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To: jhild who wrote (8021)	8/8/1998 6:07:00 PM
From: Janice Shell	Read Replies (1) \| Respond to of 11684

Over at Raving Bull there's a lotta talk about members of the Uselton family who're in the financial biz. They work part of the time for a broker-dealer firm called National Capital located in Oklahoma City. Here's what I've got at the moment for National Capital: nasdr.com Address/General Information NASD Member Firm: NATIONAL CAPITAL L.L.C. CRD Number: 26078 SEC Number: 8-042217 Applicant Name on Form BD: NATIONAL CAPITAL L.L.C. Main Office Located in NASD District: DISTRICT 5 - NEW ORLEANS Main Office Address: 6801 BROADWAY EXT SUITE 203 OKLAHOMA CITY, OK 73116 Mailing Address: 6801 BROADWAY EXT SUITE 203 OKLAHOMA CITY, OK 73116 Prior Business Names: JP TRADING, L.L.C. / JP TRADING, LTD. ******************************* Types of Business Broker or dealer making inter-dealer markets in corporate securities over-the-counter Broker or dealer retailing corporate equity securities over-the-counter Broker or dealer selling corporate debt securities Mutual fund retailer Other (describe each other business briefly on Other Business Detail) Private placement of securities Put and call broker or dealer or option writer Trading securities for own account Underwriter or selling group participant (corporate securities other than mutual funds) ********************************** Legal Status Legal Status: OTHER State/Country of Formation: OK Date of Formation: 07/19/1994 Fiscal Year End: DEC *********************************** Registration NASD / BROKER DEALER / APPROVED 07/11/1990 OK / BROKER DEALER / APPROVED 04/12/1990 SEC / BROKER DEALER / APPROVED 03/15/1990 But does this firm of market makers actually make a market in anything? I can't find information on that, not even at nasdaqtrader.com Surely, though, someone with Level II can turn up activity on their part...

To: jhild who wrote (8021)	8/8/1998 6:22:00 PM
From: Janice Shell	Respond to of 11684

