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Microcap & Penny Stocks : Securities Resolution Advisors, Inc (PAID) -- Ignore unavailable to you. Want to Upgrade?


To: daffodil who wrote (16)7/27/1998 4:30:00 PM
From: RickSinger  Read Replies (1) | Respond to of 135
 
TO DUSTY & DAFFIDOL - response to your questions!!!!!!!!!
I figured I would address the two of you in one response.

Dear Daffidol,
To answer the question about my NASDR background - I have had 4 arbitrations however they were dropped by the plaintiffs prior to any hearings. I did not offer any settlement to the individuals. After further discovery they realized that there was no case and I had done nothing wrong. By NASD laws, even if you have an arbitration and the case is dropped it remains on your record. In 1991 I accepted an AWC(Acceptance Without Cause) from the NASD for one (1) alleged unauthorized. I paid a $7,500 fine and there was NO SUSPENSION from me conducting business. To this date I have never been revoked or suspended during my time in the industry. This fine was the only instance. To address your other question. I do not know who M&M group is. My lawyers arranged the reverse merger with Rose International International (DYES). I think Struthers had some ownership in Rose at one point. When the reverse merger was completed I received a document from the old companies stating that I, and officers of the company will never be named as plaintiffs is a suit arises from the other previous companies.In other words no liability. We made sure we were getting into a clean situation

Dear Dusty,
I understand what you are saying about people praising us on the Internet. However, there are 2 things to think about. Attorney client privilege, and the people that we recover money for want to be able to do business at another firm, and not be "Black Balled" from doing business at a new firm just because they sued another firm in the past. I hope this information is helpful to all. As always the door is open for further questions.

Sincerely,
Richard Singer