SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Microcap & Penny Stocks : Amazon Natural (AZNT) -- Ignore unavailable to you. Want to Upgrade?


To: tonto who wrote (20176)2/26/1999 12:01:00 PM
From: Janice Shell  Respond to of 26163
 
Well, while we're waiting, here's some NASD info on Michael Quiel and the firm he works for, Global Financial Services. You'll recall that the recent 144 filings all involved Global. I didn't include "registrations" for either, as they're numerous and not illuminating. This is pretty pedestrian stuff; I've requested disclosure information for both, however; when it arrives (in a few days, probably) it should be more interesting:

Address/General Information

NASD Member Firm: GLOBAL FINANCIAL GROUP, INC.
CRD Number: 23958
SEC Number: 8-040814
Applicant Name on Form BD: GLOBAL FINANCIAL GROUP, INC.
Main Office Located in NASD District: DISTRICT 4 - KANSAS CITY
Main Office Address: 100 WASHINGTON SQ. STE. 1319 MINNEAPOLIS, MN 55401
Mailing Address: 100 WASHINGTON SQ. STE. 1319 MINNEAPOLIS, MN 55401
Prior Business Names: GDN SECURITIES, LTD.
MILLER FINANCIAL GROUP, INC.

Types of Business

Broker or dealer retailing corporate equity securities over-the-counter
Broker or dealer selling oil and gas interests
Broker or dealer selling variable life insurance or annuities
Municipal securities broker
Mutual fund retailer
Private placement of securities
Put and call broker or dealer or option writer
U.S. government securities broker
Underwriter or selling group participant (corporate securities other than mutual funds)

Legal Status

Legal Status: INC
State/Country of Formation: CO
Date of Formation: 11/18/1988
Fiscal Year End: JAN

File for:
Data Current as of: 02/24/1999
CRD# 1503025
MICHAEL LAWRENCE QUIEL

ALL CURRENT EMPLOYMENTS

Employing Firm: GLOBAL FINANCIAL GROUP, INC.
Firm CRD Number: 23958
Office of Employment
Address: FOUNTAIN HILLS, Arizona 85268
Start Date: 02/26/1996
End Date: to present
Positions Held:

PREVIOUS EMPLOYMENT

Employing Firm: DONALD & CO. SECURITIES INC.
Firm CRD Number: 7776
Office of Employment
Address: SCOTTSDALE, Arizona 85258
Start Date: 02/06/1995
End Date: 02/23/1996
Positions Held:

Employing Firm: SHAMROCK PARTNERS, LTD
Firm CRD Number: 23955
Office of Employment
Address: PHOENIX, Arizona 85028
Start Date: 10/24/1994
End Date: 02/06/1995
Positions Held: REG. REP.

Employing Firm: MONACO SECURITIES, INC.
Firm CRD Number: 15719
Office of Employment
Address: PHOENIX, Arizona 85058
Start Date: 09/20/1994
End Date: 10/20/1994
Positions Held:

Employing Firm: AW MONACO
Firm CRD Number:
Office of Employment
Address: PHOENIX, Arizona
Start Date: 01/01/1991
End Date: 10/01/1994
Positions Held: REG REP
Employing Firm: DESERT MOUNTAIN SECURITIES, INC.
Firm CRD Number: 15719
Office of Employment
Address: SCOTTSDALE, Arizona 85251
Start Date: 02/04/1991
End Date: 09/20/1994
Positions Held:

Employing Firm: PRIME FINANCIAL SECURITIES, INC.
Firm CRD Number: 15719
Office of Employment
Address: SCOTTSDALE, Arizona 85251
Start Date: 01/01/1991
End Date: 02/04/1991
Positions Held:

Employing Firm: WESTOK SECURITIES, INC.
Firm CRD Number: 26096
Office of Employment
Address: SCOTTSDALE, Arizona 85251
Start Date: 10/29/1990
End Date: 11/26/1990
Positions Held:

Employing Firm: BILTMORE EQUITIES & SECURITIES, LTD.
Firm CRD Number: 16090
Office of Employment
Address: SCOTTSDALE, Arizona 85251
Start Date: 06/22/1989
End Date: 10/26/1990
Positions Held:

Employing Firm: CENTURY FINANCIAL SECURITIES, INC.
Firm CRD Number: 15280
Office of Employment
Address: PHOENIX, Arizona 85014
Start Date:01/30/1989
End Date: 07/01/1989
Positions Held:

Employing Firm: HUTCHISON FINANCIAL CORPORATION
Firm CRD Number: 14491
Office of Employment
Address: PHOENIX, Arizona 85016
Start Date: 09/06/1988
End Date: 01/31/1989
Positions Held:


Global Financial's website: globalfinancialgrp.com