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To: Riley G who wrote (20496)3/1/1999 8:17:00 PM
From: Janice Shell  Read Replies (1) | Respond to of 26163
 
b. It shall be unlawful for any person, by the use of any means or instruments of
transportation or communication in interstate commerce or by the use of the mails,
to publish, give publicity to, or circulate any notice, circular, advertisement,
newspaper, article, letter, investment service, or communication which, though not
purporting to offer a security for sale, describes such security for a consideration
received or to be received, directly or indirectly, from an issuer, underwriter, or
dealer, without fully disclosing the receipt, whether past or prospective, of such
consideration and the amount thereof.


Speaking only theoretically, of course, how might this clause--Section 17(b)--apply to, say, our mutual friend Spidey/Gary Dobry, lolololol???



To: Riley G who wrote (20496)3/1/1999 10:46:00 PM
From: s martin  Respond to of 26163
 
>>Could you direct us to the SEC rule that states that lying to Riley G is a
violation ?
It appears that you think lying to you is a violation but lying by you isn't. Does
this about sum it up ? Why were you asking him about compensation ? Were you trying to
determine whether or not you wished to be involved in promoting this squeeze, also? TIA <<