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Non-Tech : MB TRADING -- Ignore unavailable to you. Want to Upgrade?

To: Shoot1st who wrote (2445)11/30/1998 7:53:00 PM
From: Colin Cody  Read Replies (1) | Respond to of 7382
 
Shoot, yes the BROKER would probably allow it. I'm saying the States and the SEC have rules requiring registration for such activity.

Registered Investment Advisor, I believe is one title used.

A Registered Representative is another title. Depends on what you are doing with their money and how you are being compensated for services rendered.

This can be an issue even if you have a "borrowing arrangement" as some trading houses will do with you.

Colin


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