I'm breaking these up into several posts because there's perhaps too much material to fit into one. Here we have Darrel Thomas Uselton. He's either the nephew or the son of Jack; I don't know which. nasdr.com File for: DARREL THOMAS USELTON CRD #2051430 NASD, OK / NATIONAL CAPITAL L.L.C. / OKLAHOMA CITY , Oklahoma ALL CURRENT EMPLOYMENTS Employing Firm: NATIONAL CAPITAL L.L.C. Firm CRD Number: 26078 Office of Employment Address: OKLAHOMA CITY, Oklahoma 73118-1422 Start Date: 06/03/1996 End Date: to present Positions Held: -- Employing Firm: PRIME RATE $CD CENTERS, INC Firm CRD Number: -- Office of Employment Address: STILLWATER, Oklahoma Start Date: 11/01/1994 End Date: to present Positions Held: PRESIDENT & CEO Employing Firm: CLARION FINANCIAL SERVICES, INC Firm CRD Number: -- Office of Employment Address: STILLWATER, Oklahoma Start Date: 11/01/1994 End Date: to present Positions Held: PRESIDENT & CEO Employing Firm: SELF SUN AMERICA SECURITIES Firm CRD Number: -- Office of Employment Address: PERRY, Oklahoma Start Date: 11/01/1993 End Date: to present Positions Held: INVESTMENT REP Employing Firm: SELF-REGIONAL VICE PRESIDENT JHA, INC Firm CRD Number: -- Office of Employment Address: OKLAHOMA CITY, Oklahoma Start Date: 11/01/1993 End Date: to present Positions Held: REGIONAL V.P. TO MARKET PRE-PA Other Business PRESIDENT - FIRST AMERICAN EQUITY HOLDINGS, INC. & NEW VISION CAPITAL MANAGEMENT INC HOLDING CO.INDEPENDENT CONTRACT AGREEMENT TO SELL PRE-PAID LEGAL SERVICES & LIFE INS WITH JHA, INC.(1) MR. DISCOUNT CONVENIENCE STORE 625 6TH PERRY,OK 73077 405-336-2011 (2) CONVENIENCE STORE (3) OWNER (4) THIS IS MY WIFE'S PRIMARY RESPONSIBILITY. SHE MANAGES THE STORE. I CHECK ON HER & HELP OCCASIONALLY, USUALLY FOR NO MORE THAN AN HOUR IN THE EVENINGS. (5) OCCASIONALLY I WILL WORK ON SUNDAY AFTERNOON IF THE NEED ARISES FOR ADDITIONAL HELP. I WILL NOT BE HAVING ANY RESPONSIBILITIES TO THE STORE DURING NORMAL BUSINESS HOURS. (6) I PLAN TO RETAIN THE BUSINESS, DUE TO IT IS MY SPOUSES OCCUPATION. IT IS A SMALL MOM & POP STORE, THAT MY WIFE CAN HANDLE, PHYSICALLY & FINANCIALLY. I DO NOT INTEND THIS BUSINESS TO INTERFERE IN ANY WAY WITH MY SECURITIES BUSINESS. PREVIOUS EMPLOYMENT A ten year employment history is viewable through the Public Disclosure Program. For an individual that is currently registered with a NASD member firm the ten years precedes from the current date. For an individual that is no longer registered with a NASD member firm, the ten years precedes from the end date of the last employment with an NASD member firm. Employing Firm: GRANT BETTINGEN, INC. Firm CRD Number: 16944 Office of Employment Address: IRVINE, California 92612 Start Date: 01/15/1998 End Date: 06/23/1998 Positions Held: -- Employing Firm: JP TRADING, L.L.C. Firm CRD Number: 26078 Office of Employment Address: OKLAHOMA CITY, Oklahoma 73118-1422 Start Date: 06/03/1996 End Date: 02/12/1997 Positions Held: -- Employing Firm: FIRST AMERICAN EQUITIES, INC. Firm CRD Number: 31091 Office of Employment Address: IRVINE, California 92612 Start Date: 12/05/1995 End Date: 10/23/1996 Positions Held: -- Employing Firm:FIRST AMERICAN EQUITIES, INC. Firm CRD Number: 31091 Office of Employment Address: STILLWATER, Oklahoma 74074 Start Date: 07/17/1995 End Date: 12/05/1995 Positions Held: -- Employing Firm: FIRST AMERICAN EQUITIES, INC. Firm CRD Number: 31091 Office of Employment Address: STILLWATER, Oklahoma 74074 Start Date: 10/10/1994 End Date: 07/17/1995 Positions Held: -- Employing Firm: CIMARRON OIL & GAS, INC. Firm CRD Number: -- Office of Employment Address: PERRY, Oklahoma Start Date: 06/01/1994 End Date: 12/01/1994 Positions Held: V.P. FINANCE Employing Firm: WMA SECURITIES, INC. Firm CRD Number: 32625 Office of Employment Address: NORCROSS, Georgia 30092 Start Date: 03/28/1994 End Date: 07/29/1994 Positions Held: -- Employing Firm: SUNAMERICA SECURITIES, INC. Firm CRD Number: 20068 Office of Employment Address: PERRY, Oklahoma 73077 Start Date: 12/09/1993 End Date: 03/29/1994 Positions Held: -- Employing Firm: EDWARD D. JONES & CO., L.P. Firm CRD Number: 250 Office of Employment Address: PERRY, Oklahoma 73077 Start Date: 08/17/1992 End Date: 11/12/1993 Positions Held: Employing Firm: MR DISCOUNT CONVENIENCE STORE Firm CRD Number: -- Office of Employment Address: PERRY, Oklahoma Start Date: 04/01/1992 End Date: 12/01/1993 Positions Held: OWNER Employing Firm: INVESTMENT CENTERS OF AMERICA, INC. Firm CRD Number: 16443 Office of Employment Address: PERRY, Oklahoma 73077 Start Date: 08/13/1991 End Date: 08/17/1992 Positions Held: -- Employing Firm: OKLAHOMA NATIONAL GUARD Firm CRD Number: -- Office of Employment Address: TULSA IAP, Oklahoma Start Date: 04/01/1990 End Date: 10/01/1992 Positions Held: E-4 Employing Firm: EDWARD D JONES & CO Firm CRD Number: Office of Employment Address: CLEVELAND, Oklahoma Start Date: 04/01/1990 End Date: 08/01/1991 Positions Held: I.R. Employing Firm: EDWARD D. JONES & CO., L.P. Firm CRD Number: 250 Office of Employment Address: CLEVELAND, Oklahoma 74020 Start Date: 11/03/1989 End Date: 08/07/1991 Positions Held: -- Employing Firm: A.L. WILLIAMS/MILICO Firm CRD Number: -- Office of Employment Address: FARGO, North Dakota Start Date: 06/01/1989 End Date: 06/01/1990 Positions Held: Insurance Agent Employing Firm: U.S. AIR FORCE Firm CRD Number: -- Office of Employment Address: MINOT, North Dakota Start Date: 07/01/1987 End Date: 04/01/1990 Positions Held: ELECTRONIC TECHNICIAN ********************************** Registrations Employer: NATIONAL CAPITAL L.L.C. NASD / General Securities Principal / APPROVED 06/20/1996 ---- / General Securities Representative / APPROVED 06/20/1996 ---- / Introducing BD/Financial and Oper. Prin. / APPROVED 09/25/1996 OK / Agent / APPROVED 06/20/1996 Sorry if the formatting sucks. In WORD it's fine...