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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?


To: Katelew who wrote (13641)2/22/1999 6:12:00 PM
From: Bear Down  Read Replies (2) | Respond to of 122088
 
Can't promise these are correct (memory loss problems)

Q=Bankruptcy
E= late filing
D=new issue, used a lot after reverse splits
F=foriegn company



To: Katelew who wrote (13641)2/22/1999 6:17:00 PM
From: dennyv  Read Replies (1) | Respond to of 122088
 
Symbols
Daisy, I had the same question recently and was referred to this link:
ibchannel.com



To: Katelew who wrote (13641)2/22/1999 6:19:00 PM
From: RobbRacer  Read Replies (2) | Respond to of 122088
 
Daisy,
I won't smack you, but since you were a broker I'll raise my hand a little. 5 letter symbol attached to stocks representing something different depending on the 5th letter. Ie. F stands for foreign (PCNTF), Q=bankruptcy proceedings (BOSTQ), a stands for class a shares (BRK.A), d=new issue of existing stock usually reverse split (JAVAD), etc etc.
somewhere on the net I know there exists a list with all the symbols. Don't brokers get tested on these things?
;-)
Rob
P.S. e= is deliquent in SEC filings



To: Katelew who wrote (13641)2/22/1999 7:57:00 PM
From: RockyBalboa  Read Replies (1) | Respond to of 122088
 
Stock Symbols:

A
Class A.
B
Class B.
C
Exempt from Nasdaq® listing requirements for a limited period of time.
D
A new issue of an existing stock. (Often the result of a reverse split.)
E
Delinquent in required filings with the SEC as determined by the NASD®.

F
Foreign.
G
First Convertible Bond.
H
Second Convertible Bond, same company.
I
Third Convertible Bond, same company.
J
Voting.
K
Non-voting.
L
Miscellaneous situations such as foreign preferred, preferred when-issued, a second class of units, a third class of warrants,
or a sixth class of preferred stock.
M
Fourth preferred, same company.
N
Third preferred, same company.
O
Second preferred, same company.
P
First preferred.
Q
In bankruptcy proceedings.
R
Rights.
S
Shares of beneficial interest.
T
With warrants or with rights.
U
Units.
V
When-issued and when-distributed.
W
Warrants.
X
Mutual Fund.
Y
ADR (American Depositary Receipts).
Z
Miscellaneous situations such as a second class of warrants, a fifth class of preferred stock, a stub, a foreign preferred
when-issued, or any unit, receipt, or certificate representing a limited partnership interest.



To: Katelew who wrote (13641)2/23/1999 1:37:00 AM
From: NW_Trader  Respond to of 122088
 
DM:

All you should have learned for that Series 7 -

Last Character Designator on NASDAQ Listings

Character Description
A Class A
B Class B
C Issuer qualifications exception - Issuer granted a continuance in Nasdaq under an exception to the qualification standards for a limited period.
D New (also used with reverse splits when new shares first issued)
E The NASD has determined the issuer is delinquent in its required SEC filings
F Foreign
G First convertible bond
H Second convertible bond, same company
I Third convertible bond, same company
J Voting
K Nonvoting
L Miscellaneous situations, such as depositary receipts, stubs, additional warrants, and units
M Fourth preferred, same company
N Third preferred, same company
O Second preferred, same company
P First preferred issue
Q Bankruptcy - involved in bankruptcy proceedings
R Rights
S Shares of beneficial interest
T With warrants or with rights
U Units
V When-issued and when-distributed
W Warrants
Y ADR (American Depositary Receipt)
Z Miscellaneous situations, such as depositary receipts, stubs, additional warrants, and units

Peace and Justice --- Patrick

EDIT: Just saw that a link to this info was also posted.