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Strategies & Market Trends : CAVALRY'S SHORT BUSTERS - MAGIC EIGHTBALLS PICKS -- Ignore unavailable to you. Want to Upgrade?

To: Cavalry who wrote (438)9/15/1998 1:51:00 PM
From: The Street  Respond to of 1637
 
NEW COVERING GOING ON?

SNMM: Message 5753959



To: Cavalry who wrote (438)9/15/1998 1:56:00 PM
From: Just My Opinion  Respond to of 1637
 
cav: I believe that the number is maximum of, not minimum of.
I also think it's 35 investors, based on the 1933 sec act.

Please navigate this site, and look at "conditions to be met".

law.uc.edu

This should in no way be taken as supportive of that man's statement, but rather as a means to better understand the rule 504.

hope it helps.



To: Cavalry who wrote (438)9/15/1998 8:59:00 PM
From: Darrell L. Peterson  Read Replies (1) | Respond to of 1637
 
504's can be in one or more than one. 35 is the maximum for "non accredited investors" depends on blue sky in some states. Call the transfer agent on total shares now outstanding and the status of free trading. the t/a can give you that information right over the phone. Also ask for an updated 15 (c) 2-11, they have to have one if a current 504 exists.

Always a glitch with these things if not checked out completely.

Good Work so far.

Darrell


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