What is required in the 10SB?

          b. A security may be registered on a national securities exchange by
          the issuer filing an application with the exchange (and filing with the
          Commission such duplicate originals thereof as the Commission may
          require), which application shall contain-- 

          1.Such information, in such detail, as to the issuer and any person
          directly or indirectly controlling or controlled by, or under direct or
          indirect common control with, the issuer, and any guarantor of the
          security as to principal or interest or both, as the Commission may by
          rules and regulations require, as necessary or appropriate in the public
          interest or for the protection of investors, in respect of the following: 

          A.the organization, financial structure and nature of the business; 

          B.the terms, position, rights, and privileges of the different classes of
          securities outstanding; 

          C.the terms on which their securities are to be, and during the
          preceding three years have been, offered to the public or otherwise; 

          D.the directors, officers, and underwriters, and each security holder of
          record holding more than 10 per centum of any class of any equity
          security of the issuer (other than an exempted security), their
          remuneration and their interests in the securities of, and their material
          contracts with, the issuer and any person directly or indirectly
          controlling or controlled by, or under direct or indirect common
          control with, the issuer; 

          E.remuneration to others than directors and officers exceeding $20,000
          per annum; 

          F.bonus and profit-sharing arrangements; 

          G.management and service contracts; 

          H.options existing or to be created in respect of their securities; 

          I.material contracts, not made in the ordinary course of business,
          which are to be executed in whole or in part at or after the filing of the
          application or which were made not more than two years before such
          filing, and every material patent or contract for a material patent right
          shall be deemed a material contract; 

          J.balance sheets for not more than the three preceding fiscal years,
          certified if required by the rules and regulations of the Commission by
          independent public accountants; 

          K.profit and loss statements for not more than the three preceding fiscal
          years, certified if required by the rules and regulations of the
          Commission by independent public accountants; and 

          L.any further financial statements which the Commission may deem
          necessary or appropriate for the protection of investors. 

          2.Such copies of articles of incorporation, by-laws, trust indentures, or
          corresponding documents by whatever name known, underwriting
          arrangements, and other similar documents of, and voting trust
          agreements with respect to, the issuer and any person directly or
          indirectly controlling or controlled by, or under direct or indirect
          common control with, the issuer as the Commission may require as
          necessary or appropriate for the proper protection of investors and to
          insure fair dealing in the security. 

          3.Such copies of material contracts, referred to in paragraph (1)(I)
          above, as the Commission may require as necessary or appropriate for
          the proper protection of investors and to insure fair dealing in the
          security.

          law.uc.edu
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