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To: William W. Dwyer, Jr. who wrote (1282)9/8/1998 8:25:00 AM
From: steve goldman  Respond to of 3216
 
There is no doubt that the brokerage firm has an affirmative responsibility. One of the reasons I stop practicing law was the ludicrous way in which laws were applied, total void of uniformity. You never know how and why the government prosecutes in certain ways. Just watch youself, is all I am saying.
Regards,Steve