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Gold/Mining/Energy : NAXOF, Tell me all THE SAINT -- Ignore unavailable to you. Want to Upgrade?


To: mfgrep who wrote (98)4/23/1998 11:07:00 AM
From: Henry Volquardsen  Read Replies (1) | Respond to of 130
 
Mark, W.F., Jason and any one else interested in the issue.
I just spoke to my compliance dept and they were adamant and unhesitant in stating that it did not matter if an individual made any money or avoided a gain. It is 100% a violation to spread inside information regardless of economic benefit or even any action being taken. Do nothing but give someone inside information to which you are privy and you are in violation. She sited several specific examples.
Henry