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To: Scott Overholser who wrote (4244)5/20/1998 9:05:00 PM
From: Souze  Respond to of 12617
 
Scott, I don't know if your question Where may SEC regulations be found? was directed to me or to the thread in general. If to me, I'm the wrong one to ask. But I agree with your approach...

'Hope you find the answers.



To: Scott Overholser who wrote (4244)5/21/1998 6:08:00 AM
From: Dirk Hente  Read Replies (2) | Respond to of 12617
 
[regulations online]
Scott, here are some of my favourite links for 'regulations':

* The best source is this one (the Nasd Manual):

206.99.246.119

it contains all NASD rules, and refers to the relevant SEC Rules, Regulation T and Federal Reserve.

additional rules can be found here:

* Securities Exchange Act 1933/34: law.uc.edu

* Regulation T ('Margin Credit Extended by Brokers and Dealers', current version of 12 CFR Part 220 ): bankinfo.com

* Amendmend to Regulation T (effective Date: April 1., 1998, some sort of 'discussion') bog.frb.fed.us

* good introductory discussion of day trading & cash/margin account & settlement rule:
savoystocks.com

* NASDAQ market place rules:
Nasdaq Trader Manual (about Market Maker, SOES, SelectNet, Limit Orders,....): nasdaqtrader.com

Nasdaq User Guides for:

* Nasdaq Workstation II: nasdaqtrader.com
* OTCBB: otcbb.com
* SelectNet: nasdaqtrader.com
* SOES: nasdaqtrader.com

other useful links:

* 'Code of Federal Regulations' on CD:
govinst.com

* home page Federal Reserve:
bog.frb.fed.us