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To: Mark B. Martell, CCM who wrote (2946)9/25/1998 6:29:00 PM
From: JOHN B FAIRBANKS 1V C.P.A  Read Replies (1) | Respond to of 4230
 
In my limited dealings with the SEC (as little as possible) I have
never heard of such a stupid notion that the SEC would tell a
broker in advance of impending action. In my over 20 years of
public practice this rumor rates right up there with
" I did not have sex with that woman." When the SEC takes action
the act first and explain later.