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Strategies & Market Trends : From the Trading Desk -- Ignore unavailable to you. Want to Upgrade?


To: ratan lal who wrote (3078)5/21/1998 11:25:00 PM
From: Craig Richards  Read Replies (1) | Respond to of 4969
 
ratan,
Glad to hear my experience has encouraged others to follow up on their order handling issues. Sounds like you've had a lot of problems with them, have you considered switching brokers? Remember they probably need your business more than you need them.

Could you post (or e-mail) the name and tel# of the NASD attorney and the address where you filed the complaint.

You should visit the NASD Regulators web site, at nasdr.com. There you'll find everything you need to file a complaint, including phone numbers.