To: Chartgod who wrote (1 ) 2/28/1998 11:32:00 AM From: Instock Respond to of 266
Jim: Here are some numbers to crunch on. Insider Trading ( not much recently ),earnings numbers, growth numbers, balance sheet numbers. This should keep you busy for awhile. < g > INSIDER BUYING SMARTSERV ONLINE INC. ------------------------------------------------------------------------ NAME DIRECT TITLE DATE SHARES SHARE TOTAL OR TRANSACTION TYPE BOUGHT BOUGHT PRICE HOLDINGS INDIRECT WOLFSON ALEXANDER G VICE PRESIDENT 10/23/96 1,670 N/A -- D ACQUIRED BY GIFT COM WOLFSON ALEXANDER G VICE PRESIDENT 10/23/96 3,330 N/A 7,300 D ACQUIRED BY GIFT COM ****************** INSIDER SELLING SMARTSERV ONLINE INC. ------------------------------------------------------------------------ NAME DIRECT TITLE DATE SHARES SHARE TOTAL OR TRANSACTION TYPE SOLD SOLD PRICE HOLDINGS INDIRECT FRANCESCO STEVEN T PRESIDENT 12/30/96 15,000 N/A 824,445 D DISPOSED BY GIFT COM CASSETTA SEBASTIAN E CHAIRMAN OF THE BD 10/23/96 1,670 N/A 359,250 D DISPOSED BY GIFT COM FRANCESCO STEVEN T PRESIDENT 10/23/96 3,330 N/A 839,445 D DISPOSED BY GIFT COM ******************* WATCH SMARTSERV ONLINE INC LIST OF 5% OWNERS AND RECENT HOLDINGS NAME TOTAL FILING LAST STOCK HOLDINGS TYPE FILING TYPE DATE CASSETTA SEBASTIAN E 359,250 13G 02/14/97 COM FRANCESCO STEVEN T 824,445 13G 02/14/97 COM INTERBANK COMMUN INC 204,250 13G 02/14/97 COM ***************************************************************** (S&P) 11/04/97 (SSOL) PAGE 1 OF 1 SmartServ Online: SUMMARY Provides customized packages of information services, which can be private labeled, delivered through multiple devices to customers of corporate partners... also offers telephone cos., financial, other business institutions turnkey approach to providing their core information... FY 96 (June) loss widended... 1st half FY 97 loss widened despite introduction of revenues, doubled number of shares. Tel.# 203-353-5950 **************** (S&P) 2/20/98 (SSOL) PAGE 1 OF 2 SmartServ Online --------- FINANCIAL OVERVIEW ---------- --------- FISCAL YEAR HISTORY --------- Book Fiscal Value Year Net Per Jun EPS Revenue Income Share 97 -1.20d .6 -4.4 ........ 96 -1.26d Nil -2.9 .93 95 -1.12d Nil -1.8 ........ 94 ...... .......... ........ ........ (Revenue and Net Income in millions) (S&P) 2/20/98 (SSOL) PAGE 2 OF 2 SmartServ Online --------- FINANCIAL OVERVIEW ---------- ------------ BALANCE SHEET ------------ Current Ratio 1.60 Long Term Debt 0 Shares 3.69 Report of 09/30/97 (Long Term Debt and Shares in millions) ********************** Financial Profile Data current through 02/27/1998 Smartserv Online Inc Metro Center One Station Place Stamford, CT 06902 Telephone: (203) 353-5950 Fax: (203) 353-5962 Dow Jones Industry Group: Gen Ind & Comml Svcs Business Description: Provides online information and transactional services to subscribers through generally available screen-based phones, personal computers, personal digital assistants, the Internet, interactive voice response systems and alpha numeric paging devices. Primary SIC: 7374 SIC Codes: Stock Symbol: SSOL Exchange: NASDAQ CEO: Sebastian E. Cassetta Employees: 22 Auditors: Ernst & Young LLP Latest Report: Unqualified Share Data Latest Reported Shares Outstanding 3,695,000 Latest Shares Outstanding Date 02/27/1998 Latest Balance Sheet Shares Outstanding 3,695,000 Short Interest Shares 69,389 Short Interest Ratio 2.2 Days Short Interest Ratio Date 01/08/1998 Net Insider Transactions 0 Net Insider Transactions Date 12/31/1997 Shares Held by Institutions 1,000 Number of Institutions Holding 1 % of Shares Held by Institutions 0.0 Institutional Holding Date 01/31/1998 Market Value($ Mil) 10 Market Value as % Revenues 1,452 Dividend Information Last Ex-Dividend Date NA Indicated Dividend Rate 0.00 Dividend Yield 0.0% Dividend Code Payout Ratio Last Fiscal Year NC 5-Year Average Payout NA 5-Year Dividend Yield NA Stock Price ($) And Volume Most Recent Close Price 2.75 Most Recent Close Price Date 02/27/1998 Close