Silicon Investor (SI) -- The First Internet Community

STOCKTALK

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor. We ask that you disable ad blocking while on Silicon Investor in the best interests of our community. If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.

Microcap & Penny Stocks : Zia Sun(zsun) -- Ignore unavailable to you. Want to Upgrade?

To: Francois Goelo who wrote (478)	4/15/1999 7:57:00 PM
From: StockDung	Read Replies (1) \| Respond to of 10354

File for: Data Current as of: 04/07/1999 CRD# 448950 DAVID THOMAS TRAVIS Disclosure Events Disclosure Events: Information that is required to be reported by brokers and firms to the NASD via the NASD Forms U-4, U-5, and BD. Types of Disclosure information include, but are not limited to: criminal events (e.g., felony convictions, certain misdemeanor charges and convictions, such as theft of money, bribery, etc.) financial disclosure events (e.g., bankruptcies, unsatisfied judgments and liens), regulatory actions (e.g., suspensions, bars), customer complaints, and civil judicial events (e.g., injunctions).