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Microcap & Penny Stocks : Amazon Natural (AZNT) -- Ignore unavailable to you. Want to Upgrade?


To: Jeffrey S. Mitchell who wrote (19362)2/16/1999 3:10:00 PM
From: Janice Shell  Respond to of 26163
 
i am paraphrasing but quiel's testimony was that even if the president of the united states wrote an opinion letter, the restriction on the stock doesn't change!

How much does Spidey think Quiel's opinion is worth?

nasdr.com

Disciplinary Actions Reported For May [1998]

Individuals Whose Registrations Were Revoked for Failure to Pay Fines, Costs And/Or Provide Proof Of Restitution In Connection With Violations

Quiel, Robert A., Bermuda Dunes, California

Schur, Peter A., San Diego, California




To: Jeffrey S. Mitchell who wrote (19362)2/16/1999 3:40:00 PM
From: Janice Shell  Respond to of 26163
 
Hey! Isn't THIS interesting?!?

Sec. 220.103 Borrowing of securities.

(a) The Board of Governors has been asked for a ruling as to whether Sec. 220.6(h), which deals with borrowing and lending of securities, applies to a borrower of securities if the lender is a private individual, as contrasted with a member of a national securities exchange or a broker or dealer.
(b) Section 220.6(h) does not require that the lender of the securities in such a case be a member of a national securities exchange or a broker or dealer. Therefore, a borrowing of securities may be able to qualify under the provision even though the lender is a private individual, and this is true whether the security is registered on a national securities exchange or is unregistered. In borrowing securities from a private individual under Sec. 220.6(h), however, it becomes especially important to bear in mind two limitations that are contained in the section.
(c) The first limitation is that the section applies only if the broker borrows the securities for the purpose specified in the provision, that is, ''for the purpose of making delivery of such securities in the case of short sales, failure to receive securities he is required to deliver, or other similar cases''. The present language of the provision does not require that the delivery for which the securities are borrowed must be on a transaction which the borrower has himself made, either as agent or as principal; he may borrow under the provision in order to relend to someone else for the latter person to make such a delivery. However, the borrowing must be related to an actual delivery of the type specified--a delivery in connection with a specific transaction that has already occurred or is in immediate prospect. The provision does not authorize a broker to borrow securities (or make the related deposit) merely in order
that he or some other broker may have the securities ''on hand'' or may anticipate some need that may or may not arise in the future
.
strategicbanker.com

Well, lolololololissimo!! 480K shares, wasn't it, snicker wink?



To: Jeffrey S. Mitchell who wrote (19362)2/16/1999 3:50:00 PM
From: Janice Shell  Respond to of 26163
 
much of this 144 stock is back by certs from the dirty cancorde shell. this stock will never be free trading either.

And why not? Mikey was selling it outta his box. We all know that.



To: Jeffrey S. Mitchell who wrote (19362)2/16/1999 4:00:00 PM
From: Janice Shell  Respond to of 26163
 
the salt lake attorney issued these certs of invalid stock & regulators have been notified of this.

Oh my oh my!! If this case really DOES go to trial, it's gonna be a hoot:

25 Q. So you have, what, all sorts of certificates spread out all

ASSOCIATED REPORTERS OF NEVADA (702) 382-8778

106
SYLVER - CROSS

1 over the country or the world?
2 A. Do you -- can you imagine how many shares in IBM are traded
3 every day? Can you -- how many -- you know, certificates --
4 THE COURT: Listen to the question, please, and
5 respond to the question.
6 BY MR. JUDD:
7 Q. You knew this was issued.
8 A. No. We don't know it's issued. We knew it was issued --
9 when we get a transaction report.
10 Q. So you give shares of Amazon to all sorts of people signed.
11 A. No, no, no, no, no, no, no. A transfer agent holds all the
12 certificates. Every transfer agent in this country holds
13 facsimile signature certificates, blank.
14 The transfer agent, a neutral agent, is supposed to
15 transfer the stock for brokers, for individuals. The company
16 that relies on the transfer agent is their individual. We
17 don't --
18 Q. Who was the transfer agent that had the original of this
19 certificate which you attached to your complaint?
20 A. A company called Fidelity Transfer.
21 Q. Who sent the original certificate with the signatures on it
22 to First Fidelity?
23 A. Attorney by a h- a gentleman by the name of Attorney
24 Leonard Burningham (phonetic) at the closing of the Amazon
25 Natural Treasures' merger with Concorde Capital on March 27th

ASSOCIATED REPORTERS OF NEVADA (702) 382-8778

107
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1 of 1996.
2 We signed those certificates in his office, and he took
3 it -- we didn't even sign those certificates. We signed the
4 SCC document that is supposed to be signed by the president and
5 secretary of the company for the transfer agent.
6 The transfer agent then in turn took that signature and
7 placed it on the certificate as they are supposed to do by law.
8 Q. So almost two months after you signed your subscription
9 agreement with Whitecliffe and Shoreline where they were
10 supposed to pay you $1,000,000, two months later, you hadn't
11 been paid a dime according to your testimony.




To: Jeffrey S. Mitchell who wrote (19362)2/17/1999 5:53:00 AM
From: tonto  Read Replies (1) | Respond to of 26163
 
Pugs, are you saying some AZNT shareholders are liars and giving false information? Happily...never came to mind during our discussion...of course, you have never expressed allegiance to the early shareholders who purchased restricted shares...you seem to isolate them and refer to them as Wellrich investors when in fact they are shareholders of AZNT.

on tontos lame brain claims , aznt has affadavits from the wellrich stockholders who agreed , happily, to a 2 yr. hold. they also have affadavits from those wellrich has solicited for stock.