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Non-Tech : Kirk's Market Thoughts
COHR 148.85-1.9%Nov 25 3:59 PM EST

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To: Jerome who wrote (951)10/13/2016 11:11:55 AM
From: Kirk ©  Read Replies (1) of 26622
 
I hope you are well.

The SEC is conducting an investigation into SunEdison ( OTCPK:SUNEQ) "seeking information and documentation relating to various matters," according to a new regulatory filing. SunEdison said the notice was accompanied by a subpoena seeking emails and other electronic communications sent or received by current and former directors of the company and of spinoffs TerraForm Power (NASDAQ: TERP) and TerraForm Global (NASDAQ: GLBL).

sec.gov


Item 8.01 Other Events.

On October 5, SunEdison, Inc. (the “Company”) received a notice that the United States Securities and Exchange Commission (the “SEC”) is conducting a non-public, fact-finding investigation relating to the Company. The notice was accompanied by a subpoena, seeking production of certain emails and other electronic communications sent or received by certain current and/or former directors and/or officers of the Company, TerraForm Power, Inc. and/or TerraForm Global, Inc. As previously disclosed in the Form 8-K dated March 31, 2016, the Company previously had received a non-public, informal inquiry from the SEC. In addition, the Company has received subpoenas from the United States Department of Justice (the “DOJ”) seeking information and documentation relating to various matters. The Company and the board of directors intend to continue to cooperate fully with the SEC and the DOJ.
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