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Microcap & Penny Stocks : Leah Industries, Inc. (OTC-BB-LEAH) -- Ignore unavailable to you. Want to Upgrade?

To: Alastair McIntosh who wrote (1770)3/24/1999 7:58:00 PM
From: Baldur Fjvlnisson  Read Replies (2) | Respond to of 2153
 
<<<I can't see how a MM could risk signing off on a 15c2-11 without audited financial statements.>>>

What exactly is the risk for the MM?

Regards,

Baldur F.



To: Alastair McIntosh who wrote (1770)3/24/1999 9:28:00 PM
From: Andrew H  Respond to of 2153
 
Alistair, does the 15c-211 form need to be filed in order to trade on the pink sheets? Or only for the OTCBB? It would seem to me that the regulation you cited applies only to OTC securities and not the pink sheets. What is your understanding? Thanks.


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