REPORTING ABUSIVE MARKET MAKING ACTIVITIES

STOCKTALK

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Non-Tech
REPORTING ABUSIVE MARKET MAKING ACTIVITIES

An SI Board Since May 2001

Posts	SubjectMarks	Bans
11	3	0

Emcee: Francois Goelo	Type: Moderated

Introduction Compact

REPORTING ABUSIVE MARKET MAKING ACTIVITIES

This thread is dedicated to making public the ABUSIVE activities of Market Makers, as one often sees on Level II, including stock manipulation, collusion to fix prices, one sided trading, where a MM remains on the ask or the bid for days on end without attempting to promote an "orderly Market", abusive "Naked Shorting" in violation of Rule 3350, etc.......

Here is a case in point, where the MM's in question are being reported to NASD and SEC by a number of shareholders, since it's the only way Authorities ever take notice...

Message 15754230

Eventually, it's hoped that NASD and SEC will keep an eye on this thread to get a clue as to what the Market Makers are up to, from the people who make the whole exercize possible, the shareholders...

Complaint Forms:

sec.gov

nasdr.com

Thread's Rules:

This is a moderated thread where Personal Attacks, Spam, Senseless Bashing, Libelous Statements, Violation of Privacy, etc... will lead to the immediate banning of the poster concerned...

JMHO, F. Goelo + + +

Go to reply# or date (mm/dd/yy):

Reply	Message Preview	From	Recs	Posted
11	UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF OHIO EASTERN DIVISIO	StockDung	-	1/18/2011
10	<b>*¶* Naked shorting sanctioned, broker fined...</b> nasd	Francois Goelo	-	6/20/2001
9	<b>NASD Regulation Bars John Fiero, Expels Fiero Brothers, Inc., and Impos	Francois Goelo	-	5/9/2001
8	New Visual Entertainment Obtains Retraction Regarding Message Board Postings S	afrayem onigwecher	-	5/9/2001
7	¶ VIOLATIONS of SHORT SALE RULES: IM-3350 and 3370.... Message 157639	Francois Goelo	-	5/7/2001
6	A. F. Admits that he is a paid researcher/basher.. To:afrayem onigwecher who wr	afrayem onigwecher	-	5/6/2001
5	Bay St. brokerage at the centre of perfect legal storm Thomson Kernaghan besiege	afrayem onigwecher	-	5/6/2001
4	JMG, your Apology has been accepted.... Message 15759067	Francois Goelo	-	5/5/2001
3	Is it true, as TLC said, that you have enough garbage BB stock to bankrupt the U	Lazarus_Long	-	5/5/2001
2	TLC, read/understand the header before responding... FG	Francois Goelo	-	5/4/2001
1	Uh...why not just cut your loss and get on with your life?	Don Pueblo	-	5/4/2001

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