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Microcap & Penny Stocks : Amazon Natural (AZNT) -- Ignore unavailable to you. Want to Upgrade?

To: Dean Dumont who wrote (8430)	10/6/1998 10:57:00 PM
From: Blue On Black	Respond to of 26163

Before you go back to lerking...perhaps you would care to post your 'court order' or a link to it just to prove that you could find your posterior without help. Just a thought, lee

To: Dean Dumont who wrote (8430)	10/6/1998 11:10:00 PM
From: Arcane Lore	Read Replies (1) \| Respond to of 26163

S.E.C. rule 17A is only reportable if you are a registered transfer agent and a representative of a company. If a company becomes self transfer, the way things use to be in the old days, they are allowed to clear up to 500 certificates prior to executing 17A policy. ... The only reference that I can find to lessened reporting requirements for transfer agents when there are fewer than 500 items is at the end of this post. Note that it pertains to annual reporting, not initial registration of the TA. Further note that even in this case the TA still needs to file the annual report, however, less information is required. The material quoted is from the Securities Lawyers Deskbook: law.uc.edu. The Rule 17A and Section 17A links that concern transfer agents appear to be: law.uc.edu law.uc.edu law.uc.edu However, perhaps, I missed the section which contains the exemption you specified. Could you please provide a link (either to the appropriate page of the Securities Law Deskbook or anywhere else outside SI) to the rule you referenced in #reply-5934565 ? TIA. Rule 17Ac2-2 -- Annual Reporting Requirement for Registered Transfer Agents -------------------------------------------------------------------------------- Every registered transfer agent shall file and annual report on Form TA-2 in accordance with the instructions contained therein by August 31 of each calendar year. A registered transfer agent that received fewer than 500 items for transfer and fewer than 500 items for processing in the six months ending June 30 of the calendar year for which the form is being filed, and did not maintain master security holder files for more than 1000 individual security holder accounts as of June 30 of the calendar year for which the form is being filed, is only required to complete Items one through four and the execution section of Form TA-2. A registered transfer agent is not required to file Form TA-2 if it engages a service company to perform all of its transfer and processing functions. -------------------------------------------------------------------------------- law.uc.edu

To: Dean Dumont who wrote (8430)	10/6/1998 11:16:00 PM
From: wonk	Read Replies (1) \| Respond to of 26163

bgtit: You never responded to this: exchange2000.com Tell me about the plan to convert insider common to preferred. Who recommended it? Has it been implemented? OH BTW, since you do have a relationship with AZNT, I believe you are required to mention that every time. ...At that moment there became a business relationship established with Mike and AZNT. it has nothing to do with the market, and as for compensation, sign a non-compete non-disclosure agreement and you can read it. #reply-5773766 You comment about having a business relationship which has nothing to do with the market is a non-sequitor. Since you do have a relationship, and you do claim that the court order posted is false, then perhaps you should post the relevant language from the order "here on my desk." Before you say no, perhaps you should read this again: General Rules and Regulations promulgated under the Securities Exchange Act of 1934 Rule 10b-5. Employment of Manipulative and Deceptive Devices. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, a. To employ any device, scheme, or artifice to defraud, b. To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or c. To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. law.uc.edu ww

To: Dean Dumont who wrote (8430)	10/6/1998 11:24:00 PM
From: s martin	Read Replies (1) \| Respond to of 26163

I don't suppose you'd care to go into the business of how Mann happened to purchase his shares for .25 ? BTW, Have you been paid yet?