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Microcap & Penny Stocks : MTEI - Mountain Energy - No BASHING Allowed -- Ignore unavailable to you. Want to Upgrade?

To: JoJo who wrote (8398)	8/13/1998 4:06:00 PM
From: Brooke Geiger	Read Replies (1) \| Respond to of 11684

Can I at least get the certificates so I can wallpaper my apartment? Brooke

To: JoJo who wrote (8398)	8/13/1998 7:16:00 PM
From: Janice Shell	Read Replies (1) \| Respond to of 11684

As I've said, I have no other information so far. But the NASD does offer "disclosure" stuff on FAEI; I've requested it. Earlier I did request the same thing for Darrel Uselton, but since it didn't seem relevant to the question of MTEI I didn't offer it up. Things have changed, so here it is, for what it's worth: PUBLIC DISCLOSURE PROGRAM RESPONSE TO REQUEST FOR INFORMATION The Board of Governors of the National Association of Securities Dealers, Inc. (NASD) has adopted a public disclosure policy which permits certain types of disciplinary information on NASD member firms and their associated persons to be available to the general public. Section 15A(i) of the Securities Exchange Act of 1934, as amended, requires registered securities associations to respond to inquiries regarding disciplinary actions involving its members and their associated persons. The NASD believes that the general public should have access to information which will help them in their determination whether to conduct or continue to conduct business with an NASD member or any of the member's associated persons. In that regard, enclosed please find the information you have requested. A list of the terms and conditions of the NASD Public Disclosure Program is as follows: ------------------------------------------------------------------------------- NASD PUBLIC DISCLOSURE PROGRAM TERMS AND CONDITIONS 1.Information provided through the Public Disclosure Program shall be used ONLY: a. to assist in determining whether to conduct or continue to conduct securities or commodities business with NASD. Member Firms or Associated Persons; b. in judicial proceedings or arbitration proceedings relating to securities or commodities transactions; or c. for other non-commercial purposes consistent with the promotion of just and equitable principles of trade and the protection of investors and the public interest. 2.Provision of information by the National Association of Securities Dealers, Inc. and its subsidiaries (collectively, the "NASD") pursuant to the Public Disclosure Program does not constitute a waiver of any of the NASD's rights, privileges, or immunities with respect to the furnishing of disciplinary or registration information. 3. The NASD receives disclosure information from registered persons, member firms, government agencies, and other sources, and there may be delays in the receipt and processing of such information. Information submitted on current filings about NASD registered firms and individuals requires approximately 10 business days of processing by the NASD before it can be viewed on this site or provided on a Public Disclosure Program report. 4. The NASD does not charge for this service, which is offered pursuant to the NASDs responsibilities as a Self-Regulatory Organization, and, in particular, pursuant to Section 15A(i) of the Securities Exchange Act of 1934. In the provision of this service, the NASD makes no warranties of any kind, and disclaims liability to any person for any actions taken or omitted in good faith with respect to this Public Disclosure Program. The NASD is not responsible for and cannot verify information from sources other than the NASD, and does not warrant or guarantee the accuracy or completeness of the information requested. Neither the NASD nor any affiliate or supplier shall be liable for any cause of action in contract, tort, or otherwise, for more than the incremental telecommunications cost incurred to connect to the service. Notwithstanding the above, neither the NASD nor any affiliate or supplier shall be liable for any loss of income, trading loss, or consequential, incide! ntal, or indirect damages, regardless of whether NASD has been informed of the possibility of such damages. 5.Disclosure information on firms and individuals no longer registered with the NASD may occasionally be reported to and maintained by the NASD; however, such disclosure information has not been reviewed by the firms and individuals, and there is no regulatory requirement that terminated firms and individuals report any disclosure information to the NASD. 6.The Public Disclosure Program includes only information provided to the NASD. The "Broker comments" and "Firm comments" appear verbatim as they were provided to CRD via Forms U4 and U5. They were not written by the NASD and have not been edited by the NASD in any way. 7. I understand that this service employs proprietary software. I agree that I will not give, sell, or license another person or entity access to the Public Disclosure Program, and I will not use any software, hardware, or system that permits multiple persons concurrent use of the Public Disclosure Program. I certify that I have read and understand all of the terms set forth above and intend to form a binding subscription agreement with the NASD on those terms. If I am accepting this agreement on behalf of an organization, I certify that I have authority of that organization to enter into this agreement. The customer complaints listed in this report may include allegations that have been filed with a firm, an arbitration forum, or a court, but that have not been verified or proven to be true. Therefore, you should not assume that all allegations that may be contained in this report are true or will be proven to be true. The NASD encourages you to discuss any concerns you may have with the information contained in this report with your firm or broker, who can provide you with any further information you may require. ---------------------------------------------------------------------- ASSOCIATED PERSON: USELTON, DARREL THOMAS CRD NUMBER: 2051430 Associated Person: USELTON, DARREL THOMAS CRD Number: 2051430 8/11/98 SUMMARY INFORMATION 8/11/98: 8/12/94 CHAPTER 7 BANKRUPTCY ACTION DATE: 8/12/1994; CHAPTER NUMBER: 7; DISPOSITION TYPE: DISCHARGE; DISPOSITION DATE: 12/13/1994; COURT NAME: US BANKRUPTCY; COURT LOC: WESTERN DISTRICT OF OK; DOCKET/CASE NUMBER: 94-14476 TS. thn 8/11/98: 11/09/93 EMPLOYMENT TERMINATION TERMINATION TYPE: PERMITTED TO RESIGN; TERMINATION DATE: 11/9/1993; ALLEGATIONS: NOT PROVIDED; FIRM NAME: EDWARD D. JONES & CO. thn