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Technology Stocks : WAVX Anyone? -- Ignore unavailable to you. Want to Upgrade?

To: jas singh MD who wrote (5606)	2/17/1999 7:32:00 PM
From: Mammon	Read Replies (3) \| Respond to of 11417

What do you all think of this Alladin/Intel connection? techstocks.com

To: jas singh MD who wrote (5606)	2/17/1999 8:47:00 PM
From: Marc Bejarano	Respond to of 11417

If you go to the bottom of each of the filings, there are six categories(I think). The first is marked in each of the filings....that the total number of shares controlled by the reporting individual represents less than 5% of the total number of shares outstanding. if you look carefully, the fine print says: === If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following (x). === this makes sense for peter's filing because he was now at 4.8% at 12/31/98 and it is probable that he was over 5% just before filing this. i have no idea why john bagalay's filing has this checked. did he ever own more than 5% ownership or voting rights? marc ps: the description of what this form and other forms are for is available from sec.gov === Schedule 13D This Schedule discloses beneficial ownership of certain registered equity securities. Any person or group of persons who acquire a beneficial ownership of more than 5% of a class of registered equity securities of certain issuers must file a Schedule 13D reporting such acquisition together with certain other information within ten days after such acquisition. Moreover, any material changes in the facts set forth in the Schedule generally precipitates a duty to promptly file an amendment on Schedule 13D. The Commission's rules define the term "beneficial owner" to be any person who directly or indirectly shares voting power or investment power (the power to sell the security). Interpretive Responsibility: Division of Corporation Finance - Office of Tender Offers Schedule 13G Schedule 13G is a much abbreviated version of Schedule 13D that is only available for use by a limited category of "persons" (such as banks, broker/dealers, and insurance companies) and even then only when the securities were acquired in the ordinary course of business and not with the purpose or effect of changing or influencing the control of the issuer. Interpretive Responsibility: Division of Corporation Finance - Office of Tender Offers