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Non-Tech : CYBERTRADER -- Ignore unavailable to you. Want to Upgrade?


To: steve goldman who wrote (1288)9/8/1998 9:09:00 AM
From: Dominick  Read Replies (1) | Respond to of 3216
 
Steve:
As you know the NASD regulations are for members of the exchange, (brokerage firms). It's the firms responsibility to be in compliance.

Like taxes, when regulations are made there will always be "experts"
who can find legal loopholes.

Having said that, just like the far reaching arm of the SEC for insider trading goes down to the investor, you may win but could you afford the legal cost of fighting the government?

Dominick