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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?


To: Anthony@Pacific who wrote (5926)1/24/1999 2:14:00 AM
From: ViperChick Secret Agent 006.9  Read Replies (3) | Respond to of 122087
 
I have a question for you

were you the analyst that came out with a buy one day which I saw the report on the net and then came out with a sell the next day as reported on the net...on KTEL....or something to that effect? vague memories here



To: Anthony@Pacific who wrote (5926)1/24/1999 2:16:00 AM
From: ztect  Read Replies (4) | Respond to of 122087
 
BD 67....then in 1993....you were 26 and not 24 as reported...just pointing out your.......

ERROR

Guess who contacted the NASD to tell them about the violations,, I had no Idea how the trading sytem [sic] worked since I had just fired our trader at Armstrong Mickinley and turned over Armstrong the president to the FEDS,, and I ended up taking over the fIRM with $ 800,000.00 in debt,( this was in 1993 )....I did...after asking a friend about SOES, I realized it was for customers only and I did 108 trades in a 1 1/2 day period, I lost $ 1600.00 bucks doing it..and was 24 yrs old,, having never sat behind a trading desk..these were the days when you didnt [sic]need a license to trade..

Waiting for your U-4....Heard there's something about an assault charge...what's that all about?????

Meeting with the NASD on Monday...will be interested in what they have to say about your means and methods.....