Amongst other filings, I have read a bit in the most recent 10-K which is at:
sec.gov
Development of shares out, paid in capital and accumulated losses:
Irvine Sensors Corporation
Consolidated Statements of Shareholders' Equity (Deficit)
<TABLE>
<CAPTION>
Common Stock Common Stock Preferred Stock
Shares Issued Warrants Issued Shares Issued
------------------------------------------------------------------------
Number Amount Number Number Amount
---------- --------- --------- ------ ------
<S> <C> <C> <C> <C> <C>
Balance at September 28, 1997 21,541,300 $ 215,400 340,000 13,750 $ 100
---------- --------- --------- ------ ------
Common stock issued to employee
retirement plan 333,300 3,400 -- -- --
Convertible debentures converted
to common stock 100,000 1,000 -- -- --
Series B and Series C preferred
stock converted to common stock 140,900 1,400 -- (2,800) --
Common stock issued to retire
liabilities 487,800 4,900 -- -- --
Sale of common stock and common
stock units 2,091,700 20,900 -- -- --
Stock options exercised 8,200 100 -- -- --
Common stock warrants issued -- -- 116,200 -- --
Common stock warrants exercised 294,200 2,900 (294,200) -- --
Series D preferred units sold -- -- -- 37,750 400
Series D preferred units converted 3,460,300 34,600 -- (33,350) (350)
Preferred stock of dissolved
subsidiary -- -- -- -- --
Capital contributed by ATPL -- -- -- -- --
Net loss -- -- -- -- --
---------- --------- --------- ------ ------
Balance at September 27, 1998 28,457,700 $ 284,600 162,000 15,350 $ 150
---------- --------- --------- ------ ------
Common stock issued to employee
retirement plan 330,000 3,300 -- -- --
Series B and Series C preferred
stock converted to common stock 51,500 500 -- (1,050) --
Series D preferred units converted 206,100 2,000 -- (2,000) --
Common stock issued to retire
liabilities 190,000 1,900 -- -- --
Common stock issued to purchase
shares of subsidiaries 1,127,500 11,300 -- -- --
Sale of common stock and common
stock units 4,536,400 45,400 -- -- --
Common stock subscribed,
444,400 shares -- -- -- -- --
Common stock options exercised 120,900 1,200 -- -- --
Common stock warrants exercised 15,000 100 (15,000) -- --
Net loss -- -- -- -- --
---------- --------- --------- ------ ------
Balance at October 3, 1999 35,035,100 $ 350,300 147,000 12,300 $ 150
---------- --------- --------- ------ ------
Common stock issued to employee
retirement plan 135,100 1,400 -- -- --
Series B and Series C preferred
stock converted to common stock 165,100 1,700 -- (3,300) (50)
Series D preferred units converted 471,900 4,700 -- (2,400) (50)
Series D warrants exercised 190,000 1,900 -- -- --
Common stock issued to retire
royalty liabilities 1,000,000 10,000 -- -- --
Common stock issued to pay
operating expenses 18,800 200 -- -- --
Common stock issued to acquire
capital assets 1,400 -- -- -- --
Sale of common stock and common
stock units 7,397,000 74,000 -- -- --
Issuance of common stock subscribed
in 1999 444,400 4,400 -- -- --
Common stock options exercised 1,329,700 13,300 -- -- --
Common stock warrants issued -- -- 3,711,400 -- --
Common stock warrants exercised 449,300 4,500 (449,300) -- --
Common stock warrants expired -- -- (55,000) -- --
Dividends on Series C preferred
stock of subsidiary -- -- -- -- --
Net loss -- -- -- -- --
---------- --------- --------- ------ ------
Balance at October 1, 2000 46,637,800 $ 466,400 3,354,100 6,600 $ 50
========== ========= ========= ====== ======
[WIDE TABLE CONTINUED FROM ABOVE]
<CAPTION>
Paid-in Accumulated Shareholders'
Capital Deficit Equity(Deficit)
------------ ------------ ---------------
<S> <C> <C> <C>
Balance at September 28, 1997 $ 46,424,100 $(49,579,500) $ (2,939,900)
------------ ------------ ------------
Common stock issued to employee
retirement plan 496,600 -- 500,000
Convertible debentures converted
to common stock 249,000 -- 250,000
Series B and Series C preferred
stock converted to common stock (1,400) -- --
Common stock issued to retire
liabilities 753,200 -- 758,100
Sale of common stock and common
stock units 3,712,900 -- 3,733,800
Stock options exercised (100) -- --
Common stock warrants issued 303,900 -- 303,900
Common stock warrants exercised 274,100 -- 277,000
Series D preferred units sold 3,283,700 -- 3,284,100
Series D preferred units converted (34,250) -- --
Preferred stock of dissolved
subsidiary 118,500 -- 118,500
Capital contributed by ATPL 305,000 -- 305,000
Net loss -- (4,243,500) (4,243,500)
------------ ------------ ------------
Balance at September 27, 1998 $ 55,885,250 $(53,823,000) $ 2,347,000
------------ ------------ ------------
Common stock issued to employee
retirement plan 496,900 -- 500,200
Series B and Series C preferred
stock converted to common stock (500) -- --
Series D preferred units converted 163,500 -- 165,500
Common stock issued to retire
liabilities 280,600 -- 282,500
Common stock issued to purchase
shares of subsidiaries 1,147,950 -- 1,159,250
Sale of common stock and common
stock units 6,082,100 -- 6,127,500
Common stock subscribed,
444,400 shares 600,000 -- 600,000
Common stock options exercised 131,200 -- 132,400
Common stock warrants exercised 13,900 -- 14,000
Net loss -- (9,115,700) (9,115,700)
------------ ------------ ------------
Balance at October 3, 1999 $ 64,800,900 $(62,938,700) $ 2,212,650
------------ ------------ ------------
Common stock issued to employee
retirement plan 460,700 -- 462,100
Series B and Series C preferred
stock converted to common stock (1,650) -- --
Series D preferred units converted (4,650) -- --
Series D warrants exercised 207,100 -- 209,000
Common stock issued to retire
royalty liabilities 990,000 -- 1,000,000
Common stock issued to pay
operating expenses 178,200 -- 178,400
Common stock issued to acquire
capital assets 13,500 -- 13,500
Sale of common stock and common
stock units 16,345,500 -- 16,419,500
Issuance of common stock subscribed
in 1999 (4,400) -- --
Common stock options exercised 1,772,600 -- 1,785,900
Common stock warrants issued -- -- --
Common stock warrants exercised 639,700 -- 644,200
Common stock warrants expired -- -- --
Dividends on Series C preferred
stock of subsidiary (300,400) -- (300,400)
Net loss -- (15,038,300) (15,038,300)
------------ ------------ ------------
Balance at October 1, 2000 $ 85,097,100 $(77,977,000) $ 7,586,550
============ ============ ============
</TABLE>
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