To: bob sims who wrote (197 ) 4/8/1998 9:25:00 PM From: Theo Respond to of 10343
Bob,From about September 1993 through about July 1995, Shindman willfully violated Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder by making material misrepresentations and omissions in connection with the offer and sale of INFE, LARI, TWIP, BTLI, LBTI, and CECE. As detailed in the findings of fact, he violated the statutes and rules by: making baseless price predictions; falsely representing that these securities would commence trading on the NASD s OTCBB within specified periods of time; falsely stating that INFE and other securities would trade on Nasdaq; making exaggerated and false statements concerning INFE s business, assets, and earnings; disseminating false or misleading written materials concerning the securities, and falsely representing to customers that copies of the prospectus were unavailable; and making other materially false or misleading statements or omissions in connection with the offer, purchase, or sale of these securities. You obviously have some interest ( or did at one time) in INFE, as this is not just some obscure piece of information. After a quick glance, I get the impression it is about some boiler-room antics that involved several people and one of the securities involved happens to be INFE. Rather than read all sixty-some-odd pages of "legaleese", how 'bout giving us a quick synopsis?<G> This apparently took place from '91-'95? I don't recognize any of the names either. Anyone else? Seems judgement & punishment have already been determined as well so I assume that this is old news and has nothing to do with the current events taking place?? I'm not exactly sure what your point is?? Anyone? TheoLOL! Never mind. I see that by the time I posted this, others had already responded...<g>