Fight The Power! -Your Broker Just Screwed U - Now What?

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Non-Tech
Fight The Power! -Your Broker Just Screwed U - Now What?

An SI Board Since December 1998

Posts	SubjectMarks	Bans
323	15	0

Emcee: TFF	Type: Unmoderated

Introduction Compact

Fight The Power! - FAQ
siliconinvestor.com

his thread is dedicated to the discussion of trade problems/abuses and their resolutions.

For too long brokerage firm clients have been unaware of how to fight their broker after they have received bad service.

Please feel free to post any experiences you have had or are having in resolving issues with your broker and what the outcome was.

Critical Links:

Email The SEC To Complain:
sec.gov

How The SEC Handles Your Complaint Inquiry
sec.gov

NASD Complaint Program
nasdr.com

Enjoy!

Go to reply# or date (mm/dd/yy):

Reply	Message Preview	From	Recs	Posted
323	Message 11076797	faqsnlojiks	-	8/26/1999
322	jim, I knew that. They will never get back to you. I'd put money on it. M	R. Bond	-	5/20/1999
321	RB, It's been over a week. i called the service rep yesterday and he said	jim bowman	-	5/20/1999
320	jim, About that web dump......ever hear from them again? Yes, I have had that	R. Bond	-	5/20/1999
319	If you are an active trader, use a broker that offers DIRECT ACCESS to the mark	Michael Turner	-	5/12/1999
318	E*Trade probably screwed you. However, I would bet $1000 that you don't ge	Rodney Glover	-	5/2/1999
317	E_TRADE EXECUTION: Has anyone had this problem? To make a purchase, I fille	jim bowman	-	4/28/1999
316	I would be grateful if someone who direct me to some of the recent reviews/comp	Sol W.	-	4/1/1999
315	National Discount BRokers will be coming out with an all new site in the not to	Dusty	-	3/28/1999
314	I discovered an anomaly within my DLJDirect account when I last logged in. I	astyanax	-	3/16/1999
313	Thank you! I will. I just hate when the broker I've been using has their s	KZAP	-	3/15/1999
312	OK, Mike, maybe you're not the guy I remember from several months ago, the	Jim S	-	3/15/1999
311	KZAP, I will not make a specific broker recommendation to you, but I will make	Michael Turner	-	3/15/1999
310	I don't hardly day trade. I JUST WANT A ONLINE BROKER THAT CAN CONTINUE TO	KZAP	-	3/15/1999
309	Thanks for the note, Jim. The truth is, I do not associate with any broker, nor	Michael Turner	-	3/15/1999
308	OK, Mike, now answer the question. Why are you spamming us? Do you think that	Jim S	-	3/15/1999
307	DO YOU WANT TO KNOW SOMETHING INTERESTING ABOUT DAYTRADING? How about the fact	Michael Turner	-	3/15/1999
306	OK, friends! We can all relax and dissolve this thread. I just watched the Wa	Jim S	-	3/14/1999
305	Hey Mike, whats with the spam.--Gary	gbh	-	3/13/1999
304	For anyone that is a reasonably active trader, I highly recommend using a broke	Michael Turner	-	3/12/1999
303	Larry good luck and may one of these avenues lead you to the right person for a	Joana Tides	-	3/12/1999
302	Joana, the person Tommy was talking about was me. I greatly appreciate the post	Larry Panik	-	3/11/1999
301	Thanks a lot for your input. I'll relay they information to the injured pa	Tommy Hicks	-	3/11/1999
300	Hi Tommy, now that's what I call a rip-off! But I got a coupla thoughts tha	Joana Tides	-	3/11/1999
299	This was taken from another forum <i>PNTH: Pantheon, a lesson to be lear	Tommy Hicks	-	3/6/1999

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