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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?

To: Tommy Hicks who wrote (47890)	6/11/1998 11:46:00 AM
From: Just My Opinion	Respond to of 55532

TH: I think it is limited to a "RR", and the people he/she "controls". If a PR person was not a RR, then I guess they would have no problem. This however is really all up to the NASD, they make the rules, and they enforce them. I really have no answer that would carry any weight.

To: Tommy Hicks who wrote (47890)	6/11/1998 12:06:00 PM
From: DJ Byrne	Read Replies (1) \| Respond to of 55532

"A brokerage firm employee who acts as an account executive for clients. In a full brokerage house, a registered representative solicits clients' business and provides advice on when to buy and sell securities. For this advice, the RR may receive a percentage of the commission that is charged to the client for making such transactions. In a discount firm, a RR facilitates the execution of client orders. The RR does not solicit new customers or give investment advice." dj