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Microcap & Penny Stocks : PanAmerican BanCorp (PABN)
PABN 0.000010000.0%Mar 7 3:00 PM EST
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To: PatP who wrote (36421)5/20/1999 5:05:00 PM
From: jhild  Read Replies (1) of 43774
 
PatP, just for the record here is the information on David Worcester a listed principal of Gold Country Securities:

DAVID ALLEN WORCESTER JR     CRD# 1295942
Registrations
Employer: GOLD COUNTRY SECURITIES
Jurisdiction/SRO   Category     Status     Status As Of Date
 CA                Agent        APPROVED   07/30/1990
 NASD          Financial and
                Operations
                 Principal      APPROVED   10/12/1987
  
                 Full 
           Registration/Gen
            Securities Rep      APPROVED   10/12/1987
  
          General Securities
              Principal         APPROVED   10/12/1987


Looks like your info on him is consistent. Looks like he had a sleepy little company out in CA, and Charles Vaccaro (or whoever is the real power) bought the company. Reverse takeover as it were. I suppose that filing the BD Amendments requires less disclosure. That seems to be the standard technique with these guys.

Notice that Charles Vaccaro does not have the same approval as a General Securities Principal or NASD Financial and Operations Principal. Of course Charlie only has a little more than 2&#189 years of listed securities experience, so maybe he needed a front man for the business as he couldn't get approved with his Tax Lien record. I wonder if the SEC knows about that possible skirting of the approval process? (SEC SEC SEC SEC SEC NASD NASD NASD NASD)
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