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To: Arthur Radley who wrote (942)6/24/1998 11:30:00 AM
From: Sir Auric Goldfinger  Read Replies (1) | Respond to of 3383
 
The URL that you really want is nasdr.com to report on TRAVs activities, should any of you feel that you have been defrauded. Use of that reporting method is not to be considered lightly, as the NASD Regulatory body will follow up. So one should have all of their facts straight.

"Regulatory Tips Form

Instructions: Please fill out the corresponding information. Use tab to move to the next field.
This information should be as complete as possible.

Source of Regulatory Tip

Last Name: First Name: M.I.:
E-mail Address:
Mailing Address:
City: State: Zip Code:
Work Phone:
Home Phone:
Fax Number:
Preferred time to be contacted:
Anonymous Tip: Yes No

Nature of Regulatory Tip Name(s) of Entities Involved:


Name(s) of Individual(s) Involved (Please provide title(s)/position(s)
and relationships with the entities and other individuals identified):

Name(s) of Securities Involved:

Date(s) and/or Period(s) of Activity:

Please describe the apparent abusive conduct and/or violations:

If this activity was identified on the Internet, please provide the
web site address, FTP site, newsgroup or other area:


Documentation: Are you in possession of documentation that supports this regulatory tip? Yes. No.



A notice about the security of your Internet transmission to us:

Electronic transmissions on the Internet are not always secure. Thus, you may wish to communicate only basic
information to us using the Internet, and send any specific confidential or sensitive information by mail or with a
telephone call to the NASD Regulation District Office nearest you."