Fight The Power! - FAQ siliconinvestor.com
his thread is dedicated to the discussion of trade problems/abuses and their resolutions.
For too long brokerage firm clients have been unaware of how to fight their broker after they have received bad service.
Please feel free to post any experiences you have had or are having in resolving issues with your broker and what the outcome was.
Critical Links:
Email The SEC To Complain: sec.gov
How The SEC Handles Your Complaint Inquiry sec.gov
NASD Complaint Program nasdr.com
Enjoy! |