- D OPEN MARKET SALE COM ******************** Financial Profile Data current through 02/23/1998 Ashton Technology Group 10420 Little Patuxent Pkwy Suite 490 Columbia, MD 21044-3559 Telephone: (410) 715-8732 Fax: (410) 715-8735 Dow Jones Industry Group: Comm Technology Business Description: Develops & markets online transaction systems; products for selected defense and intelligence agencies; and encryption and electronic authentication software and hardware systems to provide security for firms engaged in electronic commerce transactions. Primary SIC: 7371 SIC Codes: Stock Symbol: ASTN Exchange: NASDAQ CEO: Fredric W. Rittereiser Employees: 43 Auditors: GOLDSTEIN, GOLUB, KESSLER, & COMPANY,P.C. Latest Report: Unqualified Share Data Latest Reported Shares Outstanding 7,563,000 Latest Shares Outstanding Date 12/02/1997 Latest Balance Sheet Shares Outstanding 7,563,000 Short Interest Shares 10,749 Short Interest Ratio 0.2 Days Short Interest Ratio Date 01/08/1998 Net Insider Transactions 0 Net Insider Transactions Date 12/31/1997 Shares Held by Institutions 21,000 Number of Institutions Holding 2 % of Shares Held by Institutions 0.2 Institutional Holding Date 01/31/1998 Market Value($ Mil) 13 Market Value as % Revenues 261 Dividend Information Last Ex-Dividend Date NA Indicated Dividend Rate 0.00 Dividend Yield 0.0% Dividend Code Payout Ratio Last Fiscal Year NC 5-Year Average Payout NA 5-Year Dividend Yield NA Stock Price ($) And Volume Most Recent Close Price 1.69 Most Recent Close Price Date 02/23/1998 Close Price 4 Weeks Ago 1.50 Close Price 13 Weeks Ago 1.06 Close Price 26 Weeks Ago 1.94 Close Price 52 Weeks Ago 6.13 Price Change Last Month 12.7% Price Change Last 10 Days 26.1% Price Change Last 26 Weeks -12.9% Price Change Last 52 Weeks -72.4% Price Change YTD -3.4% Price Change vs Market Last Trading Week 108% Price Change vs Market Last 4 Weeks 106% Price Change vs Market Last 13 Weeks 147% Price Change vs Market Last 26 Weeks 75% Price Change vs Market Last 52 Weeks 21% Price Change vs Market YTD 90% 4-Week High Price 1.69 4-Week Low Price 1.13 13-Week High Price 2.13 13-Week Low Price 1.03 26-Week High Price 2.13 26-Week Low Price 0.81 52-Week High Price 6.63 52-Week Low Price 0.81 YTD High Price 1.81 YTD Low Price 1.13 5-Day Moving Avg Price 1.60 10-Day Moving Avg Price 1.53 10-Week Moving Avg Price 1.49 30-Week Moving Avg Price 1.47 200-Day Moving Avg Price 1.76 Beta, Up Market -3.73 Beta, Down Market 10.59 Shares Traded This Week 112,600 Volume as % of Shares Outstanding 1.49% Avg Daily Volume Last 2 Weeks 97,000 Avg Daily Volume Last 4 Weeks 165,300 Avg Daily Volume Last 13 Weeks 90,400 Avg Daily Volume Last 26 Weeks 76,500 Avg Daily Volume Last 52 Weeks 60,200 Avg Daily Volume YTD 103,500 On-Balance