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To: CatLady who wrote (2270)5/15/1998 1:59:00 PM
From: jhild  Respond to of 7491
 
Well that was posted by Roni. Maybe she is not an authority about these things.



To: CatLady who wrote (2270)5/15/1998 2:01:00 PM
From: Janice Shell  Read Replies (1) | Respond to of 7491
 
Thanks, CatLady. Fell asleep at the wheel. Guess we'll have to keep on looking for those acts of incorporation, then.

What does "an unaffiliated company" mean? Unaffiliated with what?



To: CatLady who wrote (2270)5/15/1998 2:22:00 PM
From: jhild  Respond to of 7491
 
I came across this posted on the Outer Space Thread, CatLady. I thought you might be interested:

General Rules and Regulations promulgated under the Securities Exchange Act of 1934

Rule 10b-5. Employment of Manipulative and Deceptive Devices.

It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange,

a.To employ any device, scheme, or artifice to defraud,

b.To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or

c.To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.

#reply-4457451