Price 4 Weeks Ago 2.25 Close Price 13 Weeks Ago 1.66 Close Price 26 Weeks Ago 1.50 Close Price 52 Weeks Ago 4.63 Price Change Last Month 22.2% Price Change Last 10 Days 35.5% Price Change Last 26 Weeks 83.3% Price Change Last 52 Weeks -40.6% Price Change YTD 266.7% Price Change vs Market Last Trading Week 127% Price Change vs Market Last 4 Weeks 114% Price Change vs Market Last 13 Weeks 151% Price Change vs Market Last 26 Weeks 157% Price Change vs Market Last 52 Weeks 45% Price Change vs Market YTD 339% 4-Week High Price 3.19 4-Week Low Price 1.75 13-Week High Price 3.19 13-Week Low Price 0.63 26-Week High Price 3.50 26-Week Low Price 0.63 52-Week High Price 5.00 52-Week Low Price 0.63 YTD High Price 3.19 YTD Low Price 0.63 5-Day Moving Avg Price 2.43 10-Day Moving Avg Price 2.18 10-Week Moving Avg Price 1.67 30-Week Moving Avg Price 1.76 200-Day Moving Avg Price 1.90 Beta, Up Market -2.32 Beta, Down Market -5.21 Shares Traded This Week 873,800 Volume as % of Shares Outstanding 23.65% Avg Daily Volume Last 2 Weeks 105,400 Avg Daily Volume Last 4 Weeks 77,300 Avg Daily Volume Last 13 Weeks 66,500 Avg Daily Volume Last 26 Weeks 48,100 Avg Daily Volume Last 52 Weeks 33,400 Avg Daily Volume YTD 85,900 On-Balance Volume Index Last 4 Weeks 112% Liquidity Ratio 2,930 P/E Ratio NE 5-Year High P/E NC 5-Year Low P/E NC Selected Balance Sheet Items ($ Mil) Fiscal Year End 06/30/1997 06/30/1996 06/30/1995 Cash & Equivalent 0.1 3.5 0.0 Receivables 0.1 0.1 0.0 Inventories 0.0 0.0 0.0 Current Assets 0.3 3.6 0.0 Gr Fixed Assets 0.9 0.4 0.1 Accum Depr & Depl 0.2 0.1 0.0 Net Fixed Assets 0.7 0.3 0.1 Total Assets 1.2 4.0 0.2 Accounts Payable 0.8 0.4 0.3 Short-Term Debt 0.1 0.0 0.0 Curr Liabilities 1.2 0.5 1.0 Long-Term Debt 0.7 0.0 1.2 Total Liabilities 1.9 0.5 2.2 Preferred Equity 0.0 0.0 0.0 Common Equity -0.7 3.4 -2.0 Retained Earnings -9.8 -5.3 -2.4 Total Equity -0.7 3.4 -2.0 Liabs & Equity 1.2 3.9 0.2 Working Capital -0.9 3.1 -1.0 Selected Income Statement Items ($ Mil) Fiscal Year End 06/30/1997 06/30/1996 06/30/1995 Revenues/Sales 0.7 0.1 0.1 Cost of Sales 1.0 0.0 0.0 Gr Oper Profit -0.3 0.1 0.1 S,G & A Expenses 4.1 2.3 1.8 Deprec & Amort 0.1 0.0 0.0 Interest Expense 0.0 0.2 0.1 Pretax Income -4.4 -3.0 -1.8 Income Taxes 0.0 0.0 0.0 Minority Interest 0.0 0.0 0.0 Net Inc Cont Ops -4.4 -3.0 -1.8 Net Inc Disc Ops 0.0 0.0 0.0 Net Inc Tot Ops -4.4 -3.0 -1.8 Extra Inc (Loss) 0.0 0.0 0.0 Net Income -4.4 -3.0 -1.8 EPS Cont Ops -1.20 -1.26 -1.12 EPS Disc Ops 0.00 0.00 0.00 EPS Total Ops -1.20 -1.26 -1.12 EPS Extra Inc 0.00 0.00 0.00 EPS fr Net Income -1.20 -1.26 -1.12 Domestic Sales NA NA NA Foreign Sales NA NA NA Income Statement YTD (last annual value if no qtrly aval for cur yr) Revenues/Sales($ Mil) 0.7 Inc fr Total Ops($ Mil) -4.4 EPS fr Total Ops($) -1.20 Dividends per Share($) 0.00 Selected Cash Flow Statement Items ($ Mil) Fiscal Year End 06/30/1997 06/30/1996 06/30/1995 Net Income -4.4 -3.0 -1.8 Deprec & Amort 0.1 0.0 0.0 Chg Receivables -0.1 -0.1 0.0 Chg Payables 0.6 0.1 0.1 Net Cash fr Ops -3.5 -2.3 -0.9 Net Cash fr Inv -0.4 -0.2 0.0 Net Cash fr Fin 0.5 5.9 0.4 Eff Exch Rate Chg 0.0 0.0 0.0 Net Chg Cash & Eq -3.4 3.5 -0.6 Cash Begin Period 3.5 0.0 0.6 Key Financial Ratios Fiscal Year End 06/30/1997 06/30/1996 06/30/1995 Book Value P/S -0.19 0.92 -1.13 Price/Book Val(%) NM 761 NC Debt/Equity(%) NM 0 NM LT Debt % Inv Cap NC 0.0 NC LT Debt % Tot Dbt 36.8 0.0 54.5 Dbt % Tot Assets 158.3 12.5 100.0 Quick Ratio 0.2 7.2 0.0 Current Ratio 0.3 7.2 0.0 Revenue/Assets(%) 60 0 50 Price/Revenue(%) 1,053 23,333 NC Cash % Revenue 14.3 500.0 0.0 Pre-Tax Mgn(%) NC NC NC Post-Tax Mgn(%) NC NC NC Eff Tax Rate(%) 0.0 0.0 0.0 Asset Turnover 0.3 0.0 NC Receivable Turn 7.0 2.0 NA Inventory Turn NC NC NA Ret on Equity(%) NE NE NE Ret Invest Cap(%) NC -88.2 225.0 Ret on Assets(%) -366.7 -75.0 -900.0 Growth Rates 5-Yr Annual EPS Growth NC 5-Yr Annual Div Growth NC 5-Yr Annual Revenue Growth NC % Change EPS YTD vs Last YTD NE $ Change in EPS this YTD vs Last YTD -0.22