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To: Forest Gump who wrote (6689)7/29/1998 12:51:00 PM
From: tonto  Read Replies (1) | Respond to of 11684
 
Forest, to simplify the 15c2-11, a mm must file it, having sufficient current documentation from the company it wishes to make a market in, and can assume liabilities if information is innaccurate. Other mm's can piggy back the initial filing. The first one is the one who really sticks their neck out.