Here is a lilst of Multex shareholders at the time of the offering.I see Reuters and Softbank,two familiar names.Don't see AOL here but Softbank I hear is a major shareholder of AOL.
Assuming the Over-Allotment
Percent Option Is Exercised by the
Beneficially Owned Underwriters (2)
-------------------- ---------------------------------
Shares to be Percent
Number Offered by the Beneficially
of Before After Over-Allotment Owned After
Name of Beneficial Owner Shares Offering Offering(1) Selling Stockholders Offering
------------------------ ---------- -------- ----------- -------------------- ------------
Executive Officers and
Directors:
Isaak Karaev (3)....... 1,357,668 7.3% 6.3% 70,000 5.9%
James M. Tousignant
(4)................... 228,250 1.3 1.1 20,000 1.0
Philip Callaghan....... 43,750 * * -- *
Gregg B. Amonette (5).. 43,750 * * -- *
John J. Mahoney (6).... 193,750 1.1 0.9 7,500 *
I. Robert Greene (7)... 3,042,118 16.8 14.4 -- 14.1
Peter G. LaBonte (8)... 1,944,444 10.7 9.2 -- 9.0
Lennert J. Leader (9).. 400,000 2.2 1.9 -- 1.9
Milton J. Pappas (10).. 1,840,278 10.2 8.7 -- 8.5
Herbert L. Skeete
(11).................. 1,944,444 10.7 9.2 -- 9.0
All directors and
executive officers as
a group
(10 persons) (12)..... 11,038,452 59.5 51.2 97,500 49.7
Other 5% Stockholders:
Chase Venture Capital
Associates, L.P.
(13).................. 3,042,118 16.8 14.4 -- 14.1
Euclid Partners
Corporation (14)...... 1,840,278 10.2 8.7 -- 8.5
Multex Voting Trust
(15).................. 3,051,125 16.8 14.5 -- 14.2
Rader Reinfrank
Investors, L.P. (16).. 1,000,000 5.5 4.7 -- 4.6
Reuters America Inc.
(17).................. 1,944,444 10.7 9.2 -- 9.0
77 Capital Partners,
L.P. (18)............. 1,000,000 5.5 4.7 -- 4.6
Softbank Ventures, Inc.
(19).................. 1,083,333 6.0 5.1 -- 5.0
Venture Fund I, L.P.
(20).................. 916,650 5.1 4.3 -- 4.3
Other Over-Allotment
Selling Stockholders:
George C. Baird, III... 200,625 1.1 1.0 18,000 *
Thomas V. D'Ambrosio... 50,000 * * 3,000 *
Jane Gavronsky (21).... 260,667 1.4 1.2 25,000 1.1
Gregory Ginsburg....... 50,000 * * 5,000 *
Yefim Karayev (22)..... 55,333 * * 5,000 *
Mikhail Kolfman........ 105,000 * * 10,000 *
Olympia Romero......... 21,250 * * 1,000 *
Philip Scheps.......... 49,375 * * 2,000 |
