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Microcap & Penny Stocks : DGIV-A-HOLICS...FAMILY CHIT CHAT ONLY!! -- Ignore unavailable to you. Want to Upgrade?


To: Gary Jacobs who wrote (23085)8/29/1998 12:19:00 AM
From: paulmcg0  Read Replies (4) | Respond to of 50264
 
Another week has gone by, and still no sign of the promised SEC filing, with audited financials, for a Nasdaq listing for DGIV.

The action of promising a Nasdaq listing seems to be common for dubious OTC BB stocks like DGIV -- INFE and FNTN have also done it.

Speaking of INFE (Infocall), I found a revealing document from a court action the SEC's Enforcement Division was pursuing against some people involved with INFE. It's online at sec.gov . Here's an excerpt:

"As to Respondent Shindman, the Division contends that he violated Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder by making price predictions without a reasonable basis; falsely stating that penny stocks would be imminently listed on an exchange..."

Hey! That's exactly what people pushing DGIV on this thread are doing! What a coincidence!

Paul M.