Well here I may have found the approvals that were missing. Looks like with a little creative misspelling the NASDR maybe wouldn't notice. Here we see that Susan U is listed as the President of Internet Trading Corp. Hmmmmm. That wouldn't be Insider Trading Corp now would it? Meanwhile she is working as an agent for Carlin Equities. It shows she is no longer associated with Gold Country, so no I guess she can't be the Principal there after all. The corporate arrangement here with Charles Vaccaro is getting curiouser and curiouser.
So who is the principal of Gold Country Securities? Susan is no longer there since October 1, 1998. David Worcester says he sold the company. That leaves Charles Vaccaro, but he isn't registered for this role it seems. But then what do I know? (SEC SEC SEC SEC NASD NASD NASD)
SUSAN YOUNG U CRD# 2559770
Jurisdiction/SRO Category Status Status As Of Date
NASD Financial and Operations
Principal APPROVED 02/01/1999
General Securities
Principal APPROVED 02/01/1999
General Securities
Representative APPROVED 02/01/1999
Registered Options
Principal APPROVED 02/01/1999
NY Agent APPROVED 02/01/1999
CURRENT EMPLOYMENT
Employing Firm: CARLIN EQUITIES CORP.
Firm CRD Number: 31295
Office of Employment
Address: NEW YORK, New York 10020
Start Date: 01/26/1998
End Date: to present
Positions Held:
Other Business
TIGER PROD. COMPUTER CONSULTANT
PRES OF I.T.C. INTERNET TRADING CORP
PREVIOUS EMPLOYMENT
Employing Firm: WIEN SECURITIES CORP.
Firm CRD Number: 10467
Office of Employment
Address: LAKE SUCCESS, New York 11042
Start Date: 10/02/1998
End Date: 02/01/1999
Positions Held:
Employing Firm: GOLD COUNTRY SECURITIES
Firm CRD Number: 20375
Office of Employment
Address: LAKE SUCCESS, New York 11042
Start Date: 06/30/1997
End Date: 10/01/1998
Positions Held:
Employing Firm: NEUTRAL SWITCH, INC.
Firm CRD Number: 37648
Office of Employment
Address: GARDEN CITY, New York 11530
Start Date: 06/10/1997
End Date: 02/01/1998
Positions Held:
Employing Firm: BG CAPITAL, INC.
Firm CRD Number: 31069
Office of Employment
Address: GARDEN CITY, New York
Start Date: 11/15/1996
End Date: 06/12/1997
Positions Held:
Employing Firm: CASTLE SECURITIES CORP.
Firm CRD Number: 16077
Office of Employment
Address: FREEPORT, New York 11520-3830
Start Date: 07/12/1996
End Date: 12/13/1996
Positions Held:
Employing Firm: CASTLE SECURITIES
Firm CRD Number:
Office of Employment
Address: FREEPORT, New York
Start Date: 07/01/1996
End Date: 11/01/1996
Positions Held: Broker
Employing Firm: ST MARKS PLACE
Firm CRD Number:
Office of Employment
Address: COMMACK, New York
Start Date: 08/01/1995
End Date: 06/01/1996
Positions Held: RESTAURANT MGR
Employing Firm: UNEMPLOYED
Firm CRD Number:
Office of Employment
Address: HAUPPAGE, New York
Start Date: 04/01/1995
End Date: 08/01/1995
Positions Held: Unemployed
Employing Firm: ROYCE INVESTMENT GROUP, INC.
Firm CRD Number: 10494
Office of Employment
Address: WOODBURY, New York 11797
Start Date: 10/17/1994
End Date: 07/27/1995
Positions Held: Broker
Employing Firm: ROYCE INVESTMENT GROUP
Firm CRD Number:
Office of Employment
Address: WOODBURY, New York
Start Date: 10/01/1994
End Date: 08/01/1995
Positions Held: Broker
Employing Firm: GAME WORLD MANIA
Firm CRD Number:
Office of Employment
Address: COMMACK, New York
Start Date: 03/01/1993
End Date: 05/01/1994
Positions Held: OWNER
Employing Firm: CORNINNE'S CONCEPTS IN CATERING
Firm CRD Number:
Office of Employment
Address: HUNTINGTON STATION, New York
Start Date: 09/01/1991
End Date: 09/01/1994
Positions Held: MANAGER
Employing Firm: STONY BROOK UNIVERSITY
Firm CRD Number:
Office of Employment
Address: STONY BROOK, New York
Start Date: 08/01/1990
End Date: 05/01/1993
Positions Held: Student
Employing Firm: JOHN H GLENN HIGH SCHOOL
Firm CRD Number:
Office of Employment
Address: ELWOOD, New York
Start Date: 06/01/1989
End Date: 07/01/1990
Positions Held: Student
Employing Firm: UNEMPLOYED
Firm CRD Number:
Office of Employment
Address: NOT GIVEN
Start Date: 06/01/1989
End Date: 08/01/1989
Positions Held: Unemployed
Employing Firm: UNIVERSITY HIGH SCHOOL
Firm CRD Number:
Office of Employment
Address: NY, New York
Start Date: 06/01/1986
End Date: 05/01/1989
Positions Held: Student
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