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Microcap & Penny Stocks : Short Term Picks From the 'Whiz' Kid -- Ignore unavailable to you. Want to Upgrade?


To: Daniel Miller who wrote (1832)2/24/1999 9:04:00 PM
From: The Osprey  Respond to of 9115
 
Danny....I am a licensed mutual funds broker.Not stocks..Advertisements may be a better way to circumvent the rules but still consult a good securties lawyer.It will save you money in the long run.GO FOR IT.

THE OSPREY



To: Daniel Miller who wrote (1832)2/24/1999 9:09:00 PM
From: Lola  Read Replies (1) | Respond to of 9115
 
You don't need to be a licensed broker as long as you have the legal end covered and disclaimers coming out of your eyeballs. There's lots of people out there that are charging for investment advice but don't have licenses. The key is to make sure you don't violate any SEC rules. Learn them like the back of your hand. Licensed brokers violate SEC rules all the time.

Make sure you have an area on your site that educates investors about buying and selling stocks and insist they read all the material before they buy one of your stock suggestions.

Check out www.tradehard.com They have an agreement you have to read and accept online. Also, I think Microsoft Investor has a good form like that as well. These agreements are legal even though the customer accepts the agreement online. Once you have that, you shouldn't have any worries.

Lola