Silicon Investor (SI) -- The First Internet Community

STOCKTALK

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor. We ask that you disable ad blocking while on Silicon Investor in the best interests of our community. If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.

Non-Tech : DATEK Market Maker -- Ignore unavailable to you. Want to Upgrade?

To: steve kennedy who wrote (18)	8/19/1998 3:46:00 AM
From: INFO_DART	Respond to of 48

Steve, great research coming up with that post reference. I think it is interesting that Peter, at Datek, uses the term "market participant." At the NASD links provided on this thread, Datek is listed as a "Non-registered Market Maker." I don't know what that term means. Do you?

To: steve kennedy who wrote (18)	8/19/1998 4:49:00 PM
From: INFO_DART	Respond to of 48

SUBJECT OF AN NASD ARBITRATION AWARD. THE ARBITRATION INVOLVED A PUBLIC CUSTOMER AND WAS FILED BECAUSE OF THE FOLLOWING DISPUTE(S): EXECUTIONS-FAILURE TO EXECUTE. THE AWARD INCLUDED: ACTUAL/COMPENSATORY DAMAGES, AMOUNT ASKED BY CUSTOMER-$10,000.00, AMOUNT AWARDED TO CUSTOMER-$6,257.50. [NASD ARBITRATION CASE NO. 95-01043] SUBJECT OF AN NASD ARBITRATION AWARD. THE ARBITRATION INVOLVED A PUBLIC CUSTOMER AND WAS FILED BECAUSE OF THE FOLLOWING DISPUTE(S): EXECUTIONS-FAILURE TO EXECUTE. THE AWARD INCLUDED: ACTUAL/COMPENSATORY DAMAGES, AMOUNT ASKED BY CUSTOMER-$10,000.00, AMOUNT AWARDED TO CUSTOMER-$6,257.50. [NASD ARBITRATION CASE NO. 95-01043] I wonder if these mean that Datek is required to execute our orders without an unreasonable delay, and may be liable for damages if they do not?