Volume Index Last 4 Weeks 115% Liquidity Ratio 1,390 P/E Ratio NE 5-Year High P/E NC 5-Year Low P/E NC Selected Balance Sheet Items ($ Mil) Fiscal Year End 03/31/1997 03/31/1996 03/31/1995 Cash & Equivalent 0.1 0.0 0.0 Receivables 1.5 0.0 0.0 Inventories 0.0 0.0 0.0 Current Assets 1.6 0.0 0.0 Gr Fixed Assets 1.8 0.0 0.0 Accum Depr & Depl 0.8 0.0 0.0 Net Fixed Assets 1.0 0.0 0.0 Total Assets 3.4 1.4 0.0 Accounts Payable 1.9 0.9 0.0 Short-Term Debt 0.0 1.2 0.0 Curr Liabilities 2.0 2.2 0.0 Long-Term Debt 0.0 0.7 0.0 Total Liabilities 2.3 2.9 0.0 Preferred Equity 0.0 0.0 0.0 Common Equity 1.1 -1.6 0.0 Retained Earnings -9.5 -2.7 0.0 Total Equity 1.1 -1.6 0.0 Liabs & Equity 3.4 1.3 0.0 Working Capital -0.4 -2.2 0.0 Selected Income Statement Items ($ Mil) Fiscal Year End 03/31/1997 03/31/1996 03/31/1995 Revenues/Sales 4.9 0.1 0.1 Cost of Sales 3.5 -0.1 0.0 Gr Oper Profit 1.4 0.2 0.1 S,G & A Expenses 6.9 2.6 0.1 Deprec & Amort 0.3 0.1 0.0 Interest Expense 0.0 0.1 0.0 Pretax Income -6.7 -2.6 -0.1 Income Taxes 0.1 0.0 0.0 Minority Interest 0.0 0.0 0.0 Net Inc Cont Ops -6.8 -2.6 -0.1 Net Inc Disc Ops 0.0 0.0 0.0 Net Inc Tot Ops -6.8 -2.6 -0.1 Extra Inc (Loss) 0.0 0.0 0.0 Net Income -6.8 -2.6 -0.1 EPS Cont Ops -0.93 -0.49 -0.01 EPS Disc Ops 0.00 0.00 0.00 EPS Total Ops -0.93 -0.49 -0.01 EPS Extra Inc 0.00 0.00 0.00 EPS fr Net Income -0.93 -0.49 -0.01 Domestic Sales NA NA NA Foreign Sales NA NA NA Income Statement YTD (last annual value if no qtrly aval for cur yr) Revenues/Sales($ Mil) 4.9 Inc fr Total Ops($ Mil) -6.8 EPS fr Total Ops($) -0.93 Dividends per Share($) 0.00 Selected Cash Flow Statement Items ($ Mil) Fiscal Year End 03/31/1997 03/31/1996 03/31/1995 Net Income -6.8 -2.6 -0.1 Deprec & Amort 0.3 0.1 0.0 Chg Receivables -0.6 0.0 0.0 Chg Payables 0.5 0.0 0.0 Net Cash fr Ops -6.4 -0.1 0.0 Net Cash fr Inv -1.7 -0.7 0.0 Net Cash fr Fin 8.1 0.9 0.0 Eff Exch Rate Chg 0.0 0.0 0.0 Net Chg Cash & Eq 0.0 0.0 0.0 Cash Begin Period 0.0 0.0 0.0 Key Financial Ratios Fiscal Year End 03/31/1997 03/31/1996 03/31/1995 Book Value P/S 0.15 -0.31 0.00 Price/Book Val(%) 2,250 NC NC Debt/Equity(%) 0 NM NC LT Debt % Inv Cap 0.0 NC NC LT Debt % Tot Dbt 0.0 24.1 NC Dbt % Tot Assets 67.6 207.1 NC Quick Ratio 0.8 0.0 NC Current Ratio 0.8 0.0 NC Revenue/Assets(%) 140 10 NC Price/Revenue(%) 519 NC NC Cash % Revenue 2.0 0.0 0.0 Pre-Tax Mgn(%) NC NC NC Post-Tax Mgn(%) NC NC NC Eff Tax Rate(%) NA 0.0 0.0 Asset Turnover 2.0 0.1 NC Receivable Turn 6.5 NC NA Inventory Turn NC NC NA Ret on Equity(%) NE NE NC Ret Invest Cap(%) -618.2 288.9 NC Ret on Assets(%) -200.0 -185.7 NC Growth Rates 5-Yr Annual EPS Growth NC 5-Yr Annual Div Growth NC 5-Yr Annual Revenue Growth NC % Change EPS YTD vs Last YTD NE $ Change in EPS this YTD vs Last YTD 0.18