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Microcap & Penny Stocks : THNS - Technest Holdings (Prev. FNTN) -- Ignore unavailable to you. Want to Upgrade?

To: raven who wrote (7180)10/5/1998 9:30:00 PM
From: bob  Read Replies (1) | Respond to of 15313
 
ALL,

More from Dr. Watson on Raging Bull:

By: Dr.Watson
Reply To: None Monday, 5 Oct 1998, 8:41 PM EDT
Post # of 1601


Another interesting piece:

MEMBER FIRM: STEIN, SHORE SECURITIES, INC.
(Cancelled on 10/29/96)
BD NUMBER: 31294

NASD Member Firm: STEIN, SHORE SECURITIES, INC.
(Cancelled on 10/29/96)
BD Number: 31294

9/28/98 SUMMARY INFORMATION

9/28/98: 8/16/96 CALIFORNIA REVOCATION

THE STATE OF CALIFORNIA SUMMARILY REVOKED THE BROKER-DEALER CERTIFICATE OF
STEIN, SHORE SECURITIES, INC. FO NON-PAYMENT OF ASSESSMENT FEE. [CALIFORNIA
DOCKET/CASE NO. UNSPECIFIED]

9/28/98: 5/27/94 MISSOURI FINE

STIPULATED ORDER: THE FIRM WAS FINED $200.00 FOR SELLING SECURITIES PRIOR TO
REGISTRATION. [DOCKET/CASE NO. AO-94-15]







To: raven who wrote (7180)10/5/1998 9:37:00 PM
From: bob  Respond to of 15313
 
ALL,

Still more from Dr. Watson that he requested someone post on SI.
Questions were posed by some as to whether the Stein in his posts
was the same Stein who founded FNTN:

By: Dr.Watson
Reply To: None Monday, 5 Oct 1998, 9:08 PM EDT
Post # of 1601


More... Sorry for the spam. Just thought some of you would like to see this information, which is available to the public.

Again, can someone post this one and the last one to SI who has an account? Thanks

ALL CURRENT EMPLOYMENTS

Employing Firm:
EMPIRE FINANCIAL GROUP, INC.
Firm CRD Number:
28759
Office of Employment
Address:
LONGWOOD, Florida
32779-4976
Start Date:
08/11/1998
End Date:
to present
Positions Held:

Employing Firm:
FINANCIAL INARANET, INC
Firm CRD Number:
Office of Employment
Address:
ARDSLEY, New York

Start Date:
08/01/1996
End Date:
to present
Positions Held:
SALES & MARKETING

Other Business

D&B DELTA PARTNER GPWIFE AND I ARE PARTNERS IN A SMALL
THOROUGHBRED HORSE BREEDING OPERATION.







To: raven who wrote (7180)10/5/1998 9:40:00 PM
From: bob  Read Replies (1) | Respond to of 15313
 
ALL,

FYI, the last one from Dr. Watson:

By: Dr.Watson
Reply To #1599 by tarp Monday, 5 Oct 1998, 9:11 PM EDT
Post # of 1601


Broker's Personal Information Currently Approved Registrations with: Current Employment with NASD Member Firm(s)
BEN BERNAT STEIN
CRD #1015794

Other Names

BARRY STEIN

FL, NASD EMPIRE FINANCIAL GROUP, INC.
LONGWOOD , Florida

--------------------------------------------------------------------------------
Previous Employment

PROGRAM TRADING CORP.
LIFECO SECURITIES CORPORATION
STEIN, SHORE SECURITIES, INC.
MARSH, BLOCK & CO. INC.
D & B DELTA PARTNERS
KESSLER ASHER CLEARING INC.
LIT AMERICA, INC.
SELF-EMPLOYED
SELF EMPLOYED







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