TEACHDAQ - Here's some info on the guy that is teaching the I-T traders to trade.
Limbaldi Holding Corp. (TEACHDAQ-DOM)
311 Broadway, Lynbrook, NY 11563 US
Administrative Contact: Pugliese, Fausto (FP1000) fofo918@AOL.COM 516-868-2000
We find that Frank (aka Fausto or Faustino) was previously employed:
Fausto Frank Pugliese
Employing Firm: CASTLE SECURITIES CORP.
Firm CRD Number: 16077
Office of Employment Address: FREEPORT, New York 11520-3830
Start Date: 11/25/1997
End Date: 07/02/1998
We also find that he was employed by STRATTON OAKMONT:
Employing Firm: STRATTON OAKMONT INC.
Firm CRD Number: 18692
Office of Employment
Address: LAKE SUCCESS, New York 11042
Start Date: 12/27/1993
End Date: 06/23/1995
Any one remember Stratton Oakmont? If not, here's a sampler from the NASDR site:
NASD REGULATION EXPELS STRATTON OAKMONT;
PRINCIPALS ALSO BARRED
Since June 1989, the firm has been the subject of twelve disciplinary actions brought by the NASD and NASD Regulation. The charges encompassed in these proceedings include securities fraud, manipulation, unlawful markups, violations in connection with initial public offerings, breach of market making restrictions, inducing customers not to cooperate in Association investigations, and failures to supervise.
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The NBCC found that "The firm must be, and hereby is, expelled from membership due to the number and gravity of the violations which we have sustained, and the number and gravity of the firm's relevant prior disciplinary incidents. We find that this history establishes a coherent pattern of willful disregard for regulatory requirements and regulatory authority, as well as a failure of lesser steps to remediate the firm's conduct."
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