To: Craig K who wrote (1736 ) 1/22/1999 4:05:00 PM From: Daniel Miller Read Replies (1) | Respond to of 5300
I just got into AMIG a little before close. I think if I make over 200% profit this week on it I will be back into WCTI quick. Here is an email I got concerning WCTI. Even though I only own a small portion now does not mean I will not share DD. Well, I was doing some background on SI's resident scum A@Pacific also known as "Anthony" Elgindy on the NASD servicenasd.com The search engine looks and works like Wordcrucher's. Though I can't say for certain that it is...but if this isn't Wordcruncher's...some body stole their technology....206.99.246.11 0.87 nasdr.com Excerpt: Disciplinary Actions Disciplinary Actions Reported For November NASD Regulation, Inc. (NASD RegulationSM) has taken disciplinary actions against the following f... 0.87 nasdr.com No Title Excerpt: NASD Regulatory & Compliance ALERT National Association of Securities Dealers, Inc. Volume 11, Number 4 December 1997 Contents Cover Stories NASD Reminds Member... 0.87 nasdr.com No Title Excerpt: Disciplinary Actions Disciplinary Actions Reported For November NASD Regulation, Inc. (NASD RegulationSM) has taken disciplinary actions against the following f...Amr I. Elgindy (Registered Principal, Colleyville, Texas) submitted an Offer of Settlement pursuant to which he was fined $30,000, suspended from association with any NASD member in any principal capacity for one year, suspended from association with any NASD member in any capacity for 30 days, and required to produce a copy of his member firm's implemented written supervisory procedures specifically with respect to overseeing his activities to deter and detect a recurrence of the conduct alleged in the complaint. Without admitting or denying the allegations, Elgindy consented to the described sanctions and to the entry of findings that he caused his member firm to execute 108 orders through SOES for the firm's account. The findings also stated that Elgindy caused his member firm to enter non-bona fide orders through the SelectNetSM System for the firm's account that were either timed out or canceled by Elgindy before they could be executed. Furthermore, the NASD found that Elgindy caused trades reported to ACT to be canceled by failing to acknowledge or confirm such trades. The NASD also determined that Elgindy failed to ensure that his member firm establish, maintain, and enforce supervisory procedures that would have enabled the firm to deter and detect the above conduct.