To: tonto who wrote (20176 ) 2/26/1999 12:01:00 PM From: Janice Shell Respond to of 26163
Well, while we're waiting, here's some NASD info on Michael Quiel and the firm he works for, Global Financial Services. You'll recall that the recent 144 filings all involved Global. I didn't include "registrations" for either, as they're numerous and not illuminating. This is pretty pedestrian stuff; I've requested disclosure information for both, however; when it arrives (in a few days, probably) it should be more interesting:Address/General Information NASD Member Firm: GLOBAL FINANCIAL GROUP, INC. CRD Number: 23958 SEC Number: 8-040814 Applicant Name on Form BD: GLOBAL FINANCIAL GROUP, INC. Main Office Located in NASD District: DISTRICT 4 - KANSAS CITY Main Office Address: 100 WASHINGTON SQ. STE. 1319 MINNEAPOLIS, MN 55401 Mailing Address: 100 WASHINGTON SQ. STE. 1319 MINNEAPOLIS, MN 55401 Prior Business Names: GDN SECURITIES, LTD. MILLER FINANCIAL GROUP, INC. Types of Business Broker or dealer retailing corporate equity securities over-the-counter Broker or dealer selling oil and gas interests Broker or dealer selling variable life insurance or annuities Municipal securities broker Mutual fund retailer Private placement of securities Put and call broker or dealer or option writer U.S. government securities broker Underwriter or selling group participant (corporate securities other than mutual funds) Legal Status Legal Status: INC State/Country of Formation: CO Date of Formation: 11/18/1988 Fiscal Year End: JAN File for: Data Current as of: 02/24/1999 CRD# 1503025 MICHAEL LAWRENCE QUIEL ALL CURRENT EMPLOYMENTS Employing Firm: GLOBAL FINANCIAL GROUP, INC. Firm CRD Number: 23958 Office of Employment Address: FOUNTAIN HILLS, Arizona 85268 Start Date: 02/26/1996 End Date: to present Positions Held: PREVIOUS EMPLOYMENT Employing Firm: DONALD & CO. SECURITIES INC. Firm CRD Number: 7776 Office of Employment Address: SCOTTSDALE, Arizona 85258 Start Date: 02/06/1995 End Date: 02/23/1996 Positions Held: Employing Firm: SHAMROCK PARTNERS, LTD Firm CRD Number: 23955 Office of Employment Address: PHOENIX, Arizona 85028 Start Date: 10/24/1994 End Date: 02/06/1995 Positions Held: REG. REP. Employing Firm: MONACO SECURITIES, INC. Firm CRD Number: 15719 Office of Employment Address: PHOENIX, Arizona 85058 Start Date: 09/20/1994 End Date: 10/20/1994 Positions Held: Employing Firm: AW MONACO Firm CRD Number: Office of Employment Address: PHOENIX, Arizona Start Date: 01/01/1991 End Date: 10/01/1994 Positions Held: REG REP Employing Firm: DESERT MOUNTAIN SECURITIES, INC. Firm CRD Number: 15719 Office of Employment Address: SCOTTSDALE, Arizona 85251 Start Date: 02/04/1991 End Date: 09/20/1994 Positions Held: Employing Firm: PRIME FINANCIAL SECURITIES, INC. Firm CRD Number: 15719 Office of Employment Address: SCOTTSDALE, Arizona 85251 Start Date: 01/01/1991 End Date: 02/04/1991 Positions Held: Employing Firm: WESTOK SECURITIES, INC. Firm CRD Number: 26096 Office of Employment Address: SCOTTSDALE, Arizona 85251 Start Date: 10/29/1990 End Date: 11/26/1990 Positions Held: Employing Firm: BILTMORE EQUITIES & SECURITIES, LTD. Firm CRD Number: 16090 Office of Employment Address: SCOTTSDALE, Arizona 85251 Start Date: 06/22/1989 End Date: 10/26/1990 Positions Held: Employing Firm: CENTURY FINANCIAL SECURITIES, INC. Firm CRD Number: 15280 Office of Employment Address: PHOENIX, Arizona 85014 Start Date:01/30/1989 End Date: 07/01/1989 Positions Held: Employing Firm: HUTCHISON FINANCIAL CORPORATION Firm CRD Number: 14491 Office of Employment Address: PHOENIX, Arizona 85016 Start Date: 09/06/1988 End Date: 01/31/1989 Positions Held: Global Financial's website: globalfinancialgrp.com