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Gold/Mining/Energy : Golden Eagle Int. (MYNG) -- Ignore unavailable to you. Want to Upgrade?


To: Arcane Lore who wrote (12160)8/10/1998 2:34:00 AM
From: rjbac  Respond to of 34075
 
*TO ALL : Important to read Post 12160.It has the SEC charges document*
Or go to the SEC site!!
Very good reading, stays with you like a heavy meal.Thank-you Arcane Lore.

Bac



To: Arcane Lore who wrote (12160)8/31/1998 10:51:00 PM
From: Arcane Lore  Read Replies (3) | Respond to of 34075
 
Vernon consent agreement (see post I'm responding to for earlier details):

PAUL VERNON ENJOINED BY CONSENT AND $5,000 CIVIL PENALTY IMPOSED

The Commission announced that on August 25 the Honorable Zita L.
Weinshienk, United States District Judge for the District of
Colorado, entered an order of permanent injunction against Paul B.
Vernon (Vernon) of Denver, Colorado. The order, which was entered
pursuant to Vernon's consent, in which he neither admitted nor
denied the allegations of the complaint, prohibits him from further
violations of the registration, anti-fraud, and filing provisions of
the federal securities laws. Specifically, Vernon is enjoined from
further violations of Sections 10(b) and 13(d) of the Securities
Exchange Act of 1934, Rules 10b-5 and 13d-1 thereunder, and Sections
5(a), 5(c) and 17(a) of the Securities Act of 1933.
The complaint charged that Vernon acted as a nominee in connection
with the sale of unregistered Golden Eagle stock and signed a false
Schedule 13D concerning his ownership of Golden Eagle stock filed
with the Commission. The order also requires Vernon to pay a civil
penalty of $5,000 to the U.S. Treasury.
The complaint in this matter was filed on May 7, 1998, and named as
defendants Vernon, Golden Eagle International, Ronald Knittle, Mary
Erickson, Greg Vernon and Timberline Consulting Inc. Litigation is
continuing as to the other defendants. See, LR-15733, May 7, 1998.
[SEC v. Golden Eagle International, Inc., et al., Civ. Action No.
98-Z-1020, D. Colo.] (LR-15862)

sec.gov



To: Arcane Lore who wrote (12160)9/23/1999 5:55:00 PM
From: Arcane Lore  Read Replies (3) | Respond to of 34075
 
From today's SEC Digest:

RONALD KNITTLE AND MARY ERICKSON ENJOINED BY CONSENT

The Commission announced that on September 21 the Honorable Zita L. Weinshienk, United States District Judge for the District of Colorado entered orders of permanent injunction against Ronald A. Knittle (Knittle) and Mary A. Erickson (Erickson) of Parker, Colorado. The order, which was entered pursuant to the consent of Erickson and Knittle, in which they neither admitted nor denied the allegations of the complaint, prohibits them from further violations of the registration, anti-fraud, and filing provisions of the federal securities laws. The order also requires Knittle and Erickson to jointly and severally disgorge $150,000, but waives payment of such amount and does not impose a civil penalty based on their demonstrated inability to pay such sums.

The Court's order enjoins Knittle from further violations of Sections 10(b), 13(b)(2)(A), 13(b)(2)(B), 13(a), and 13(d) of the Securities Exchange Act of 1934 and Rules 10b-5, 13a-1, 13a-11, 13a-13, 12b-20, and 13d-1 thereunder and Section 5(a), 5(c), and 17(a) of the Securities Act of 1933. The Court's order enjoins Erickson from further violations of Sections 10(b), 13(b)(2)(A), 13(b)(2)(B), and 13(a) of the Securities Exchange Act of 1934 and Rules 10b-5, 13a-1, 13a-11, 13a-13, and 12b-20 thereunder and Section 5(a), 5(c), and 17(a) of the Securities Act of 1933. [SEC v. Ronald A. Knittle and Mary A. Erickson, Civil Action No. 98-Z-1020, D. Colo.] (LR-16289)

sec.gov